0000201772-19-000007.txt : 20191022 0000201772-19-000007.hdr.sgml : 20191022 20191022164522 ACCESSION NUMBER: 0000201772-19-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191022 DATE AS OF CHANGE: 20191022 EFFECTIVENESS DATE: 20191022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0000201772 IRS NUMBER: 004260191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 191162081 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 1803 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 1803 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000201772 XXXXXXXX 09-30-2019 09-30-2019 ESSEX INVESTMENT MANAGEMENT CO LLC
125 HIGH STREET SUITE 1803 BOSTON MA 02110
13F HOLDINGS REPORT 028-00878 N
David A Rozenson Attorney-in-Fact 617-733-1054 David A Rozenson Newton MA 10-22-2019 0 468 692818 false
INFORMATION TABLE 2 essex13f2019q3.xml ABBOTT LABS COM COM 002824100 145 1729 SH SOLE 1729 0 0 ADVANCED MICRO DEVICES INC COM COM 007903107 14 500 SH SOLE 500 0 0 AEROVIRONMENT INC COM COM 008073108 1324 24721 SH SOLE 22345 0 2376 AGNICO EAGLE MINES LTD COM COM 008474108 5558 103673 SH SOLE 101957 0 1716 AIR PRODS & CHEMS INC COM COM 009158106 7 30 SH SOLE 30 0 0 ALBEMARLE CORP COM COM 012653101 1331 19150 SH SOLE 17793 0 1357 ALEXANDER & BALDWIN INC NEW CO COM 014491104 81 3305 SH SOLE 3305 0 0 ALLIANCE DATA SYSTEMS CORP COM COM 018581108 5 36 SH SOLE 36 0 0 ALLIED MOTION TECHNOLOGIES INC COM 019330109 1206 34168 SH SOLE 30872 0 3296 AMAZON COM INC COM COM 023135106 14151 8152 SH SOLE 8016 0 136 AMERICAN WTR WKS CO INC NEW CO COM 030420103 53 430 SH SOLE 430 0 0 AMGEN INC COM COM 031162100 19 100 SH SOLE 100 0 0 AMPHENOL CORP NEW CL A COM 032095101 12 126 SH SOLE 126 0 0 ANALOG DEVICES INC COM COM 032654105 16 141 SH SOLE 141 0 0 APOGEE ENTERPRISES INC COM COM 037598109 27 680 SH SOLE 680 0 0 APPLE INC COM COM 037833100 3369 15043 SH SOLE 14849 0 194 ASTRAZENECA PLC SPONSORED ADR COM 046353108 3009 67501 SH SOLE 65752 0 1749 AUTOMATIC DATA PROCESSING INC COM 053015103 343 2124 SH SOLE 2124 0 0 BADGER METER INC COM COM 056525108 447 8319 SH SOLE 6502 0 1817 BAIDU INC SPON ADR REP A COM 056752108 959 9335 SH SOLE 9335 0 0 BANK AMER CORP COM COM 060505104 2188 75000 SH SOLE 75000 0 0 BANK NEW YORK MELLON CORP COM COM 064058100 4 84 SH SOLE 84 0 0 BARRICK GOLD CORPORATION COM COM 067901108 3101 178964 SH SOLE 176901 0 2063 BEACON ROOFING SUPPLY INC COM COM 073685109 1338 39913 SH SOLE 38981 0 932 BECTON DICKINSON & CO COM COM 075887109 1 5 SH SOLE 5 0 0 BEL FUSE INC CL B COM 077347300 1092 72636 SH SOLE 37493 0 35143 BLUE BIRD CORP COM COM 095306106 1934 101596 SH SOLE 57967 0 43629 BRUNSWICK CORP COM COM 117043109 203 3886 SH SOLE 3886 0 0 CAE INC COM COM 124765108 1690 66522 SH SOLE 64809 0 1713 CECO ENVIRONMENTAL CORP COM COM 125141101 1475 211103 SH SOLE 109317 0 101786 CPI AEROSTRUCTURES INC COM NEW COM 125919308 842 102419 SH SOLE 68000 0 34419 CSX CORP COM COM 126408103 7 100 SH SOLE 100 0 0 CALLAWAY GOLF CO COM COM 131193104 1823 93928 SH SOLE 50042 0 43886 CANOPY GROWTH CORP COM COM 138035100 32 1399 SH SOLE 1399 0 0 CARPENTER TECHNOLOGY CORP COM COM 144285103 1272 24627 SH SOLE 13696 0 10931 CATASYS INC COM PAR COM 149049504 788 50000 SH SOLE 50000 0 0 CATERPILLAR INC DEL COM COM 149123101 24 191 SH SOLE 191 0 0 CELANESE CORP DEL COM COM 150870103 17 135 SH SOLE 135 0 0 CENTURYLINK INC COM COM 156700106 1 76 SH SOLE 76 0 0 CHEGG INC COM COM 163092109 2393 79893 SH SOLE 51481 0 28412 CHEMBIO DIAGNOSTICS INC COM NE COM 163572209 848 138603 SH SOLE 71396 0 67207 CHESAPEAKE UTILS CORP COM COM 165303108 87 910 SH SOLE 910 0 0 CHEVRON CORP NEW COM COM 166764100 5289 44592 SH SOLE 44270 0 322 CIENA CORP COM NEW COM 171779309 8770 223549 SH SOLE 217300 0 6249 CIMAREX ENERGY CO COM COM 171798101 681 14215 SH SOLE 14215 0 0 CINCINNATI FINL CORP COM COM 172062101 180 1541 SH SOLE 1541 0 0 COCA COLA CO COM COM 191216100 8232 151208 SH SOLE 149594 0 1614 CODEXIS INC COM COM 192005106 2487 181314 SH SOLE 93248 0 88066 COGNEX CORP COM COM 192422103 281 5713 SH SOLE 4457 0 1256 COLGATE PALMOLIVE CO COM COM 194162103 1622 22067 SH SOLE 22030 0 37 COLUMBUS MCKINNON CORP N Y COM COM 199333105 1848 50738 SH SOLE 26009 0 24729 COMMERCE BANCSHARES INC COM COM 200525103 1300 21433 SH SOLE 21433 0 0 CONTINENTAL RESOURCES INC COM COM 212015101 1357 44069 SH SOLE 43588 0 481 CORE MOLDING TECHNOLOGIES INC COM 218683100 576 89868 SH SOLE 59625 0 30243 COWEN INC CL A NEW COM 223622606 6614 429731 SH SOLE 361174 0 68557 CRAWFORD & CO CL A COM 224633206 1072 98551 SH SOLE 89050 0 9501 CROWN CRAFTS INC COM COM 228309100 357 57140 SH SOLE 37906 0 19234 CRYOPORT INC COM PAR $0.001 COM 229050307 2666 163028 SH SOLE 83975 0 79053 CUTERA INC COM COM 232109108 5155 176365 SH SOLE 135037 0 41328 DTE ENERGY CO COM COM 233331107 98 735 SH SOLE 735 0 0 DANAHER CORPORATION COM COM 235851102 722 5000 SH SOLE 5000 0 0 DAVIDSTEA INC COM COM 238661102 342 166216 SH SOLE 110279 0 55937 DELTA AIR LINES INC DEL COM NE COM 247361702 4303 74699 SH SOLE 73194 0 1505 DESIGNER BRANDS INC CL A COM 250565108 204 11935 SH SOLE 11935 0 0 DEXCOM INC COM COM 252131107 490 3283 SH SOLE 3283 0 0 DIGI INTL INC COM COM 253798102 1885 138428 SH SOLE 127985 0 10443 DISNEY WALT CO COM DISNEY COM 254687106 15101 115880 SH SOLE 113290 0 2590 DOCUSIGN INC COM COM 256163106 619 10000 SH SOLE 10000 0 0 DOLLAR TREE INC COM COM 256746108 293 2566 SH SOLE 2566 0 0 DOVER CORP COM COM 260003108 16 156 SH SOLE 156 0 0 DOW INC COM COM 260557103 44 920 SH SOLE 920 0 0 DRIVE SHACK INC COM COM 262077100 576 133723 SH SOLE 120884 0 12839 ECOLAB INC COM COM 278865100 69 346 SH SOLE 346 0 0 EDISON INTL COM COM 281020107 38 500 SH SOLE 500 0 0 ELECTRONIC ARTS INC COM COM 285512109 2033 20788 SH SOLE 18909 0 1879 ENGLOBAL CORP COM COM 293306106 608 607816 SH SOLE 402787 0 205029 ENTERPRISE PRODS PARTNERS L P COM 293792107 105 3667 SH SOLE 3667 0 0 EURONET WORLDWIDE INC COM COM 298736109 312 2131 SH SOLE 2131 0 0 EXFO INC SUB VTG SHS COM 302046107 1413 354052 SH SOLE 182219 0 171833 FTI CONSULTING INC COM COM 302941109 2154 20320 SH SOLE 19198 0 1122 FASTENAL CO COM COM 311900104 327 10000 SH SOLE 10000 0 0 FERRO CORP COM COM 315405100 842 71014 SH SOLE 37856 0 33158 FIFTH THIRD BANCORP COM COM 316773100 21 750 SH SOLE 750 0 0 FIRST SOLAR INC COM COM 336433107 3200 55169 SH SOLE 53117 0 2052 FOSTER L B CO COM COM 350060109 1914 88339 SH SOLE 45592 0 42747 FRANCO NEVADA CORP COM COM 351858105 1229 13486 SH SOLE 13486 0 0 FRIEDMAN INDS INC COM COM 358435105 473 72810 SH SOLE 48316 0 24494 FULGENT GENETICS INC COM COM 359664109 1274 122642 SH SOLE 81374 0 41268 GALLAGHER ARTHUR J & CO COM COM 363576109 2830 31594 SH SOLE 31594 0 0 GENCOR INDS INC COM COM 368678108 798 68694 SH SOLE 35592 0 33102 GENERAL ELECTRIC CO COM COM 369604103 31 3420 SH SOLE 3420 0 0 GENMARK DIAGNOSTICS INC COM COM 372309104 1737 286618 SH SOLE 147044 0 139574 GLOBUS MED INC CL A COM 379577208 933 18243 SH SOLE 18243 0 0 GRANITE CONSTR INC COM COM 387328107 237 7365 SH SOLE 7365 0 0 GREAT LAKES DREDGE & DOCK CORP COM 390607109 2293 219455 SH SOLE 212424 0 7031 HACKETT GROUP INC COM COM 404609109 0 0 SH SOLE 0 0 0 HARVARD BIOSCIENCE INC COM COM 416906105 1536 499616 SH SOLE 257740 0 241876 HAWKINS INC COM COM 420261109 2329 54804 SH SOLE 31469 0 23335 HENRY JACK & ASSOC INC COM COM 426281101 25 173 SH SOLE 173 0 0 HEXCEL CORP NEW COM COM 428291108 233 2836 SH SOLE 2836 0 0 HEXO CORP COM COM 428304109 248 62744 SH SOLE 59621 0 3123 HOME DEPOT INC COM COM 437076102 12771 55044 SH SOLE 54019 0 1025 HONEYWELL INTL INC COM COM 438516106 17 103 SH SOLE 103 0 0 HUBBELL INC COM COM 443510607 47 354 SH SOLE 354 0 0 IGM BIOSCIENCES INC COM COM 449585108 89 5000 SH SOLE 4749 0 251 ILLINOIS TOOL WKS INC COM COM 452308109 792 5064 SH SOLE 5064 0 0 ILLUMINA INC COM COM 452327109 1745 5735 SH SOLE 5735 0 0 IMMERSION CORP COM COM 452521107 1672 218533 SH SOLE 112319 0 106214 IMPINJ INC COM COM 453204109 3254 105559 SH SOLE 54494 0 51065 INTEVAC INC COM COM 461148108 1723 328794 SH SOLE 169804 0 158990 INTUIT COM COM 461202103 9228 34700 SH SOLE 34344 0 356 INVACARE CORP COM COM 461203101 1599 213189 SH SOLE 109804 0 103385 IOVANCE BIOTHERAPEUTICS INC CO COM 462260100 587 32232 SH SOLE 29319 0 2913 ISHARES TR RUS 2000 GRW ETF COM 464287648 61 315 SH SOLE 315 0 0 ITRON INC COM COM 465741106 3589 48531 SH SOLE 45513 0 3018 JOHNSON & JOHNSON COM COM 478160104 23 179 SH SOLE 179 0 0 JOHNSON OUTDOORS INC CL A COM 479167108 1079 18420 SH SOLE 9496 0 8924 JOUNCE THERAPEUTICS INC COM COM 481116101 360 108204 SH SOLE 108204 0 0 KANSAS CITY SOUTHERN COM NEW COM 485170302 29 220 SH SOLE 220 0 0 KINROSS GOLD CORP COM NO PAR COM 496902404 3224 700921 SH SOLE 693765 0 7156 KOSMOS ENERGY LTD COM COM 500688106 2845 455902 SH SOLE 452519 0 3383 LANTRONIX INC COM NEW COM 516548203 1482 442328 SH SOLE 244472 0 197856 LILLY ELI & CO COM COM 532457108 33 292 SH SOLE 292 0 0 LINCOLN EDL SVCS CORP COM COM 533535100 607 291702 SH SOLE 193336 0 98366 LINDSAY CORP COM COM 535555106 651 7012 SH SOLE 5484 0 1528 LIVEPERSON INC COM COM 538146101 1821 50996 SH SOLE 50996 0 0 LOCKHEED MARTIN CORP COM COM 539830109 25 65 SH SOLE 65 0 0 LUNA INNOVATIONS COM COM 550351100 1796 310142 SH SOLE 159673 0 150469 MANITEX INTL INC COM COM 563420108 1423 214027 SH SOLE 110254 0 103773 MARCUS & MILLICHAP INC COM COM 566324109 635 17892 SH SOLE 17299 0 593 MARSH & MCLENNAN COS INC COM COM 571748102 1841 18401 SH SOLE 18401 0 0 MARTIN MARIETTA MATLS INC COM COM 573284106 1029 3753 SH SOLE 3656 0 97 MATADOR RES CO COM COM 576485205 2685 162438 SH SOLE 105407 0 57031 MCDERMOTT INTL INC COM COM 580037109 1 402 SH SOLE 402 0 0 MICROSOFT CORP COM COM 594918104 14804 106479 SH SOLE 105296 0 1183 MISONIX INC COM COM 604871103 1855 92269 SH SOLE 47611 0 44658 MITEK SYS INC COM NEW COM 606710200 3767 390363 SH SOLE 259998 0 130365 MODEL N INC COM COM 607525102 4013 144567 SH SOLE 91036 0 53531 MONDELEZ INTL INC CL A COM 609207105 7 127 SH SOLE 127 0 0 MORGAN STANLEY COM NEW COM 617446448 6802 159410 SH SOLE 157601 0 1809 MUELLER WTR PRODS INC COM SER COM 624758108 557 49538 SH SOLE 39100 0 10438 NATERA INC COM COM 632307104 3023 92164 SH SOLE 49570 0 42594 NEW GERMANY FD INC COM COM 644465106 2 120 SH SOLE 120 0 0 NEW GOLD INC CDA COM COM 644535106 783 775000 SH SOLE 775000 0 0 NEWMONT GOLDCORP CORPORATION C COM 651639106 3803 100300 SH SOLE 100300 0 0 NICE LTD SPONSORED ADR COM 653656108 72 500 SH SOLE 500 0 0 NORDSTROM INC COM COM 655664100 1684 50000 SH SOLE 50000 0 0 NORTHERN TECH INTL CORP COM COM 665809109 749 61092 SH SOLE 40506 0 20586 NORTHERN TR CORP COM COM 665859104 4 40 SH SOLE 40 0 0 NORTHROP GRUMMAN CORP COM COM 666807102 5352 14279 SH SOLE 14134 0 145 OCCIDENTAL PETE CORP COM COM 674599105 489 11007 SH SOLE 10550 0 457 OCEAN BIO CHEM INC COM COM 674631106 463 141284 SH SOLE 93158 0 48126 OCEANAGOLD CORPORATION COM COM 675222954 261 100000 SH SOLE 100000 0 0 OKTA INC CL A COM 679295105 4678 47512 SH SOLE 47091 0 421 PNC FINL SVCS GROUP INC COM COM 693475105 17 123 SH SOLE 123 0 0 PVH CORP COM COM 693656100 1 16 SH SOLE 16 0 0 PARKE BANCORP INC COM COM 700885106 868 39061 SH SOLE 25948 0 13113 PARSLEY ENERGY INC CL A COM 701877102 5110 304194 SH SOLE 286475 0 17719 PATRICK INDS INC COM COM 703343103 2353 54877 SH SOLE 37618 0 17259 PAYCHEX INC COM COM 704326107 4214 50914 SH SOLE 50914 0 0 PEOPLES UTAH BANCORP COM COM 712706209 67 2356 SH SOLE 2136 0 220 PEPSICO INC COM COM 713448108 11209 81756 SH SOLE 80837 0 919 PERKINELMER INC COM COM 714046109 296 3475 SH SOLE 3475 0 0 PERMA-FIX ENVIRONMENTAL SVCS C COM 714157203 706 155447 SH SOLE 102913 0 52534 PERSPECTA INC COM COM 715347100 2089 79969 SH SOLE 71677 0 8292 PFIZER INC COM COM 717081103 45 1250 SH SOLE 1250 0 0 PHASEBIO PHARMACEUTICALS INC C COM 717224109 83 20000 SH SOLE 20000 0 0 PHILIP MORRIS INTL INC COM COM 718172109 31 402 SH SOLE 402 0 0 PIONEER NAT RES CO COM COM 723787107 861 6847 SH SOLE 6847 0 0 PORTOLA PHARMACEUTICALS INC CO COM 737010108 1137 42386 SH SOLE 21999 0 20387 PROCTER & GAMBLE CO COM COM 742718109 2396 19266 SH SOLE 19266 0 0 PROOFPOINT INC COM COM 743424103 4337 33611 SH SOLE 26734 0 6877 QUMU CORP COM COM 749063103 302 92671 SH SOLE 61491 0 31180 RF INDS LTD COM PAR $0.01 COM 749552105 374 52878 SH SOLE 35114 0 17764 RADNET INC COM COM 750491102 1352 94154 SH SOLE 48822 0 45332 RAVEN INDS INC COM COM 754212108 440 13164 SH SOLE 13164 0 0 RAYTHEON CO COM NEW COM 755111507 11690 59583 SH SOLE 58877 0 706 REALTY INCOME CORP COM COM 756109104 14 185 SH SOLE 185 0 0 REEDS INC COM COM 758338107 365 280795 SH SOLE 145123 0 135672 ROBERT HALF INTL INC COM COM 770323103 11 195 SH SOLE 195 0 0 ROCKWELL AUTOMATION INC COM COM 773903109 32 192 SH SOLE 192 0 0 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 159 2699 SH SOLE 2699 0 0 ROYAL GOLD INC COM COM 780287108 3831 31093 SH SOLE 31093 0 0 THE CHARLES SCHWAB CORPORATION COM 808513105 1610 38496 SH SOLE 37681 0 815 SEABRIDGE GOLD INC COM COM 811916105 963 76066 SH SOLE 74946 0 1120 SEMPRA ENERGY COM COM 816851109 29 195 SH SOLE 195 0 0 SHERWIN WILLIAMS CO COM COM 824348106 7 12 SH SOLE 12 0 0 SKYLINE CHAMPION CORPORATION C COM 830830105 1567 52062 SH SOLE 28431 0 23631 SMTC CORP COM NEW COM 832682207 597 276532 SH SOLE 183653 0 92879 SNAP ON INC COM COM 833034101 975 6228 SH SOLE 6006 0 222 SOUTHERN CO COM COM 842587107 148 2400 SH SOLE 2400 0 0 SOUTHWESTERN ENERGY CO COM COM 845467109 961 497901 SH SOLE 497901 0 0 STAMPS COM INC COM NEW COM 852857200 1340 18000 SH SOLE 18000 0 0 STARBUCKS CORP COM COM 855244109 1908 21574 SH SOLE 20582 0 992 STATE STR CORP COM COM 857477103 491 8294 SH SOLE 8294 0 0 STERLING CONSTRUCTION CO INC C COM 859241101 2454 186648 SH SOLE 96300 0 90348 STITCH FIX INC COM CL A COM 860897107 717 37223 SH SOLE 37223 0 0 STONE RIDGE TR II RNS RSK PR I COM 861729101 12 1457 SH SOLE 1457 0 0 TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 1236 9864 SH SOLE 8971 0 893 TANDEM DIABETES CARE INC COM N COM 875372203 5064 85858 SH SOLE 69483 0 16375 TERADYNE INC COM COM 880770102 842 14532 SH SOLE 14532 0 0 TIMKEN CO COM COM 887389104 203 4671 SH SOLE 4671 0 0 TRANSCAT INC COM COM 893529107 1196 46689 SH SOLE 23981 0 22708 TRIMBLE INC COM COM 896239100 2371 61093 SH SOLE 59899 0 1194 TRIUMPH GOLD CORP COM COM 896812104 72 300000 SH SOLE 300000 0 0 USA TRUCK INC COM COM 902925106 827 102960 SH SOLE 53311 0 49649 US BANCORP DEL COM NEW COM 902973304 8 150 SH SOLE 150 0 0 ULTRALIFE CORP COM COM 903899102 1497 172813 SH SOLE 89069 0 83744 UNION PACIFIC CORP COM COM 907818108 16 97 SH SOLE 97 0 0 UNITED PARCEL SERVICE INC CL B COM 911312106 75 622 SH SOLE 622 0 0 UNITED STATES STL CORP NEW COM COM 912909108 111 9638 SH SOLE 9638 0 0 USIO INC COM COM 917313108 307 152651 SH SOLE 101206 0 51445 VIAVI SOLUTIONS INC COM COM 925550105 1801 128589 SH SOLE 67452 0 61137 VISTA GOLD CORP COM NEW COM 927926303 464 611138 SH SOLE 611138 0 0 VULCAN MATLS CO COM COM 929160109 996 6585 SH SOLE 6415 0 170 WABTEC CORP COM COM 929740108 886 12336 SH SOLE 12336 0 0 WALMART INC COM COM 931142103 612 5155 SH SOLE 5155 0 0 WATTS WATER TECHNOLOGIES INC C COM 942749102 941 10043 SH SOLE 8037 0 2006 WHEATON PRECIOUS METALS CORP C COM 962879102 2524 96177 SH SOLE 91767 0 4410 WILLIAMS COS INC DEL COM COM 969457100 16 680 SH SOLE 680 0 0 KIRKLAND LAKE GOLD LTD COM COM 49741E100 2326 51927 SH SOLE 50591 0 1336 CDK GLOBAL INC COM COM 12508E101 30 621 SH SOLE 621 0 0 QUANTA SVCS INC COM COM 74762E102 880 23283 SH SOLE 23283 0 0 HCI GROUP INC COM COM 40416E103 1901 45217 SH SOLE 26056 0 19161 BEYOND MEAT INC COM COM 08862E109 3703 24917 SH SOLE 24679 0 238 DIREXION SHS ETF TR DAILY JR G COM 25460E166 1481 25923 SH SOLE 25901 0 22 ARC DOCUMENT SOLUTIONS INC COM COM 00191G103 646 475307 SH SOLE 245479 0 229828 ASGN INC COM COM 00191U102 4099 65211 SH SOLE 64153 0 1058 AT&T INC COM COM 00206R102 1572 41555 SH SOLE 41555 0 0 AXT INC COM COM 00246W103 1074 301635 SH SOLE 155761 0 145874 ACCELERATE DIAGNOSTICS INC COM COM 00430H102 1659 89347 SH SOLE 81283 0 8064 ACTIVISION BLIZZARD INC COM COM 00507V109 3815 72087 SH SOLE 67640 0 4447 ACUITY BRANDS INC COM COM 00508Y102 607 4501 SH SOLE 3950 0 551 AEHR TEST SYSTEMS COM 00760J108 482 269438 SH SOLE 178762 0 90676 AIR INDS GROUP COM NEW COM 00912N205 198 151128 SH SOLE 100270 0 50858 AKAMAI TECHNOLOGIES INC COM COM 00971T101 4804 52570 SH SOLE 50517 0 2053 AKOUSTIS TECHNOLOGIES INC COM COM 00973N102 2266 292331 SH SOLE 292331 0 0 ALIBABA GROUP HLDG LTD SPONSOR COM 01609W102 11075 66225 SH SOLE 65267 0 958 ALPHABET INC CAP STK CL C COM 02079K107 3657 3000 SH SOLE 3000 0 0 ALPHATEC HOLDINGS INC COM NEW COM 02081G201 1558 310422 SH SOLE 159526 0 150896 ALTERYX INC COM CL A COM 02156B103 407 3787 SH SOLE 3787 0 0 AMYRIS INC COM NEW COM 03236M200 297 62445 SH SOLE 48537 0 13908 ANHEUSER BUSCH INBEV SA/NV SPO COM 03524A108 138 1454 SH SOLE 1454 0 0 APERGY CORP COM COM 03755L104 2 78 SH SOLE 78 0 0 APPLIED INDL TECHNOLOGIES INC COM 03820C105 228 4018 SH SOLE 4018 0 0 AQUA AMERICA INC COM COM 03836W103 94 2093 SH SOLE 593 0 1500 ASANKO GOLD INC COM COM 04341Y105 18 20000 SH SOLE 20000 0 0 ASPEN AEROGELS INC COM COM 04523Y105 2467 416691 SH SOLE 214813 0 201878 AVANOS MED INC COM COM 05350V106 272 7265 SH SOLE 7265 0 0 AVID BIOSERVICES INC COM COM 05368M106 2273 428850 SH SOLE 221340 0 207510 AXOS FINL INC COM COM 05465C100 4963 179507 SH SOLE 176875 0 2632 B & G FOODS INC NEW COM COM 05508R106 700 37000 SH SOLE 19538 0 17462 BAYCOM CORP COM COM 07272M107 1808 79616 SH SOLE 41087 0 38529 BEAZER HOMES USA INC COM NEW COM 07556Q881 5199 348925 SH SOLE 243649 0 105276 BENEFITFOCUS INC COM COM 08180D106 790 33199 SH SOLE 17698 0 15501 BIOANALYTICAL SYS INC COM COM 09058M103 340 94700 SH SOLE 62862 0 31838 BIODELIVERY SCIENCES INTL INC COM 09060J106 1511 358927 SH SOLE 185211 0 173716 BIOMARIN PHARMACEUTICAL INC CO COM 09061G101 523 7753 SH SOLE 7753 0 0 BIOLIFE SOLUTIONS INC COM NEW COM 09062W204 3356 201839 SH SOLE 104210 0 97629 BIOGEN INC COM COM 09062X103 2142 9200 SH SOLE 9200 0 0 BROADRIDGE FINL SOLUTIONS INC COM 11133T103 2 18 SH SOLE 18 0 0 BROADWIND ENERGY INC COM NEW COM 11161T207 689 407652 SH SOLE 270464 0 137188 B2GOLD CORP COM COM 11777Q209 355 110000 SH SOLE 110000 0 0 BUILDERS FIRSTSOURCE INC COM COM 12008R107 1947 94611 SH SOLE 54488 0 40123 CALYXT INC COM COM 13173L107 127 22436 SH SOLE 17467 0 4969 CAMECO CORP COM COM 13321L108 973 102383 SH SOLE 102383 0 0 CASTLE BIOSCIENCES INC COM COM 14843C105 963 53238 SH SOLE 48436 0 4802 CELCUITY INC COM COM 15102K100 216 12734 SH SOLE 12041 0 693 CENTRUS ENERGY CORP CL A COM 15643U104 279 76412 SH SOLE 76412 0 0 CHAMPIONS ONCOLOGY INC COM NEW COM 15870P307 781 138232 SH SOLE 91847 0 46385 CHENIERE ENERGY INC COM NEW COM 16411R208 2812 44599 SH SOLE 43001 0 1598 CLOUDERA INC COM COM 18914U100 2202 248568 SH SOLE 152877 0 95691 CODA OCTOPUS GROUP INC COM NEW COM 19188U206 1721 209585 SH SOLE 198448 0 11137 CONOCOPHILLIPS COM COM 20825C104 595 10436 SH SOLE 10436 0 0 CORREVIO PHARMA CORP COM COM 22026V105 698 349148 SH SOLE 325400 0 23748 CORTEVA INC COM COM 22052L104 52 1860 SH SOLE 1860 0 0 COSTCO WHSL CORP NEW COM COM 22160K105 52 180 SH SOLE 180 0 0 CREDIT SUISSE NASSAU BRH VELCT COM 22542D290 4 50 SH SOLE 50 0 0 CRESCO LABS INC SUB VTG SHS COM 22587M106 1 110 SH SOLE 110 0 0 CRONOS GROUP INC COM COM 22717L101 2146 237108 SH SOLE 234387 0 2721 CROWDSTRIKE HLDGS INC CL A COM 22788C105 1414 24257 SH SOLE 22090 0 2167 CURALEAF HLDGS INC SUB VTG SHS COM 23126M102 975 180203 SH SOLE 180203 0 0 CYNERGISTEK INC COM COM 23258P105 451 146500 SH SOLE 96413 0 50087 CYRUSONE INC COM COM 23283R100 1281 16200 SH SOLE 16200 0 0 DLH HLDGS CORP COM COM 23335Q100 526 117829 SH SOLE 78164 0 39665 DEVON ENERGY CORP NEW COM COM 25179M103 1446 60093 SH SOLE 60093 0 0 DIAMONDBACK ENERGY INC COM COM 25278X109 1798 20000 SH SOLE 20000 0 0 DIREXION SHS ETF TR DLY GOLD I COM 25460E844 1397 50140 SH SOLE 50140 0 0 DUKE ENERGY CORP NEW COM NEW COM 26441C204 244 2550 SH SOLE 2550 0 0 DUPONT DE NEMOURS INC COM COM 26614N102 59 833 SH SOLE 833 0 0 E L F BEAUTY INC COM COM 26856L103 1414 80730 SH SOLE 41908 0 38822 EOG RES INC COM COM 26875P101 3986 53708 SH SOLE 53529 0 179 EQT CORP COM COM 26884L109 901 84718 SH SOLE 76610 0 8108 ENBRIDGE INC COM COM 29250N105 3 85 SH SOLE 85 0 0 ENERGY RECOVERY INC COM COM 29270J100 2992 322932 SH SOLE 310681 0 12251 ENERGY TRANSFER LP COM UT LTD COM 29273V100 72 5525 SH SOLE 5525 0 0 ENPHASE ENERGY INC COM COM 29355A107 816 36703 SH SOLE 36703 0 0 ENVISION SOLAR INTL INC COM COM 29413Q201 68 11800 SH SOLE 11800 0 0 EVERCORE INC CLASS A COM 29977A105 1065 13300 SH SOLE 7080 0 6220 EVERBRIDGE INC COM COM 29978A104 2507 40630 SH SOLE 38837 0 1793 EVOQUA WATER TECHNOLOGIES CORP COM 30057T105 1368 80383 SH SOLE 41714 0 38669 EXXON MOBIL CORP COM COM 30231G102 2531 35849 SH SOLE 34777 0 1072 EYEPOINT PHARMACEUTICALS COM 30233G100 1422 785645 SH SOLE 406002 0 379643 FEDEX CORP COM COM 31428X106 20 135 SH SOLE 135 0 0 FIRST REP BK SAN FRANCISCO CAL COM 33616C100 3 35 SH SOLE 35 0 0 FIVE BELOW INC COM COM 33829M101 2157 17104 SH SOLE 8899 0 8205 FORTIVE CORP COM COM 34959J108 171 2500 SH SOLE 2500 0 0 GMS INC COM COM 36251C103 370 12900 SH SOLE 12900 0 0 GOLDMAN SACHS GROUP INC COM COM 38141G104 6504 31386 SH SOLE 31037 0 349 GREAT PANTHER MINING LTD COM COM 39115V101 549 778500 SH SOLE 778500 0 0 GREEN THUMB INDUSTRIES INC SUB COM 39342L108 1000 122340 SH SOLE 122340 0 0 HANNON ARMSTRONG SUST INFR CAP COM 41068X100 1467 50324 SH SOLE 43832 0 6492 HARVEST HEALTH RECREATION INC COM 41755M102 1053 330000 SH SOLE 330000 0 0 HEALTHEQUITY INC COM COM 42226A107 280 4908 SH SOLE 4908 0 0 HERITAGE INS HLDGS INC COM COM 42727J102 1760 117713 SH SOLE 67614 0 50099 IAC INTERACTIVECORP COM COM 44919P508 430 1971 SH SOLE 1971 0 0 ICAD INC COM NEW COM 44934S206 1096 160071 SH SOLE 139090 0 20981 IPG PHOTONICS CORP COM COM 44980X109 334 2462 SH SOLE 2462 0 0 IDEX CORP COM COM 45167R104 43 260 SH SOLE 260 0 0 IDENTIV INC COM NEW COM 45170X205 3016 573448 SH SOLE 346512 0 226936 INNERWORKINGS INC COM COM 45773Y105 1720 388181 SH SOLE 199514 0 188667 INNOVATIVE INDL PPTYS INC COM COM 45781V101 6721 72762 SH SOLE 71358 0 1404 INSULET CORP COM COM 45784P101 5149 31221 SH SOLE 21212 0 10009 INTERPACE DIAGNOSTICS GROUP IN COM 46062X204 513 645769 SH SOLE 430266 0 215503 INTRICON CORP COM COM 46121H109 698 35900 SH SOLE 23951 0 11949 ITERIS INC COM COM 46564T107 934 162614 SH SOLE 145949 0 16665 JPMORGAN CHASE & CO COM COM 46625H100 7981 67816 SH SOLE 66827 0 989 JD COM INC SPON ADR CL A COM 47215P106 2732 96843 SH SOLE 95734 0 1109 JUMIA TECHNOLOGIES AG SPONSORE COM 48138M105 462 58261 SH SOLE 58261 0 0 KEURIG DR PEPPER INC COM COM 49271V100 1577 57706 SH SOLE 57706 0 0 KIMBALL ELECTRONICS INC COM COM 49428J109 1449 99858 SH SOLE 56895 0 42963 KINDER MORGAN INC DEL COM COM 49456B101 29 1427 SH SOLE 1427 0 0 KNOWLES CORP COM COM 49926D109 1198 58905 SH SOLE 58905 0 0 LRAD CORP COM COM 50213V109 1180 352146 SH SOLE 233902 0 118244 LSI INDS INC COM COM 50216C108 1129 216205 SH SOLE 111606 0 104599 LAZYDAYS HLDGS INC COM COM 52110H100 299 62764 SH SOLE 41677 0 21087 LIGHTSCAPE TECHNOLOGIES INC CO COM 53227B101 1 346009 SH SOLE 346009 0 0 LIQTECH INTL INC COM COM 53632A201 1242 157201 SH SOLE 147676 0 9525 LUMENTUM HLDGS INC COM COM 55024U109 1023 19095 SH SOLE 11580 0 7515 MGM GROWTH PPTYS LLC CL A COM COM 55303A105 30 1000 SH SOLE 1000 0 0 MARRONE BIO INNOVATIONS INC CO COM 57165B106 711 504298 SH SOLE 260048 0 244250 MATSON INC COM COM 57686G105 79 2100 SH SOLE 2100 0 0 MAXAR TECHNOLOGIES INC COM COM 57778K105 1 175 SH SOLE 175 0 0 MCEWEN MNG INC COM COM 58039P107 1653 1059470 SH SOLE 1059470 0 0 MEDICAL PPTYS TRUST INC COM COM 58463J304 23 1191 SH SOLE 1191 0 0 MERCK & CO INC COM COM 58933Y105 105 1248 SH SOLE 1248 0 0 MOMO INC ADR COM 60879B107 1195 38576 SH SOLE 38576 0 0 MONGODB INC CL A COM 60937P106 3886 32257 SH SOLE 31695 0 562 NIC INC COM COM 62914B100 1505 72888 SH SOLE 65858 0 7030 NGM BIOPHARMACEUTICALS INC COM COM 62921N105 621 44805 SH SOLE 40788 0 4017 NESCO HLDGS INC COM COM 64083J104 296 49442 SH SOLE 38464 0 10978 NEXTERA ENERGY PARTNERS LP COM COM 65341B106 725 13721 SH SOLE 12495 0 1226 NEXTDECADE CORP COM COM 65342K105 466 80917 SH SOLE 58603 0 22314 NIU TECHNOLOGIES ADS COM 65481N100 1347 159545 SH SOLE 144952 0 14593 NOVARTIS A G SPONSORED ADR COM 66987V109 605 6958 SH SOLE 6958 0 0 NOVANTA INC COM COM 67000B104 4280 52370 SH SOLE 26875 0 25495 NUANCE COMMUNICATIONS INC COM COM 67020Y100 1622 99436 SH SOLE 99436 0 0 NUVECTRA CORP COM COM 67075N108 221 162485 SH SOLE 89533 0 72952 NUTRIEN LTD COM COM 67077M108 963 19305 SH SOLE 19305 0 0 ONE STOP SYS INC COM COM 68247W109 172 58500 SH SOLE 38813 0 19687 ORGANIGRAM HLDGS INC COM COM 68620P101 1170 340000 SH SOLE 340000 0 0 OUTFRONT MEDIA INC COM COM 69007J106 6137 220899 SH SOLE 213719 0 7180 PPL CORP COM COM 69351T106 77 2459 SH SOLE 2459 0 0 PARETEUM CORP COM NEW COM 69946T207 304 235724 SH SOLE 235724 0 0 PATTERN ENERGY GROUP INC CL A COM 70338P100 694 25779 SH SOLE 23449 0 2330 PLURALSIGHT INC COM CL A COM 72941B106 1840 109531 SH SOLE 108340 0 1191 POLAR PWR INC COM COM 73102V105 649 206840 SH SOLE 206840 0 0 PROFIRE ENERGY INC COM COM 74316X101 1063 562357 SH SOLE 289307 0 273050 PUMA BIOTECHNOLOGY INC COM COM 74587V107 1033 96000 SH SOLE 96000 0 0 PURE STORAGE INC CL A COM 74624M102 289 17065 SH SOLE 17065 0 0 Q2 HLDGS INC COM COM 74736L109 228 2896 SH SOLE 2896 0 0 QUANTERIX CORP COM COM 74766Q101 2851 129837 SH SOLE 121012 0 8825 QUEST RESOURCE HLDG CORP COM N COM 74836W203 621 248538 SH SOLE 165144 0 83394 RADIANT LOGISTICS INC COM COM 75025X100 2328 450245 SH SOLE 232566 0 217679 RANGE RES CORP COM COM 75281A109 502 131434 SH SOLE 131434 0 0 RECRO PHARMA INC COM COM 75629F109 2118 191117 SH SOLE 98637 0 92480 RESIDEO TECHNOLOGIES INC COM COM 76118Y104 0 17 SH SOLE 17 0 0 REXNORD CORP NEW COM COM 76169B102 51 1876 SH SOLE 1876 0 0 S&P GLOBAL INC COM COM 78409V104 26 108 SH SOLE 108 0 0 SPDR GOLD TRUST GOLD SHS COM 78463V107 2083 15000 SH SOLE 15000 0 0 SVB FINL GROUP COM COM 78486Q101 940 4500 SH SOLE 4500 0 0 SANDSTORM GOLD LTD COM NEW COM 80013R206 564 100000 SH SOLE 100000 0 0 SANOFI SPONSORED ADR COM 80105N105 9 200 SH SOLE 200 0 0 SCHNEIDER NATIONAL INC CL B COM 80689H102 223 10252 SH SOLE 10252 0 0 SEASPINE HLDGS CORP COM COM 81255T108 1252 102499 SH SOLE 53002 0 49497 SENSUS HEATLHCARE INC COM COM 81728J109 540 90000 SH SOLE 90000 0 0 SKYWORKS SOLUTIONS INC COM COM 83088M102 918 11578 SH SOLE 11578 0 0 SOHU COM LTD SPONSORED ADS COM 83410S108 805 79249 SH SOLE 79249 0 0 SUNDIAL GROWERS INC COM COM 86730L109 72 15000 SH SOLE 14261 0 739 SUNNOVA ENERGY INTL INC COM COM 86745K104 946 88027 SH SOLE 74499 0 13528 SUNOPTA INC COM COM 8676EP108 762 423602 SH SOLE 241963 0 181639 SUNRUN INC COM COM 86771W105 2626 157210 SH SOLE 144717 0 12493 SWITCH INC CL A COM 87105L104 3958 253367 SH SOLE 246074 0 7293 TPI COMPOSITES INC COM COM 87266J104 557 29730 SH SOLE 23225 0 6505 TARGA RES CORP COM COM 87612G101 137 3415 SH SOLE 3319 0 96 TECOGEN INC NEW COM NEW COM 87876P201 1212 509066 SH SOLE 373383 0 135683 TELADOC HEALTH INC COM COM 87918A105 3047 44989 SH SOLE 43777 0 1212 TENET HEALTHCARE CORP COM NEW COM 88033G407 281 12693 SH SOLE 12693 0 0 TERRAFORM PWR INC COM CL A COM 88104R209 719 39455 SH SOLE 35905 0 3550 TESLA INC COM COM 88160R101 2387 9911 SH SOLE 9418 0 493 TETRA TECHNOLOGIES INC DEL COM COM 88162F105 1759 874958 SH SOLE 501323 0 373635 TORTOISE ENERGY INFRA CORP COM COM 89147L100 17 834 SH SOLE 834 0 0 TRANSMEDICS GROUP INC COM COM 89377M109 585 24631 SH SOLE 22325 0 2306 TRIPLEPOINT VENTURE GROWTH BDC COM 89677Y100 1213 73629 SH SOLE 73629 0 0 T2 BIOSYSTEMS INC COM COM 89853L104 830 332149 SH SOLE 332149 0 0 TWITTER INC COM COM 90184L102 3132 76008 SH SOLE 70773 0 5235 2U INC COM COM 90214J101 866 53178 SH SOLE 53178 0 0 VANECK VECTORS ETF TR GOLD MIN COM 92189F106 938 35113 SH SOLE 35113 0 0 VANECK VECTORS ETF TR OIL SVCS COM 92189F718 18 1500 SH SOLE 1500 0 0 VANECK VECTORS ETF TR JR GOLD COM 92189F791 8318 229386 SH SOLE 227647 0 1739 VERACYTE INC COM COM 92337F107 5137 214052 SH SOLE 109993 0 104059 VERIZON COMMUNICATIONS INC COM COM 92343V104 1945 32226 SH SOLE 32226 0 0 VERICEL CORP COM COM 92346J108 1762 116357 SH SOLE 59924 0 56433 VERTEX PHARMACEUTICALS INC COM COM 92532F100 8755 51679 SH SOLE 50717 0 962 VIEWRAY INC COM COM 92672L107 427 147109 SH SOLE 80453 0 66656 VIKING THERAPEUTICS INC COM COM 92686J106 344 50000 SH SOLE 50000 0 0 VILLAGE FARMS INTL INC COM COM 92707Y108 323 35662 SH SOLE 35662 0 0 VISA INC COM CL A COM 92826C839 22 127 SH SOLE 127 0 0 VIRTRA INC COM PAR COM 92827K301 204 74851 SH SOLE 49931 0 24920 VISTEON CORP COM NEW COM 92839U206 432 5228 SH SOLE 5228 0 0 VIVINT SOLAR INC COM COM 92854Q106 495 75631 SH SOLE 58886 0 16745 VONAGE HLDGS CORP COM COM 92886T201 310 27396 SH SOLE 27396 0 0 WEC ENERGY GROUP INC COM COM 92939U106 41 430 SH SOLE 430 0 0 WASTE MGMT INC DEL COM COM 94106L109 215 1870 SH SOLE 1870 0 0 WILLDAN GROUP INC COM COM 96924N100 1871 53331 SH SOLE 27430 0 25901 XYLEM INC COM COM 98419M100 1002 12580 SH SOLE 8889 0 3691 ZILLOW GROUP INC CL A COM 98954M101 998 33792 SH SOLE 31495 0 2297 ZIX CORP COM COM 98974P100 1953 269806 SH SOLE 156559 0 113247 ALLEGION PUB LTD CO ORD SHS COM G0176J109 332 3202 SH SOLE 3202 0 0 AMBARELLA INC SHS COM G037AX101 943 15000 SH SOLE 15000 0 0 AQUAVENTURE HLDGS LTD SHS COM G0443N107 1275 65606 SH SOLE 34319 0 31287 ATLANTICA YIELD PLC SHS COM G0751N103 673 27917 SH SOLE 25390 0 2527 BIOHAVEN PHARMACTL HLDG CO LTD COM G11196105 1541 36926 SH SOLE 35975 0 951 MIMECAST LTD ORD SHS COM G14838109 1445 40507 SH SOLE 22287 0 18220 DELPHI TECHNOLOGIES PLC SHS COM G2709G107 0 1 SH SOLE 1 0 0 EATON CORP PLC SHS COM G29183103 18 219 SH SOLE 219 0 0 ASA GOLD AND PRECIOUS MTLS LMT COM G3156P103 455 37816 SH SOLE 37816 0 0 EVEREST RE GROUP LTD COM COM G3223R108 341 1283 SH SOLE 1201 0 82 GENPACT LIMITED SHS COM G3922B107 302 7781 SH SOLE 7781 0 0 ICHOR HOLDINGS SHS COM G4740B105 1279 52879 SH SOLE 27852 0 25027 INGERSOLL-RAND PLC SHS COM G47791101 266 2155 SH SOLE 625 0 1530 LINDE PLC SHS COM G5494J103 173 895 SH SOLE 895 0 0 LUXFER HOLDINGS PLC SHS COM G5698W116 1655 106205 SH SOLE 54875 0 51330 MANCHESTER UTD PLC NEW ORD CL COM G5784H106 424 25777 SH SOLE 22797 0 2980 MARVELL TECHNOLOGY GROUP LTD O COM G5876H105 1597 63970 SH SOLE 63970 0 0 APTIV PLC SHS COM G6095L109 4962 56758 SH SOLE 55237 0 1521 NOVOCURE LTD ORD SHS COM G6674U108 2941 39327 SH SOLE 25856 0 13471 OXFORD IMMUNOTEC GLOBAL PLC OR COM G6855A103 2147 129127 SH SOLE 66591 0 62536 SENSATA TECHNOLOGIES HLDNG PLC COM G8060N102 486 9707 SH SOLE 9707 0 0 SOCIAL CAP HEDOSOPHIA HLDGS CO COM G8250R103 675 63125 SH SOLE 57039 0 6086 STRONGBRIDGE BIOPHARMA PLC SHS COM G85347105 992 414982 SH SOLE 214828 0 200154 TSAKOS ENERGY NAVIGATION LTD S COM G9108L108 478 161866 SH SOLE 156331 0 5535 WHITE MTNS INS GROUP LTD COM COM G9618E107 76 70 SH SOLE 70 0 0 ALCON INC ORD SHS COM H01301128 79 1348 SH SOLE 1348 0 0 CHUBB LIMITED COM COM H1467J104 118 731 SH SOLE 731 0 0 CRISPR THERAPEUTICS AG NAMEN A COM H17182108 3231 78819 SH SOLE 77093 0 1726 SPOTIFY TECHNOLOGY S A SHS COM L8681T102 1671 14654 SH SOLE 13672 0 982 CYBERARK SOFTWARE LTD SHS COM M2682V108 2500 25049 SH SOLE 25049 0 0 KORNIT DIGITAL LTD SHS COM M6372Q113 1816 58993 SH SOLE 53826 0 5167 PERION NETWORK LTD SHS NEW COM M78673114 773 158021 SH SOLE 104841 0 53180 RADA ELECTR INDS LTD COM PAR N COM M81863124 2485 522028 SH SOLE 280235 0 241793 TUFIN SOFTWARE TECHNOLOGIS LTD COM M8893U102 1522 92457 SH SOLE 85469 0 6988 ELASTIC N V ORD SHS COM N14506104 2384 28959 SH SOLE 26322 0 2637 INTERXION HOLDING N.V SHS COM N47279109 386 4744 SH SOLE 4744 0 0 LYONDELLBASELL INDUSTRIES N V COM N53745100 2 25 SH SOLE 25 0 0 NXP SEMICONDUCTORS N V COM COM N6596X109 3443 31548 SH SOLE 31548 0 0 GOLAR LNG PARTNERS LP COM UNIT COM Y2745C102 2 184 SH SOLE 184 0 0 SCORPIO TANKERS INC SHS COM Y7542C130 1668 56038 SH SOLE 50711 0 5327