X0306
4
2013-12-18
0
0000201461
CITY NATIONAL CORP
CYN
0001207188
GOLDSMITH RUSSELL D
400 N. ROXBURY DRIVE
BEVERLY HILLS
CA
90210
1
1
0
0
Chairman, President and CEO
Common Stock
2013-12-18
4
S
0
15000
78.10
D
264930
I
By Maple Pine Limited Partnership
Common Stock
2013-12-19
4
M
0
15284
34.11
A
27689
D
Common Stock
2013-12-19
4
S
0
15284
77.90
D
12405
D
Common Stock
347924
I
By the Russell Goldsmith Trust
Common Stock
7985
I
As Trustee of the ELM 2006 Charitable Annuity Lead Trust
Common Stock
2860000
I
By the Goldsmith Family Partnership
Common Stock
4134
I
As Trustee of the Brian Goldsmith 1985 Trust
Common Stock
2912
I
As Trustee of the Kathryn Goldsmith 1985 Trust
Common Stock
76222
I
By B.A. Quintet, LLC
Common Stock
8
I
As Trustee of the West LA Investment Trust No. 1-R
Common Stock
2929
I
By CNC Profit Sharing Plan
Common Stock
82405
I
As Trustee of the Grove Trust II
Common Stock
750
I
By Nate Mack L.L.C.
Employee Stock Options (Right to Buy)
34.11
2013-12-19
4
M
0
15284
0
A
2019-07-21
Common Stock
15284
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.26, inclusive. The reporting person undertakes to provide to City National Corporation, any security holder of City National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote (1) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.80 to $78.06, inclusive. The reporting person undertakes to provide to City National Corporation, any security holder of City National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price iwthin the price range set forth in this footnote (2) to this Form 4.
Shares held in the reporting person's City National Corporation Profit Sharing Plan as of December 17, 2013.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities, for purposes of Section 16 or for any other purpose.
The stock options vested in four equal installments beginning July 22, 2010.
/s/ Russell Goldsmith
2013-12-19