0000200724-16-000017.txt : 20160512
0000200724-16-000017.hdr.sgml : 20160512
20160512092304
ACCESSION NUMBER: 0000200724-16-000017
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160512
DATE AS OF CHANGE: 20160512
EFFECTIVENESS DATE: 20160512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH, MOORE & CO.
CENTRAL INDEX KEY: 0000200724
IRS NUMBER: 431244128
STATE OF INCORPORATION: MO
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15770
FILM NUMBER: 161641834
BUSINESS ADDRESS:
STREET 1: 7777 BONHOMME AVE., SUITE 2400
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 314-446-1619
MAIL ADDRESS:
STREET 1: 7777 BONHOMME AVE., SUITE 2400
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MOORE & CO /BD
DATE OF NAME CHANGE: 20020320
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MOORE & CO /MO/ /BD
DATE OF NAME CHANGE: 19931118
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000200724
XXXXXXXX
03-31-2016
03-31-2016
SMITH, MOORE & CO.
7777 BONHOMME AVE., SUITE 2400
CLAYTON
MO
63105
13F HOLDINGS REPORT
028-15770
N
Linda W. Sullivan
Chief Compliance Officer
314-446-1619
Linda W. Sullivan
Clayton
MO
05-12-2016
0
189
231493
false
INFORMATION TABLE
2
13F1stQTR2016.xml
13F1STQTR2016
ABM INDS INC
COM
000957100
452
13985
SH
SOLE
0
0
13985
ALPS ETF TR
ALERIAN MLP
00162Q866
767
70273
SH
SOLE
0
0
70273
AT&T INC
COM
00206R102
2890
73790
SH
SOLE
0
0
73790
ABBOTT LABS
COM
002824100
1247
29808
SH
SOLE
0
0
29808
ABBVIE INC
COM
00287Y109
1405
24590
SH
SOLE
0
0
24590
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
255
51075
SH
SOLE
0
0
51075
ALCOA INC
COM
013817101
208
21661
SH
SOLE
0
0
21661
ALLIANT ENERGY CORP
COM
018802108
446
6000
SH
SOLE
0
0
6000
ALPHABET INC
CAP STK CL C
02079K107
319
428
SH
SOLE
0
0
428
ALPHABET INC
CAP STK CL A
02079K305
988
1295
SH
SOLE
0
0
1295
ALTRIA GROUP INC
COM
02209S103
2555
40782
SH
SOLE
0
0
40782
AMEREN CORP
COM
023608102
409
8159
SH
SOLE
0
0
8159
AMERICAN WTR WKS CO INC NEW
COM
030420103
768
11148
SH
SOLE
0
0
11148
ANTHEM INC
COM
036752103
592
4260
SH
SOLE
0
0
4260
APACHE CORP
COM
037411105
366
7493
SH
SOLE
0
0
7493
APPLE INC
COM
037833100
5044
46281
SH
SOLE
0
0
46281
AUTOMATIC DATA PROCESSING IN
COM
053015103
256
2857
SH
SOLE
0
0
2857
BCE INC
COM NEW
05534B760
404
8870
SH
SOLE
0
0
8870
BP PLC
SPONSORED ADR
055622104
212
7025
SH
SOLE
0
0
7025
BAKER HUGHES INC
COM
057224107
301
6870
SH
SOLE
0
0
6870
BANK AMER CORP
COM
060505104
243
17983
SH
SOLE
0
0
17983
BANK N S HALIFAX
COM
064149107
231
4724
SH
SOLE
0
0
4724
BEMIS INC
COM
081437105
803
15500
SH
SOLE
0
0
15500
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
857
6038
SH
SOLE
0
0
6038
BLACK DIAMOND INC
COM
09202G101
513
113593
SH
SOLE
0
0
113593
BLACKROCK MUN 2020 TERM TR
COM SHS
09249X109
320
19783
SH
SOLE
0
0
19783
BOEING CO
COM
097023105
1119
8811
SH
SOLE
0
0
8811
BRISTOL MYERS SQUIBB CO
COM
110122108
566
8867
SH
SOLE
0
0
8867
CSX CORP
COM
126408103
332
12897
SH
SOLE
0
0
12897
CST BRANDS INC
COM
12646R105
421
11000
SH
SOLE
0
0
11000
CAL MAINE FOODS INC
COM NEW
128030202
299
5751
SH
SOLE
0
0
5751
CAMPBELL SOUP CO
COM
134429109
620
9725
SH
SOLE
0
0
9725
CASS INFORMATION SYS INC
COM
14808P109
288
5494
SH
SOLE
0
0
5494
CATERPILLAR INC DEL
COM
149123101
574
7499
SH
SOLE
0
0
7499
CELGENE CORP
COM
151020104
342
3417
SH
SOLE
0
0
3417
CENTENE CORP DEL
COM
15135B101
366
5951
SH
SOLE
0
0
5951
CERNER CORP
COM
156782104
363
6857
SH
SOLE
0
0
6857
CHEVRON CORP NEW
COM
166764100
1121
11752
SH
SOLE
0
0
11752
CISCO SYS INC
COM
17275R102
460
16143
SH
SOLE
0
0
16143
CLAYMORE EXCHANGE TRD FD TR
GUGG CRP BD 2017
18383M548
434
19174
SH
SOLE
0
0
19174
COCA COLA CO
COM
191216100
636
13721
SH
SOLE
0
0
13721
COHEN & STEERS REIT & PFD IN
COM
19247X100
745
39360
SH
SOLE
0
0
39360
COLGATE PALMOLIVE CO
COM
194162103
725
10264
SH
SOLE
0
0
10264
COMMERCE BANCSHARES INC
COM
200525103
345
7678
SH
SOLE
0
0
7678
CONOCOPHILLIPS
COM
20825C104
373
9252
SH
SOLE
0
0
9252
DST SYS INC DEL
COM
233326107
333
2950
SH
SOLE
0
0
2950
DAKOTA PLAINS HLDGS INC
COM
234255107
2
21400
SH
SOLE
0
0
21400
DISNEY WALT CO
COM DISNEY
254687106
1636
16477
SH
SOLE
0
0
16477
DOMINION RES INC VA NEW
COM
25746U109
559
7445
SH
SOLE
0
0
7445
DOUBLELINE INCOME SOLUTIONS
COM
258622109
672
39996
SH
SOLE
0
0
39996
DOW CHEM CO
COM
260543103
772
15171
SH
SOLE
0
0
15171
DREYFUS STRATEGIC MUN BD FD
COM
26202F107
174
20500
SH
SOLE
0
0
20500
DU PONT E I DE NEMOURS & CO
COM
263534109
802
12662
SH
SOLE
0
0
12662
DUKE ENERGY CORP NEW
COM NEW
26441C204
580
7190
SH
SOLE
0
0
7190
EMERSON ELEC CO
COM
291011104
1522
27991
SH
SOLE
0
0
27991
ENERGIZER HLDGS INC NEW
COM
29272W109
295
7286
SH
SOLE
0
0
7286
ENTERPRISE PRODS PARTNERS L
COM
293792107
505
20526
SH
SOLE
0
0
20526
ESCO TECHNOLOGIES INC
COM
296315104
302
7749
SH
SOLE
0
0
7749
EXELON CORP
UNIT 99/99/9999
30161N127
206
4175
SH
SOLE
0
0
4175
EXPRESS SCRIPTS HLDG CO
COM
30219G108
853
12421
SH
SOLE
0
0
12421
EXXON MOBIL CORP
COM
30231G102
4508
53927
SH
SOLE
0
0
53927
FACEBOOK INC
CL A
30303M102
424
3716
SH
SOLE
0
0
3716
FST TR NEW OPPORT MLP & ENE
COM
33739M100
222
18500
SH
SOLE
0
0
18500
FORD MTR CO DEL
COM PAR $0.01
345370860
244
18068
SH
SOLE
0
0
18068
GENERAL ELECTRIC CO
COM
369604103
1715
53952
SH
SOLE
0
0
53952
GENERAL MLS INC
COM
370334104
741
11699
SH
SOLE
0
0
11699
GILEAD SCIENCES INC
COM
375558103
334
3636
SH
SOLE
0
0
3636
GLOBAL X FDS
GLBL X MLP ETF
37950E473
150
15328
SH
SOLE
0
0
15328
GOLDCORP INC NEW
COM
380956409
609
37550
SH
SOLE
0
0
37550
HENRY JACK & ASSOC INC
COM
426281101
304
3599
SH
SOLE
0
0
3599
HOME DEPOT INC
COM
437076102
923
6918
SH
SOLE
0
0
6918
HONEYWELL INTL INC
COM
438516106
392
3497
SH
SOLE
0
0
3497
HORMEL FOODS CORP
COM
440452100
366
8455
SH
SOLE
0
0
8455
ILLINOIS TOOL WKS INC
COM
452308109
1455
14200
SH
SOLE
0
0
14200
INTEL CORP
COM
458140100
270
8355
SH
SOLE
0
0
8355
INTERNATIONAL BUSINESS MACHS
COM
459200101
629
4152
SH
SOLE
0
0
4152
ISHARES GOLD TRUST
ISHARES
464285105
845
71140
SH
SOLE
0
0
71140
ISHARES TR
TIPS BD ETF
464287176
575
5015
SH
SOLE
0
0
5015
ISHARES TR
CORE S&P500 ETF
464287200
9357
45281
SH
SOLE
0
0
45281
ISHARES TR
CORE US AGGBD ET
464287226
797
7192
SH
SOLE
0
0
7192
ISHARES TR
MSCI EMG MKT ETF
464287234
2650
77371
SH
SOLE
0
0
77371
ISHARES TR
NA NAT RES
464287374
760
25579
SH
SOLE
0
0
25579
ISHARES TR
S&P 500 VAL ETF
464287408
11515
128048
SH
SOLE
0
0
128048
ISHARES TR
1-3 YR TR BD ETF
464287457
442
5195
SH
SOLE
0
0
5195
ISHARES TR
MSCI EAFE ETF
464287465
2545
44522
SH
SOLE
0
0
44522
ISHARES TR
RUS MID-CAP ETF
464287499
336
2063
SH
SOLE
0
0
2063
ISHARES TR
N AMER TECH ETF
464287549
252
2280
SH
SOLE
0
0
2280
ISHARES TR
RUS 1000 VAL ETF
464287598
814
8240
SH
SOLE
0
0
8240
ISHARES TR
RUS 1000 GRW ETF
464287614
367
3676
SH
SOLE
0
0
3676
ISHARES TR
RUS 1000 ETF
464287622
668
5857
SH
SOLE
0
0
5857
ISHARES TR
RUSSELL 2000 ETF
464287655
2489
22497
SH
SOLE
0
0
22497
ISHARES TR
US HLTHCARE ETF
464287762
367
2608
SH
SOLE
0
0
2608
ISHARES TR
CORE S&P SCP ETF
464287804
9840
87413
SH
SOLE
0
0
87413
ISHARES TR
U.S. PFD STK ETF
464288687
514
13175
SH
SOLE
0
0
13175
ISHARES TR
MICRO-CAP ETF
464288869
2685
39536
SH
SOLE
0
0
39536
ISHARES SILVER TRUST
ISHARES
46428Q109
2351
160143
SH
SOLE
0
0
160143
ISHARES TR
CORE HIGH DV ETF
46429B663
654
8384
SH
SOLE
0
0
8384
ISHARES TR
EAFE MIN VOL ETF
46429B689
2577
38781
SH
SOLE
0
0
38781
ISHARES TR
USA MIN VOL ETF
46429B697
3678
83734
SH
SOLE
0
0
83734
JPMORGAN CHASE & CO
COM
46625H100
384
6481
SH
SOLE
0
0
6481
JOHNSON & JOHNSON
COM
478160104
2482
22935
SH
SOLE
0
0
22935
KANSAS CITY SOUTHERN
COM NEW
485170302
291
3410
SH
SOLE
0
0
3410
KIMBERLY CLARK CORP
COM
494368103
1935
14389
SH
SOLE
0
0
14389
KRAFT HEINZ CO
COM
500754106
382
4864
SH
SOLE
0
0
4864
LEGGETT & PLATT INC
COM
524660107
365
7533
SH
SOLE
0
0
7533
M & T BK CORP
COM
55261F104
253
2278
SH
SOLE
0
0
2278
MFS INTER INCOME TR
SH BEN INT
55273C107
84
18240
SH
SOLE
0
0
18240
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
71
13000
SH
SOLE
0
0
13000
MCDONALDS CORP
COM
580135101
634
5047
SH
SOLE
0
0
5047
MERCK & CO INC NEW
COM
58933Y105
1287
24316
SH
SOLE
0
0
24316
MICROSOFT CORP
COM
594918104
817
14795
SH
SOLE
0
0
14795
MONDELEZ INTL INC
CL A
609207105
614
15296
SH
SOLE
0
0
15296
MONSANTO CO NEW
COM
61166W101
1008
11485
SH
SOLE
0
0
11485
NORFOLK SOUTHERN CORP
COM
655844108
234
2806
SH
SOLE
0
0
2806
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
186
23480
SH
SOLE
0
0
23480
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
342
1251
SH
SOLE
0
0
1251
ONEOK INC NEW
COM
682680103
796
26670
SH
SOLE
0
0
26670
PANERA BREAD CO
CL A
69840W108
449
2190
SH
SOLE
0
0
2190
PEPSICO INC
COM
713448108
1254
12239
SH
SOLE
0
0
12239
PFIZER INC
COM
717081103
1685
56863
SH
SOLE
0
0
56863
PHILIP MORRIS INTL INC
COM
718172109
3172
32333
SH
SOLE
0
0
32333
PHILLIPS 66
COM
718546104
833
9263
SH
SOLE
0
0
9263
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
295
3175
SH
SOLE
0
0
3175
POWERSHARES ETF TRUST II
CEF INC COMPST
73936Q843
1075
49770
SH
SOLE
0
0
49770
POWERSHARES ETF TR II
S&P400 LOVL PT
73937B647
2549
69339
SH
SOLE
0
0
69339
PROCTER & GAMBLE CO
COM
742718109
1642
19952
SH
SOLE
0
0
19952
PROSHARES TR
S&P 500 DV ARIST
74348A467
958
18313
SH
SOLE
0
0
18313
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
388
81800
SH
SOLE
0
0
81800
QUALCOMM INC
COM
747525103
413
8066
SH
SOLE
0
0
8066
QUESTAR CORP
COM
748356102
436
17595
SH
SOLE
0
0
17595
RAYTHEON CO
COM NEW
755111507
227
1852
SH
SOLE
0
0
1852
REINSURANCE GROUP AMER INC
COM NEW
759351604
548
5692
SH
SOLE
0
0
5692
RENTECH INC
COM NEW
760112201
194
87500
SH
SOLE
0
0
87500
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3191
15526
SH
SOLE
0
0
15526
SPDR GOLD TRUST
GOLD SHS
78463V107
2383
20260
SH
SOLE
0
0
20260
SPDR INDEX SHS FDS
GLB NAT RESRCE
78463X541
254
7267
SH
SOLE
0
0
7267
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
549
14121
SH
SOLE
0
0
14121
SPDR SERIES TRUST
BARC SHT TR CP
78464A474
501
16355
SH
SOLE
0
0
16355
SPDR SERIES TRUST
DJ REIT ETF
78464A607
4861
51093
SH
SOLE
0
0
51093
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
319
3989
SH
SOLE
0
0
3989
SPDR SERIES TRUST
SM CAP COMPLETE
78464A847
451
5948
SH
SOLE
0
0
5948
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
16472
62699
SH
SOLE
0
0
62699
SCHLUMBERGER LTD
COM
806857108
668
9063
SH
SOLE
0
0
9063
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
340
6902
SH
SOLE
0
0
6902
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
327
6695
SH
SOLE
0
0
6695
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
263
9706
SH
SOLE
0
0
9706
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
219
3238
SH
SOLE
0
0
3238
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
477
26675
SH
SOLE
0
0
26675
SINCLAIR BROADCAST GROUP INC
CL A
829226109
440
14310
SH
SOLE
0
0
14310
SMUCKER J M CO
COM NEW
832696405
546
4209
SH
SOLE
0
0
4209
SOUTHERN CO
COM
842587107
1142
22077
SH
SOLE
0
0
22077
SOUTHERN MO BANCORP INC
COM
843380106
322
13392
SH
SOLE
0
0
13392
SPECTRA ENERGY CORP
COM
847560109
212
6927
SH
SOLE
0
0
6927
STEEL EXCEL INC
COM NEW
858122203
108
11083
SH
SOLE
0
0
11083
STIFEL FINL CORP
COM
860630102
270
9137
SH
SOLE
0
0
9137
STONEMOR PARTNERS L P
COM UNITS
86183Q100
212
8700
SH
SOLE
0
0
8700
SWEDISH EXPT CR CORP
ROG TTL ETN 22
870297801
215
47000
SH
SOLE
0
0
47000
SYSCO CORP
COM
871829107
486
10403
SH
SOLE
0
0
10403
TEMPLETON GLOBAL INCOME FD
COM
880198106
226
34608
SH
SOLE
0
0
34608
3M CO
COM
88579Y101
1188
7132
SH
SOLE
0
0
7132
TRAVELERS COMPANIES INC
COM
89417E109
209
1792
SH
SOLE
0
0
1792
US BANCORP DEL
COM NEW
902973304
885
21801
SH
SOLE
0
0
21801
UNISYS CORP
COM NEW
909214306
290
37600
SH
SOLE
0
0
37600
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
8241
229679
SH
SOLE
0
0
229679
VANGUARD WHITEHALL FDS INC
INTL DVD ETF
921946810
423
7856
SH
SOLE
0
0
7856
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
3711
107317
SH
SOLE
0
0
107317
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
2534
31668
SH
SOLE
0
0
31668
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
405
4663
SH
SOLE
0
0
4663
VANGUARD INDEX FDS
MID CAP ETF
922908629
459
3789
SH
SOLE
0
0
3789
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
20297
193638
SH
SOLE
0
0
193638
VERIZON COMMUNICATIONS INC
COM
92343V104
1209
22358
SH
SOLE
0
0
22358
VISA INC
COM CL A
92826C839
660
8629
SH
SOLE
0
0
8629
WEC ENERGY GROUP INC
COM
92939U106
338
5630
SH
SOLE
0
0
5630
WAL-MART STORES INC
COM
931142103
926
13525
SH
SOLE
0
0
13525
WALGREENS BOOTS ALLIANCE INC
COM
931427108
736
8732
SH
SOLE
0
0
8732
WASTE MGMT INC DEL
COM
94106L109
404
6854
SH
SOLE
0
0
6854
WELLS FARGO & CO NEW
COM
949746101
424
8765
SH
SOLE
0
0
8765
WESTERN ASSET VAR RT STRG FD
COM
957667108
220
14350
SH
SOLE
0
0
14350
WESTERN ASST MNGD MUN FD INC
COM
95766M105
319
21348
SH
SOLE
0
0
21348
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
1711
45297
SH
SOLE
0
0
45297
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
381
10925
SH
SOLE
0
0
10925
WISDOMTREE TR
INTL SMCAP DIV
97717W760
3426
58164
SH
SOLE
0
0
58164
WISDOMTREE TR
INTL MIDCAP DV
97717W778
2756
49369
SH
SOLE
0
0
49369
WISDOMTREE TR
INTL LRGCAP DV
97717W794
249
5944
SH
SOLE
0
0
5944
XILINX INC
COM
983919101
262
5516
SH
SOLE
0
0
5516
AMDOCS LTD
SHS
G02602103
312
5156
SH
SOLE
0
0
5156
EATON CORP PLC
SHS
G29183103
1314
2100
SH
SOLE
0
0
2100
MALLINCKRODT PUB LTD CO
SHS
G5785G107
360
5873
SH
SOLE
0
0
5873
MEDTRONIC PLC
SHS
G5960L103
550
7332
SH
SOLE
0
0
7332