Chief Compliance Officer

0000200724-15-000003.txt : 20150508 0000200724-15-000003.hdr.sgml : 20150508 20150508095227 ACCESSION NUMBER: 0000200724-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150508 DATE AS OF CHANGE: 20150508 EFFECTIVENESS DATE: 20150508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH, MOORE & CO. CENTRAL INDEX KEY: 0000200724 IRS NUMBER: 431244128 STATE OF INCORPORATION: MO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15770 FILM NUMBER: 15844757 BUSINESS ADDRESS: STREET 1: 7777 BONHOMME AVE., SUITE 2400 CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 314-446-1619 MAIL ADDRESS: STREET 1: 7777 BONHOMME AVE., SUITE 2400 CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MOORE & CO /BD DATE OF NAME CHANGE: 20020320 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MOORE & CO /MO/ /BD DATE OF NAME CHANGE: 19931118 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000200724 XXXXXXXX 03-31-2015 03-31-2015 SMITH, MOORE & CO.

7777 BONHOMME AVE., SUITE 2400 CLAYTON MO 63105

13F HOLDINGS REPORT 028-15770 N Linda W. Sullivan Chief Compliance Officer 314-446-1619 Linda W. Sullivan Clayton MO 05-08-2015 0 168 189337 false INFORMATION TABLE 2 13F1stQTR2015.xml ABM INDS INC COM 000957100 562 17650 SH SOLE 0 0 17650 ALPS ETF TR ALERIAN MLP 00162Q866 945 57053 SH SOLE 0 0 57053 AT&T INC COM 00206R102 1503 46032 SH SOLE 0 0 46032 ABBOTT LABS COM 002824100 1148 24782 SH SOLE 0 0 24782 ABBVIE INC COM 00287Y109 927 15843 SH SOLE 0 0 15843 ABERDEEN ASIA PACIFIC INCOM COM 003009107 234 43450 SH SOLE 0 0 43450 ALCOA INC COM 013817101 396 30660 SH SOLE 0 0 30660 ALTRIA GROUP INC COM 02209S103 459 9172 SH SOLE 0 0 9172 AMERICAN EXPRESS CO COM 025816109 380 4859 SH SOLE 0 0 4859 AMERICAN RAILCAR INDS INC COM 02916P103 209 4211 SH SOLE 0 0 4211 AMERICAN WTR WKS CO INC NEW COM 030420103 678 12506 SH SOLE 0 0 12506 ANADARKO PETE CORP COM 032511107 523 6310 SH SOLE 0 0 6310 ANTHEM INC COM 036752103 525 3401 SH SOLE 0 0 3401 APACHE CORP COM 037411105 591 9794 SH SOLE 0 0 9794 APPLE INC COM 037833100 1017 8173 SH SOLE 0 0 8173 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 138 14650 SH SOLE 0 0 14650 ARROW ETF TR ARROW DJ GLB YLD 04273H104 938 38648 SH SOLE 0 0 38648 BCE INC COM NEW 05534B760 364 8595 SH SOLE 0 0 8595 BAKER HUGHES INC COM 057224107 435 6848 SH SOLE 0 0 6848 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 579 20865 SH SOLE 0 0 20865 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 265 1838 SH SOLE 0 0 1838 BLACK DIAMOND INC COM 09202G101 874 92467 SH SOLE 0 0 92467 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 327 19783 SH SOLE 0 0 19783 BRISTOL MYERS SQUIBB CO COM 110122108 273 4239 SH SOLE 0 0 4239 CAMPBELL SOUP CO COM 134429109 233 5000 SH SOLE 0 0 5000 CASS INFORMATION SYS INC COM 14808P109 318 5661 SH SOLE 0 0 5661 CERNER CORP COM 156782104 397 5419 SH SOLE 0 0 5419 CHEVRON CORP NEW COM 166764100 1036 9864 SH SOLE 0 0 9864 CISCO SYS INC COM 17275R102 303 11020 SH SOLE 0 0 11020 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 483 21149 SH SOLE 0 0 21149 COCA COLA CO COM 191216100 778 19176 SH SOLE 0 0 19176 COLGATE PALMOLIVE CO COM 194162103 743 10722 SH SOLE 0 0 10722 COMMERCE BANCSHARES INC COM 200525103 232 5484 SH SOLE 0 0 5484 CONOCOPHILLIPS COM 20825C104 572 9180 SH SOLE 0 0 9180 DST SYS INC DEL COM 233326107 335 3027 SH SOLE 0 0 3027 DAKOTA PLAINS HLDGS INC COM 234255107 123 66400 SH SOLE 0 0 66400 DEERE & CO COM 244199105 362 4130 SH SOLE 0 0 4130 DISNEY WALT CO COM DISNEY 254687106 1096 10447 SH SOLE 0 0 10447 DORCHESTER MINERALS LP COM UNIT 25820R105 219 9639 SH SOLE 0 0 9639 DOUBLELINE INCOME SOLUTIONS COM 258622109 721 36339 SH SOLE 0 0 36339 DOW CHEM CO COM 260543103 352 7337 SH SOLE 0 0 7337 DU PONT E I DE NEMOURS & CO COM 263534109 397 5557 SH SOLE 0 0 5557 DUFF & PHELPS GLB UTL INC FD COM 26433C105 543 27491 SH SOLE 0 0 27491 EMERSON ELEC CO COM 291011104 667 11784 SH SOLE 0 0 11784 ENERGIZER HLDGS INC COM 29266R108 298 2159 SH SOLE 0 0 2159 ESCO TECHNOLOGIES INC COM 296315104 262 6732 SH SOLE 0 0 6732 EXPRESS SCRIPTS HLDG CO COM 30219G108 344 3965 SH SOLE 0 0 3965 EXXON MOBIL CORP COM 30231G102 1885 22182 SH SOLE 0 0 22182 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 222 4760 SH SOLE 0 0 4760 FORBES ENERGY SVCS LTD COM 345143101 40 38090 SH SOLE 0 0 38090 FRANKLIN RES INC COM 354613101 221 4299 SH SOLE 0 0 4299 FREEPORT-MCMORAN INC CL B 35671D857 307 16224 SH SOLE 0 0 16224 GAMESTOP CORP NEW CL A 36467W109 354 9316 SH SOLE 0 0 9316 GENERAL ELECTRIC CO COM 369604103 795 32053 SH SOLE 0 0 32053 GENERAL MLS INC COM 370334104 609 10754 SH SOLE 0 0 10754 GLOBAL X FDS GLBL X MLP ETF 37950E473 799 52464 SH SOLE 0 0 52464 GLOBAL X FDS SILVER MNR ETF 37950E853 97 11540 SH SOLE 0 0 11540 GOLDCORP INC NEW COM 380956409 207 11400 SH SOLE 0 0 11400 HALYARD HEALTH INC COM 40650V100 283 5751 SH SOLE 0 0 5751 HENRY JACK & ASSOC INC COM 426281101 327 4679 SH SOLE 0 0 4679 HOME DEPOT INC COM 437076102 286 2517 SH SOLE 0 0 2517 HORMEL FOODS CORP COM 440452100 406 7150 SH SOLE 0 0 7150 ILLINOIS TOOL WKS INC COM 452308109 1107 11400 SH SOLE 0 0 11400 INTERNATIONAL BUSINESS MACHS COM 459200101 232 1445 SH SOLE 0 0 1445 ISHARES GOLD TRUST ISHARES 464285105 553 48260 SH SOLE 0 0 48260 ISHARES GLB GLD MINR ETF 464286335 344 46550 SH SOLE 0 0 46550 ISHARES TR TIPS BD ETF 464287176 385 3391 SH SOLE 0 0 3391 ISHARES TR CORE S&P500 ETF 464287200 9919 47727 SH SOLE 0 0 47727 ISHARES TR CORE US AGGBD ET 464287226 499 4473 SH SOLE 0 0 4473 ISHARES TR MSCI EMG MKT ETF 464287234 2134 53189 SH SOLE 0 0 53189 ISHARES TR IBOXX INV CP ETF 464287242 236 1939 SH SOLE 0 0 1939 ISHARES TR NA NAT RES 464287374 1510 40231 SH SOLE 0 0 40231 ISHARES TR S&P 500 VAL ETF 464287408 11999 129637 SH SOLE 0 0 129637 ISHARES TR MSCI EAFE ETF 464287465 2350 36616 SH SOLE 0 0 36616 ISHARES TR N AMER TECH ETF 464287549 207 2010 SH SOLE 0 0 2010 ISHARES TR RUS 1000 VAL ETF 464287598 909 8819 SH SOLE 0 0 8819 ISHARES TR RUS 1000 GRW ETF 464287614 457 4619 SH SOLE 0 0 4619 ISHARES TR RUS 1000 ETF 464287622 496 4283 SH SOLE 0 0 4283 ISHARES TR RUS 2000 VAL ETF 464287630 224 2167 SH SOLE 0 0 2167 ISHARES TR RUSSELL 2000 ETF 464287655 2232 17946 SH SOLE 0 0 17946 ISHARES TR US HLTHCARE ETF 464287762 402 2608 SH SOLE 0 0 2608 ISHARES TR CORE S&P SCP ETF 464287804 10742 91007 SH SOLE 0 0 91007 ISHARES U.S. PFD STK ETF 464288687 271 6760 SH SOLE 0 0 6760 ISHARES MICRO-CAP ETF 464288869 3078 38922 SH SOLE 0 0 38922 ISHARES SILVER TRUST ISHARES 46428Q109 1521 95473 SH SOLE 0 0 95473 ISHARES TR CORE MSCI EAFE 46432F842 916 15667 SH SOLE 0 0 15667 JOHNSON & JOHNSON COM 478160104 1029 10227 SH SOLE 0 0 10227 KANSAS CITY SOUTHERN COM NEW 485170302 249 2434 SH SOLE 0 0 2434 KIMBERLY CLARK CORP COM 494368103 594 5545 SH SOLE 0 0 5545 LACLEDE GROUP INC COM 505597104 888 17333 SH SOLE 0 0 17333 LEGGETT & PLATT INC COM 524660107 347 7533 SH SOLE 0 0 7533 M & T BK CORP COM 55261F104 279 2200 SH SOLE 0 0 2200 MFS INTER INCOME TR SH BEN INT 55273C107 99 20240 SH SOLE 0 0 20240 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 945 51790 SH SOLE 0 0 51790 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 415 18260 SH SOLE 0 0 18260 MCDONALDS CORP COM 580135101 477 4891 SH SOLE 0 0 4891 MEDIFAST INC COM 58470H101 737 24591 SH SOLE 0 0 24591 MICROSOFT CORP COM 594918104 511 12558 SH SOLE 0 0 12558 MONSANTO CO NEW COM 61166W101 502 4460 SH SOLE 0 0 4460 NOVARTIS A G SPONSORED ADR 66987V109 232 2350 SH SOLE 0 0 2350 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 212 23480 SH SOLE 0 0 23480 O REILLY AUTOMOTIVE INC NEW COM 67103H107 396 1829 SH SOLE 0 0 1829 OLIN CORP COM PAR $1 680665205 302 9427 SH SOLE 0 0 9427 PANERA BREAD CO CL A 69840W108 258 1613 SH SOLE 0 0 1613 PEPSICO INC COM 713448108 940 9833 SH SOLE 0 0 9833 PFIZER INC COM 717081103 723 20775 SH SOLE 0 0 20775 PHILLIPS 66 COM 718546104 557 7086 SH SOLE 0 0 7086 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 379 3734 SH SOLE 0 0 3734 PITNEY BOWES INC COM 724479100 201 7825 SH SOLE 0 0 7825 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 387 7842 SH SOLE 0 0 7842 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 1280 53679 SH SOLE 0 0 53679 PROCTER & GAMBLE CO COM 742718109 1079 13167 SH SOLE 0 0 13167 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 478 90690 SH SOLE 0 0 90690 QUALCOMM INC COM 747525103 261 3760 SH SOLE 0 0 3760 REINSURANCE GROUP AMER INC COM NEW 759351604 498 5339 SH SOLE 0 0 5339 RENTECH NITROGEN PARTNERS L COM UNIT 760113100 271 18025 SH SOLE 0 0 18025 SPDR S&P 500 ETF TR TR UNIT 78462F103 2702 13088 SH SOLE 0 0 13088 SPDR GOLD TRUST GOLD SHS 78463V107 2660 23406 SH SOLE 0 0 23406 SPDR SERIES TRUST BARC SHT TR CP 78464A474 369 12012 SH SOLE 0 0 12012 SPDR SERIES TRUST DJ REIT ETF 78464A607 5324 56298 SH SOLE 0 0 56298 SPDR SERIES TRUST S&P DIVID ETF 78464A763 278 3560 SH SOLE 0 0 3560 SPDR SERIES TRUST SM CAP COMPLETE 78464A847 553 6326 SH SOLE 0 0 6326 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 17328 62503 SH SOLE 0 0 62503 S&W SEED CO COM 785135104 56 12100 SH SOLE 0 0 12100 SCHLUMBERGER LTD COM 806857108 687 8238 SH SOLE 0 0 8238 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 332 6695 SH SOLE 0 0 6695 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 572 14521 SH SOLE 0 0 14521 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 379 12543 SH SOLE 0 0 12543 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 500 6896 SH SOLE 0 0 6896 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 312 12943 SH SOLE 0 0 12943 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 327 5866 SH SOLE 0 0 5866 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 296 7135 SH SOLE 0 0 7135 SENIOR HSG PPTYS TR SH BEN INT 81721M109 585 26350 SH SOLE 0 0 26350 SHAW COMMUNICATIONS INC CL B CONV 82028K200 241 10765 SH SOLE 0 0 10765 SIGMA ALDRICH CORP COM 826552101 379 2739 SH SOLE 0 0 2739 SMUCKER J M CO COM NEW 832696405 693 5984 SH SOLE 0 0 5984 SOUTHERN CO COM 842587107 512 11572 SH SOLE 0 0 11572 SOUTHERN MO BANCORP INC COM 843380106 288 15267 SH SOLE 0 0 15267 SPECTRA ENERGY CORP COM 847560109 303 8387 SH SOLE 0 0 8387 STIFEL FINL CORP COM 860630102 285 5105 SH SOLE 0 0 5105 SUNEDISON INC COM 86732Y109 326 13574 SH SOLE 0 0 13574 SYSCO CORP COM 871829107 392 10396 SH SOLE 0 0 10396 TEMPLETON GLOBAL INCOME FD COM 880198106 218 30370 SH SOLE 0 0 30370 3M CO COM 88579Y101 690 4181 SH SOLE 0 0 4181 TRAVELERS COMPANIES INC COM 89417E109 225 2079 SH SOLE 0 0 2079 US BANCORP DEL COM NEW 902973304 550 12584 SH SOLE 0 0 12584 UNION PAC CORP COM 907818108 242 2231 SH SOLE 0 0 2231 UNISYS CORP COM NEW 909214306 297 12775 SH SOLE 0 0 12775 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 8898 223393 SH SOLE 0 0 223393 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4042 98896 SH SOLE 0 0 98896 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 978 12192 SH SOLE 0 0 12192 VANGUARD INDEX FDS TOTAL STK MKT 922908769 22658 211259 SH SOLE 0 0 211259 VERIZON COMMUNICATIONS INC COM 92343V104 523 10763 SH SOLE 0 0 10763 WAL-MART STORES INC COM 931142103 909 11053 SH SOLE 0 0 11053 WALGREENS BOOTS ALLIANCE INC COM 931427108 635 7500 SH SOLE 0 0 7500 WASTE MGMT INC DEL COM 94106L109 273 5042 SH SOLE 0 0 5042 WESTERN ASSET VAR RT STRG FD COM 957667108 232 14050 SH SOLE 0 0 14050 WHIRLPOOL CORP COM 963320106 656 3245 SH SOLE 0 0 3245 WISCONSIN ENERGY CORP COM 976657106 405 8190 SH SOLE 0 0 8190 WISDOMTREE TR EMG MKTS SMCAP 97717W281 2106 47605 SH SOLE 0 0 47605 WISDOMTREE TR INTL SMCAP DIV 97717W760 3186 53766 SH SOLE 0 0 53766 WISDOMTREE TR INTL MIDCAP DV 97717W778 2720 46158 SH SOLE 0 0 46158 WISDOMTREE TR INTL LRGCAP DV 97717W794 290 5944 SH SOLE 0 0 5944 WISDOMTREE TR JAPN HEDGE EQT 97717W851 344 6241 SH SOLE 0 0 6241 AMDOCS LTD SHS G02602103 298 5480 SH SOLE 0 0 5480 MALLINCKRODT PUB LTD CO SHS G5785G107 372 2938 SH SOLE 0 0 2938 MEDTRONIC PLC SHS G5960L103 560 7175 SH SOLE 0 0 7175 THIRD PT REINS LTD COM G8827U100 160 11325 SH SOLE 0 0 11325