0000200724-14-000007.txt : 20140724
0000200724-14-000007.hdr.sgml : 20140724
20140724145733
ACCESSION NUMBER: 0000200724-14-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140724
DATE AS OF CHANGE: 20140724
EFFECTIVENESS DATE: 20140724
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH, MOORE & CO.
CENTRAL INDEX KEY: 0000200724
IRS NUMBER: 431244128
STATE OF INCORPORATION: MO
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15770
FILM NUMBER: 14991141
BUSINESS ADDRESS:
STREET 1: 7777 BONHOMME AVE., SUITE 2400
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 314-446-1619
MAIL ADDRESS:
STREET 1: 7777 BONHOMME AVE., SUITE 2400
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MOORE & CO /BD
DATE OF NAME CHANGE: 20020320
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MOORE & CO /MO/ /BD
DATE OF NAME CHANGE: 19931118
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000200724
XXXXXXXX
06-30-2014
06-30-2014
SMITH, MOORE & CO.
7777 BONHOMME AVE., SUITE 2400
CLAYTON
MO
63105
13F HOLDINGS REPORT
028-15770
N
Linda W. Sullivan
Chief Compliance Officer
314-446-1619
Linda W. Sullivan
Clayton
MO
07-24-2014
0
296872
164930
false
INFORMATION TABLE
2
13F2ndQTR2014.xml
AFLAC INC
COM
1055102
370
5938
SH
SOLE
0
0
5938
ALPS ETF TR
ALERIAN MLP
00162Q866
1065
56041
SH
SOLE
0
0
56041
AT&T INC
COM
00206R102
1300
36766
SH
SOLE
0
0
36766
ABBOTT LABS
COM
2824100
855
20911
SH
SOLE
0
0
20911
ABBVIE INC
COM
00287Y109
652
11550
SH
SOLE
0
0
11550
ABERDEEN ASIA PACIFIC INCOM
COM
3009107
219
34835
SH
SOLE
0
0
34835
ADVISORSHARES TR
PERITUS HG YLD
00768Y503
347
6518
SH
SOLE
0
0
6518
ALCOA INC
COM
13817101
278
18669
SH
SOLE
0
0
18669
ALTRIA GROUP INC
COM
02209S103
374
8925
SH
SOLE
0
0
8925
AMERICAN RAILCAR INDS INC
COM
02916P103
291
4300
SH
SOLE
0
0
4300
AMERICAN WTR WKS CO INC NEW
COM
30420103
356
7206
SH
SOLE
0
0
7206
APACHE CORP
COM
37411105
507
5036
SH
SOLE
0
0
5036
APPLE INC
COM
37833100
683
7346
SH
SOLE
0
0
7346
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
177
11860
SH
SOLE
0
0
11860
BCE INC
COM NEW
05534B760
384
8476
SH
SOLE
0
0
8476
BAKER HUGHES INC
COM
57224107
233
3129
SH
SOLE
0
0
3129
BERKSHIRE HATHAWAY INC DEL
CL B NEW
84670702
210
1663
SH
SOLE
0
0
1663
BLACK DIAMOND INC
COM
09202G101
286
25500
SH
SOLE
0
0
25500
BLACKROCK MUN 2020 TERM TR
COM SHS
09249X109
322
19783
SH
SOLE
0
0
19783
CAMPBELL SOUP CO
COM
134429109
229
5000
SH
SOLE
0
0
5000
CASS INFORMATION SYS INC
COM
14808P109
218
4406
SH
SOLE
0
0
4406
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
500
9450
SH
SOLE
0
0
9450
CERNER CORP
COM
156782104
224
4351
SH
SOLE
0
0
4351
CHEVRON CORP NEW
COM
166764100
667
5106
SH
SOLE
0
0
5106
CISCO SYS INC
COM
17275R102
212
8536
SH
SOLE
0
0
8536
CLAYMORE EXCHANGE TRD FD TR
GUGG CRP BD 2017
18383M548
485
21149
SH
SOLE
0
0
21149
COCA COLA CO
COM
191216100
662
15634
SH
SOLE
0
0
15634
COLGATE PALMOLIVE CO
COM
194162103
457
6698
SH
SOLE
0
0
6698
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
133
12450
SH
SOLE
0
0
12450
CONOCOPHILLIPS
COM
20825C104
728
8487
SH
SOLE
0
0
8487
DST SYS INC DEL
COM
233326107
231
2511
SH
SOLE
0
0
2511
DEERE & CO
COM
244199105
694
7660
SH
SOLE
0
0
7660
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
359
7224
SH
SOLE
0
0
7224
DISNEY WALT CO
COM DISNEY
254687106
228
2657
SH
SOLE
0
0
2657
DORCHESTER MINERALS LP
COM UNIT
25820R105
294
9639
SH
SOLE
0
0
9639
DU PONT E I DE NEMOURS & CO
COM
263534109
376
5753
SH
SOLE
0
0
5753
DUFF & PHELPS GLB UTL INC FD
COM
26433C105
656
29844
SH
SOLE
0
0
29844
EMERSON ELEC CO
COM
291011104
631
9516
SH
SOLE
0
0
9516
ENERGIZER HLDGS INC
COM
29266R108
221
1812
SH
SOLE
0
0
1812
EXPRESS SCRIPTS HLDG CO
COM
30219G108
229
3308
SH
SOLE
0
0
3308
EXXON MOBIL CORP
COM
30231G102
1826
18133
SH
SOLE
0
0
18133
FIDUCIARY CLAYMORE MLP OPP F
COM
31647Q106
247
8600
SH
SOLE
0
0
8600
FORBES ENERGY SVCS LTD
COM
345143101
174
38090
SH
SOLE
0
0
38090
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
289
7906
SH
SOLE
0
0
7906
GAMESTOP CORP NEW
CL A
36467W109
376
9296
SH
SOLE
0
0
9296
GENERAL ELECTRIC CO
COM
369604103
508
19349
SH
SOLE
0
0
19349
GENERAL MLS INC
COM
370334104
523
9954
SH
SOLE
0
0
9954
GLOBAL X FDS
GBLX URANIUM NEW
37950E275
189
13050
SH
SOLE
0
0
13050
GLOBAL X FDS
GLBL X MLP ETF
37950E473
909
52464
SH
SOLE
0
0
52464
GOLDCORP INC NEW
COM
380956409
336
12050
SH
SOLE
0
0
12050
HANDY & HARMAN LTD
COM
410315105
1599
59715
SH
SOLE
0
0
59715
HENRY JACK & ASSOC INC
COM
426281101
233
3928
SH
SOLE
0
0
3928
HOME DEPOT INC
COM
437076102
220
2717
SH
SOLE
0
0
2717
ILLINOIS TOOL WKS INC
COM
452308109
239
2732
SH
SOLE
0
0
2732
INTEL CORP
COM
458140100
306
9912
SH
SOLE
0
0
9912
INTERNATIONAL BUSINESS MACHS
COM
459200101
426
2350
SH
SOLE
0
0
2350
ISHARES GOLD TRUST
ISHARES
464285105
516
40072
SH
SOLE
0
0
40072
ISHARES
TIPS BD ETF
464287176
337
2921
SH
SOLE
0
0
2921
ISHARES
CORE S&P500 ETF
464287200
8691
44117
SH
SOLE
0
0
44117
ISHARES
CORE TOTUSBD ETF
464287226
346
3165
SH
SOLE
0
0
3165
ISHARES
MSCI EMG MKT ETF
464287234
1982
45842
SH
SOLE
0
0
45842
ISHARES
IBOXX INV CP ETF
464287242
213
1782
SH
SOLE
0
0
1782
ISHARES
NA NAT RES
464287374
2227
44585
SH
SOLE
0
0
44585
ISHARES
S&P 500 VAL ETF
464287408
10823
119885
SH
SOLE
0
0
119885
ISHARES
MSCI EAFE ETF
464287465
2831
41400
SH
SOLE
0
0
41400
ISHARES
COHEN&STEER REIT
464287564
297
3406
SH
SOLE
0
0
3406
ISHARES
RUS 1000 VAL ETF
464287598
878
8667
SH
SOLE
0
0
8667
ISHARES
RUS 1000 GRW ETF
464287614
409
4501
SH
SOLE
0
0
4501
ISHARES
RUS 1000 ETF
464287622
495
4493
SH
SOLE
0
0
4493
ISHARES
RUS 2000 VAL ETF
464287630
207
2005
SH
SOLE
0
0
2005
ISHARES
RUSSELL 2000 ETF
464287655
2041
17175
SH
SOLE
0
0
17175
ISHARES
US HLTHCARE ETF
464287762
356
2781
SH
SOLE
0
0
2781
ISHARES
CORE S&P SCP ETF
464287804
9395
83813
SH
SOLE
0
0
83813
ISHARES
U.S. PFD STK ETF
464288687
204
5100
SH
SOLE
0
0
5100
ISHARES
MICRO-CAP ETF
464288869
2696
35414
SH
SOLE
0
0
35414
ISHARES SILVER TRUST
ISHARES
46428Q109
2907
143556
SH
SOLE
0
0
143556
JOHNSON & JOHNSON
COM
478160104
546
5223
SH
SOLE
0
0
5223
KANSAS CITY SOUTHERN
COM NEW
485170302
216
2005
SH
SOLE
0
0
2005
KIMBERLY CLARK CORP
COM
494368103
558
5021
SH
SOLE
0
0
5021
LACLEDE GROUP INC
COM
505597104
772
15902
SH
SOLE
0
0
15902
LEGGETT & PLATT INC
COM
524660107
206
5996
SH
SOLE
0
0
5996
M & T BK CORP
COM
55261F104
273
2200
SH
SOLE
0
0
2200
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
2068
78177
SH
SOLE
0
0
78177
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
1451
34335
SH
SOLE
0
0
34335
MCDONALDS CORP
COM
580135101
820
8137
SH
SOLE
0
0
8137
MCEWEN MNG INC
COM
58039P107
187
65000
SH
SOLE
0
0
65000
MICROSOFT CORP
COM
594918104
702
16843
SH
SOLE
0
0
16843
MONSANTO CO NEW
COM
61166W101
445
3564
SH
SOLE
0
0
3564
NATIONAL OILWELL VARCO INC
COM
637071101
491
5960
SH
SOLE
0
0
5960
NORTHERN LTS ETF TR
ARROW DJ GLOBL
66537H105
1080
38242
SH
SOLE
0
0
38242
NOVARTIS A G
SPONSORED ADR
66987V109
204
2250
SH
SOLE
0
0
2250
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
332
35480
SH
SOLE
0
0
35480
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
259
1719
SH
SOLE
0
0
1719
PEPSICO INC
COM
713448108
542
6062
SH
SOLE
0
0
6062
PFIZER INC
COM
717081103
463
15601
SH
SOLE
0
0
15601
PHILLIPS 66
COM
718546104
490
6094
SH
SOLE
0
0
6094
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
279
2614
SH
SOLE
0
0
2614
PIZZA INN HOLDINGS INC
COM
725846109
70
11185
SH
SOLE
0
0
11185
POST HLDGS INC
COM
737446104
221
4347
SH
SOLE
0
0
4347
POWERSHARES ETF TRUST
DYNA BUYBK ACH
73935X286
347
7725
SH
SOLE
0
0
7725
POWERSHARES ETF TRUST II
CEF INC COMPST
73936Q843
1383
54248
SH
SOLE
0
0
54248
PROCTER & GAMBLE CO
COM
742718109
557
7089
SH
SOLE
0
0
7089
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
537
96800
SH
SOLE
0
0
96800
ROBERT HALF INTL INC
COM
770323103
536
11229
SH
SOLE
0
0
11229
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2224
11366
SH
SOLE
0
0
11366
SPDR GOLD TRUST
GOLD SHS
78463V107
2863
22359
SH
SOLE
0
0
22359
SPDR SERIES TRUST
BARC SHT TR CP
78464A474
245
7937
SH
SOLE
0
0
7937
SPDR SERIES TRUST
DJ REIT ETF
78464A607
3916
47185
SH
SOLE
0
0
47185
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
248
3237
SH
SOLE
0
0
3237
SPDR SERIES TRUST
SM CAP COMPLETE
78464A847
583
6712
SH
SOLE
0
0
6712
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
15040
57720
SH
SOLE
0
0
57720
S&W SEED CO
COM
785135104
79
12100
SH
SOLE
0
0
12100
SCHLUMBERGER LTD
COM
806857108
754
6392
SH
SOLE
0
0
6392
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
250
6540
SH
SOLE
0
0
6540
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
384
6314
SH
SOLE
0
0
6314
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
300
4500
SH
SOLE
0
0
4500
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
291
12789
SH
SOLE
0
0
12789
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
302
5586
SH
SOLE
0
0
5586
SIGMA ALDRICH CORP
COM
826552101
484
4766
SH
SOLE
0
0
4766
SMUCKER J M CO
COM NEW
832696405
536
5033
SH
SOLE
0
0
5033
SOUTHERN CO
COM
842587107
526
11590
SH
SOLE
0
0
11590
SOUTHERN MO BANCORP INC
COM
843380106
222
6227
SH
SOLE
0
0
6227
SPECTRA ENERGY CORP
COM
847560109
281
6615
SH
SOLE
0
0
6615
STARBUCKS CORP
COM
855244109
462
5967
SH
SOLE
0
0
5967
SYNERGY PHARMACEUTICALS DEL
COM NEW
871639308
61
15000
SH
SOLE
0
0
15000
TEMPLETON GLOBAL INCOME FD
COM
880198106
202
24401
SH
SOLE
0
0
24401
3M CO
COM
88579Y101
372
2596
SH
SOLE
0
0
2596
TRANSAMERICA INCOME SHS INC
COM
893506105
277
13073
SH
SOLE
0
0
13073
US BANCORP DEL
COM NEW
902973304
471
10867
SH
SOLE
0
0
10867
UNION PAC CORP
COM
907818108
232
2322
SH
SOLE
0
0
2322
UNISYS CORP
COM NEW
909214306
396
16025
SH
SOLE
0
0
16025
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
8399
197211
SH
SOLE
0
0
197211
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
648
10407
SH
SOLE
0
0
10407
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
3914
90754
SH
SOLE
0
0
90754
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
19673
193306
SH
SOLE
0
0
193306
VERIZON COMMUNICATIONS INC
COM
92343V104
210
4283
SH
SOLE
0
0
4283
WAL-MART STORES INC
COM
931142103
943
12557
SH
SOLE
0
0
12557
WALGREEN CO
COM
931422109
575
7750
SH
SOLE
0
0
7750
WESTERN ASSET VAR RT STRG FD
COM
957667108
279
15950
SH
SOLE
0
0
15950
WISCONSIN ENERGY CORP
COM
976657106
381
8115
SH
SOLE
0
0
8115
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
1858
38734
SH
SOLE
0
0
38734
WISDOMTREE TR
INTL SMCAP DIV
97717W760
3083
47595
SH
SOLE
0
0
47595
WISDOMTREE TR
INTL MIDCAP DV
97717W778
2500
40485
SH
SOLE
0
0
40485
WISDOMTREE TR
INTL LRGCAP DV
97717W794
318
5944
SH
SOLE
0
0
5944
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
308
6241
SH
SOLE
0
0
6241
AMDOCS LTD
SHS
G02602103
211
4557
SH
SOLE
0
0
4557