0000200724-14-000007.txt : 20140724 0000200724-14-000007.hdr.sgml : 20140724 20140724145733 ACCESSION NUMBER: 0000200724-14-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140724 DATE AS OF CHANGE: 20140724 EFFECTIVENESS DATE: 20140724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH, MOORE & CO. CENTRAL INDEX KEY: 0000200724 IRS NUMBER: 431244128 STATE OF INCORPORATION: MO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15770 FILM NUMBER: 14991141 BUSINESS ADDRESS: STREET 1: 7777 BONHOMME AVE., SUITE 2400 CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 314-446-1619 MAIL ADDRESS: STREET 1: 7777 BONHOMME AVE., SUITE 2400 CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MOORE & CO /BD DATE OF NAME CHANGE: 20020320 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MOORE & CO /MO/ /BD DATE OF NAME CHANGE: 19931118 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000200724 XXXXXXXX 06-30-2014 06-30-2014 SMITH, MOORE & CO.
7777 BONHOMME AVE., SUITE 2400 CLAYTON MO 63105
13F HOLDINGS REPORT 028-15770 N
Linda W. Sullivan Chief Compliance Officer 314-446-1619 Linda W. Sullivan Clayton MO 07-24-2014 0 296872 164930 false
INFORMATION TABLE 2 13F2ndQTR2014.xml AFLAC INC COM 1055102 370 5938 SH SOLE 0 0 5938 ALPS ETF TR ALERIAN MLP 00162Q866 1065 56041 SH SOLE 0 0 56041 AT&T INC COM 00206R102 1300 36766 SH SOLE 0 0 36766 ABBOTT LABS COM 2824100 855 20911 SH SOLE 0 0 20911 ABBVIE INC COM 00287Y109 652 11550 SH SOLE 0 0 11550 ABERDEEN ASIA PACIFIC INCOM COM 3009107 219 34835 SH SOLE 0 0 34835 ADVISORSHARES TR PERITUS HG YLD 00768Y503 347 6518 SH SOLE 0 0 6518 ALCOA INC COM 13817101 278 18669 SH SOLE 0 0 18669 ALTRIA GROUP INC COM 02209S103 374 8925 SH SOLE 0 0 8925 AMERICAN RAILCAR INDS INC COM 02916P103 291 4300 SH SOLE 0 0 4300 AMERICAN WTR WKS CO INC NEW COM 30420103 356 7206 SH SOLE 0 0 7206 APACHE CORP COM 37411105 507 5036 SH SOLE 0 0 5036 APPLE INC COM 37833100 683 7346 SH SOLE 0 0 7346 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 177 11860 SH SOLE 0 0 11860 BCE INC COM NEW 05534B760 384 8476 SH SOLE 0 0 8476 BAKER HUGHES INC COM 57224107 233 3129 SH SOLE 0 0 3129 BERKSHIRE HATHAWAY INC DEL CL B NEW 84670702 210 1663 SH SOLE 0 0 1663 BLACK DIAMOND INC COM 09202G101 286 25500 SH SOLE 0 0 25500 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 322 19783 SH SOLE 0 0 19783 CAMPBELL SOUP CO COM 134429109 229 5000 SH SOLE 0 0 5000 CASS INFORMATION SYS INC COM 14808P109 218 4406 SH SOLE 0 0 4406 CEDAR FAIR L P DEPOSITRY UNIT 150185106 500 9450 SH SOLE 0 0 9450 CERNER CORP COM 156782104 224 4351 SH SOLE 0 0 4351 CHEVRON CORP NEW COM 166764100 667 5106 SH SOLE 0 0 5106 CISCO SYS INC COM 17275R102 212 8536 SH SOLE 0 0 8536 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 485 21149 SH SOLE 0 0 21149 COCA COLA CO COM 191216100 662 15634 SH SOLE 0 0 15634 COLGATE PALMOLIVE CO COM 194162103 457 6698 SH SOLE 0 0 6698 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 133 12450 SH SOLE 0 0 12450 CONOCOPHILLIPS COM 20825C104 728 8487 SH SOLE 0 0 8487 DST SYS INC DEL COM 233326107 231 2511 SH SOLE 0 0 2511 DEERE & CO COM 244199105 694 7660 SH SOLE 0 0 7660 DIAMOND OFFSHORE DRILLING IN COM 25271C102 359 7224 SH SOLE 0 0 7224 DISNEY WALT CO COM DISNEY 254687106 228 2657 SH SOLE 0 0 2657 DORCHESTER MINERALS LP COM UNIT 25820R105 294 9639 SH SOLE 0 0 9639 DU PONT E I DE NEMOURS & CO COM 263534109 376 5753 SH SOLE 0 0 5753 DUFF & PHELPS GLB UTL INC FD COM 26433C105 656 29844 SH SOLE 0 0 29844 EMERSON ELEC CO COM 291011104 631 9516 SH SOLE 0 0 9516 ENERGIZER HLDGS INC COM 29266R108 221 1812 SH SOLE 0 0 1812 EXPRESS SCRIPTS HLDG CO COM 30219G108 229 3308 SH SOLE 0 0 3308 EXXON MOBIL CORP COM 30231G102 1826 18133 SH SOLE 0 0 18133 FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 247 8600 SH SOLE 0 0 8600 FORBES ENERGY SVCS LTD COM 345143101 174 38090 SH SOLE 0 0 38090 FREEPORT-MCMORAN COPPER & GO COM 35671D857 289 7906 SH SOLE 0 0 7906 GAMESTOP CORP NEW CL A 36467W109 376 9296 SH SOLE 0 0 9296 GENERAL ELECTRIC CO COM 369604103 508 19349 SH SOLE 0 0 19349 GENERAL MLS INC COM 370334104 523 9954 SH SOLE 0 0 9954 GLOBAL X FDS GBLX URANIUM NEW 37950E275 189 13050 SH SOLE 0 0 13050 GLOBAL X FDS GLBL X MLP ETF 37950E473 909 52464 SH SOLE 0 0 52464 GOLDCORP INC NEW COM 380956409 336 12050 SH SOLE 0 0 12050 HANDY & HARMAN LTD COM 410315105 1599 59715 SH SOLE 0 0 59715 HENRY JACK & ASSOC INC COM 426281101 233 3928 SH SOLE 0 0 3928 HOME DEPOT INC COM 437076102 220 2717 SH SOLE 0 0 2717 ILLINOIS TOOL WKS INC COM 452308109 239 2732 SH SOLE 0 0 2732 INTEL CORP COM 458140100 306 9912 SH SOLE 0 0 9912 INTERNATIONAL BUSINESS MACHS COM 459200101 426 2350 SH SOLE 0 0 2350 ISHARES GOLD TRUST ISHARES 464285105 516 40072 SH SOLE 0 0 40072 ISHARES TIPS BD ETF 464287176 337 2921 SH SOLE 0 0 2921 ISHARES CORE S&P500 ETF 464287200 8691 44117 SH SOLE 0 0 44117 ISHARES CORE TOTUSBD ETF 464287226 346 3165 SH SOLE 0 0 3165 ISHARES MSCI EMG MKT ETF 464287234 1982 45842 SH SOLE 0 0 45842 ISHARES IBOXX INV CP ETF 464287242 213 1782 SH SOLE 0 0 1782 ISHARES NA NAT RES 464287374 2227 44585 SH SOLE 0 0 44585 ISHARES S&P 500 VAL ETF 464287408 10823 119885 SH SOLE 0 0 119885 ISHARES MSCI EAFE ETF 464287465 2831 41400 SH SOLE 0 0 41400 ISHARES COHEN&STEER REIT 464287564 297 3406 SH SOLE 0 0 3406 ISHARES RUS 1000 VAL ETF 464287598 878 8667 SH SOLE 0 0 8667 ISHARES RUS 1000 GRW ETF 464287614 409 4501 SH SOLE 0 0 4501 ISHARES RUS 1000 ETF 464287622 495 4493 SH SOLE 0 0 4493 ISHARES RUS 2000 VAL ETF 464287630 207 2005 SH SOLE 0 0 2005 ISHARES RUSSELL 2000 ETF 464287655 2041 17175 SH SOLE 0 0 17175 ISHARES US HLTHCARE ETF 464287762 356 2781 SH SOLE 0 0 2781 ISHARES CORE S&P SCP ETF 464287804 9395 83813 SH SOLE 0 0 83813 ISHARES U.S. PFD STK ETF 464288687 204 5100 SH SOLE 0 0 5100 ISHARES MICRO-CAP ETF 464288869 2696 35414 SH SOLE 0 0 35414 ISHARES SILVER TRUST ISHARES 46428Q109 2907 143556 SH SOLE 0 0 143556 JOHNSON & JOHNSON COM 478160104 546 5223 SH SOLE 0 0 5223 KANSAS CITY SOUTHERN COM NEW 485170302 216 2005 SH SOLE 0 0 2005 KIMBERLY CLARK CORP COM 494368103 558 5021 SH SOLE 0 0 5021 LACLEDE GROUP INC COM 505597104 772 15902 SH SOLE 0 0 15902 LEGGETT & PLATT INC COM 524660107 206 5996 SH SOLE 0 0 5996 M & T BK CORP COM 55261F104 273 2200 SH SOLE 0 0 2200 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 2068 78177 SH SOLE 0 0 78177 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 1451 34335 SH SOLE 0 0 34335 MCDONALDS CORP COM 580135101 820 8137 SH SOLE 0 0 8137 MCEWEN MNG INC COM 58039P107 187 65000 SH SOLE 0 0 65000 MICROSOFT CORP COM 594918104 702 16843 SH SOLE 0 0 16843 MONSANTO CO NEW COM 61166W101 445 3564 SH SOLE 0 0 3564 NATIONAL OILWELL VARCO INC COM 637071101 491 5960 SH SOLE 0 0 5960 NORTHERN LTS ETF TR ARROW DJ GLOBL 66537H105 1080 38242 SH SOLE 0 0 38242 NOVARTIS A G SPONSORED ADR 66987V109 204 2250 SH SOLE 0 0 2250 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 332 35480 SH SOLE 0 0 35480 O REILLY AUTOMOTIVE INC NEW COM 67103H107 259 1719 SH SOLE 0 0 1719 PEPSICO INC COM 713448108 542 6062 SH SOLE 0 0 6062 PFIZER INC COM 717081103 463 15601 SH SOLE 0 0 15601 PHILLIPS 66 COM 718546104 490 6094 SH SOLE 0 0 6094 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 279 2614 SH SOLE 0 0 2614 PIZZA INN HOLDINGS INC COM 725846109 70 11185 SH SOLE 0 0 11185 POST HLDGS INC COM 737446104 221 4347 SH SOLE 0 0 4347 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 347 7725 SH SOLE 0 0 7725 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 1383 54248 SH SOLE 0 0 54248 PROCTER & GAMBLE CO COM 742718109 557 7089 SH SOLE 0 0 7089 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 537 96800 SH SOLE 0 0 96800 ROBERT HALF INTL INC COM 770323103 536 11229 SH SOLE 0 0 11229 SPDR S&P 500 ETF TR TR UNIT 78462F103 2224 11366 SH SOLE 0 0 11366 SPDR GOLD TRUST GOLD SHS 78463V107 2863 22359 SH SOLE 0 0 22359 SPDR SERIES TRUST BARC SHT TR CP 78464A474 245 7937 SH SOLE 0 0 7937 SPDR SERIES TRUST DJ REIT ETF 78464A607 3916 47185 SH SOLE 0 0 47185 SPDR SERIES TRUST S&P DIVID ETF 78464A763 248 3237 SH SOLE 0 0 3237 SPDR SERIES TRUST SM CAP COMPLETE 78464A847 583 6712 SH SOLE 0 0 6712 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 15040 57720 SH SOLE 0 0 57720 S&W SEED CO COM 785135104 79 12100 SH SOLE 0 0 12100 SCHLUMBERGER LTD COM 806857108 754 6392 SH SOLE 0 0 6392 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 250 6540 SH SOLE 0 0 6540 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 384 6314 SH SOLE 0 0 6314 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 300 4500 SH SOLE 0 0 4500 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 291 12789 SH SOLE 0 0 12789 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 302 5586 SH SOLE 0 0 5586 SIGMA ALDRICH CORP COM 826552101 484 4766 SH SOLE 0 0 4766 SMUCKER J M CO COM NEW 832696405 536 5033 SH SOLE 0 0 5033 SOUTHERN CO COM 842587107 526 11590 SH SOLE 0 0 11590 SOUTHERN MO BANCORP INC COM 843380106 222 6227 SH SOLE 0 0 6227 SPECTRA ENERGY CORP COM 847560109 281 6615 SH SOLE 0 0 6615 STARBUCKS CORP COM 855244109 462 5967 SH SOLE 0 0 5967 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 61 15000 SH SOLE 0 0 15000 TEMPLETON GLOBAL INCOME FD COM 880198106 202 24401 SH SOLE 0 0 24401 3M CO COM 88579Y101 372 2596 SH SOLE 0 0 2596 TRANSAMERICA INCOME SHS INC COM 893506105 277 13073 SH SOLE 0 0 13073 US BANCORP DEL COM NEW 902973304 471 10867 SH SOLE 0 0 10867 UNION PAC CORP COM 907818108 232 2322 SH SOLE 0 0 2322 UNISYS CORP COM NEW 909214306 396 16025 SH SOLE 0 0 16025 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 8399 197211 SH SOLE 0 0 197211 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 648 10407 SH SOLE 0 0 10407 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3914 90754 SH SOLE 0 0 90754 VANGUARD INDEX FDS TOTAL STK MKT 922908769 19673 193306 SH SOLE 0 0 193306 VERIZON COMMUNICATIONS INC COM 92343V104 210 4283 SH SOLE 0 0 4283 WAL-MART STORES INC COM 931142103 943 12557 SH SOLE 0 0 12557 WALGREEN CO COM 931422109 575 7750 SH SOLE 0 0 7750 WESTERN ASSET VAR RT STRG FD COM 957667108 279 15950 SH SOLE 0 0 15950 WISCONSIN ENERGY CORP COM 976657106 381 8115 SH SOLE 0 0 8115 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1858 38734 SH SOLE 0 0 38734 WISDOMTREE TR INTL SMCAP DIV 97717W760 3083 47595 SH SOLE 0 0 47595 WISDOMTREE TR INTL MIDCAP DV 97717W778 2500 40485 SH SOLE 0 0 40485 WISDOMTREE TR INTL LRGCAP DV 97717W794 318 5944 SH SOLE 0 0 5944 WISDOMTREE TR JAPN HEDGE EQT 97717W851 308 6241 SH SOLE 0 0 6241 AMDOCS LTD SHS G02602103 211 4557 SH SOLE 0 0 4557