SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
DiRaimondo Thomas

(Last) (First) (Middle)
C/O JANUX THERAPEUTICS, INC.
10955 VISTA SORRENTO PARKWAY, SUITE 200

(Street)
SAN DIEGO CA 92130

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2024
3. Issuer Name and Ticker or Trading Symbol
Janux Therapeutics, Inc. [ JANX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Scientific Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 101,532 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock option (right to buy) (1) 08/31/2030 Common Stock 153,720 $0.594 D
Stock option (right to buy) (2) 03/09/2031 Common Stock 140,910 $4.208 D
Stock option (right to buy) (3) 05/13/2031 Common Stock 256,200 $10.586 D
Stock option (right to buy) (4) 01/02/2032 Common Stock 23,970 $20.24 D
Stock option (right to buy) (5) 01/02/2033 Common Stock 70,000 $14.02 D
Explanation of Responses:
1. 25% of the shares subject to the option vested on June 30, 2021 and the balance of the shares vest in equal monthly installments thereafter over a three year period. The shares subject to this option are early exercisable, subject to the Issuer's right of repurchase.
2. 25% of the shares subject to the option vested on March 10, 2022 and the balance of the shares vest in equal monthly installments thereafter over a three year period. The shares subject to this option are early exercisable, subject to the Issuer's right of repurchase.
3. 25% of the shares subject to the option vested on May 14, 2022 and the balance of the shares vest in equal monthly installments thereafter over a three year period. The shares subject to this option are early exercisable, subject to the Issuer's right of repurchase.
4. 25% of the shares subject to the option vested on January 1, 2023 and the balance of the shares vest in equal monthly installments thereafter over a three year period.
5. 25% of the shares subject to the option vested on January 1, 2024 and the balance of the shares vest in equal monthly installments thereafter over a three year period.
Remarks:
/s/ Maria Dobek, Attorney-in-Fact 01/03/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.