0001193125-13-215976.txt : 20130513
0001193125-13-215976.hdr.sgml : 20130513
20130513114457
ACCESSION NUMBER: 0001193125-13-215976
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130513
DATE AS OF CHANGE: 20130513
EFFECTIVENESS DATE: 20130513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DODGE & COX
CENTRAL INDEX KEY: 0000200217
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00400
FILM NUMBER: 13835983
BUSINESS ADDRESS:
STREET 1: 555 CALIFORNIA STREET
STREET 2: 40TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 4159811710
MAIL ADDRESS:
STREET 1: 555 CALIFORNIA STREET
STREET 2: 40TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
13F-HR
1
d531341d13fhr.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/13
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Dodge & Cox
---------------------------
Address: 555 California Street
-----------------------------
40th Floor
-----------------------------
San Francisco, CA 94104
-----------------------------
Form 13F File Number: 28-400
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Thomas M. Mistele
----------------------------------
Title: Chief Operating Officer
----------------------------------
Phone: (415) 981-1710
----------------------------------
Signature, Place, and Date of Signing:
/S/ Thomas M. Mistele San Francisco, CA 05/13/13
------------------------ ------------------------ ------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s). )
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------
Form 13F Information Table Entry Total: 163
--------------
Form 13F Information Table Value Total: 81,338,283
--------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
FORM 13F NAME OF REPORTING MGR - DODGE & COX
COLUMN 1 COL.2 COL. 3 COL 4 COLUMN 5 COL. 6 COL7 COLUMN 8
VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE
--------------------------- -------------- --------- --------- ----------- --- ---- ------- ---- ---------- ------- ----------
ABBOTT LABORATORIES COM 002824100 1,337 37,865 SH SOLE 37,865 0
ABBVIE INC COM 00287Y109 1,544 37,865 SH SOLE 37,865 0
ADOBE SYSTEMS INC COM 00724F101 1,005,208 23,102,925 SH SOLE 21,760,825 1,342,100
ADT CORP/THE COM 00101J106 329,445 6,731,608 SH SOLE 6,413,335 318,273
AEGON N.V.-NY REG SHR NY REGISTRY SH 007924103 631,790 105,123,115 SH SOLE 99,206,121 5,916,994
AETNA INC COM 00817Y108 307 6,000 SH SOLE 6,000 0
AGILENT TECHNOLOGIES INC COM 00846U101 223 5,303 SH SOLE 5,303 0
AIR PRODUCTS & CHEMICALS INC COM 009158106 954 10,950 SH SOLE 8,950 2,000
ALLERGAN INC COM 018490102 398 3,564 SH SOLE 3,564 0
ALLSTATE CORP COM 020002101 259 5,280 SH SOLE 5,280 0
ALTRIA GROUP INC COM 02209S103 867 25,210 SH SOLE 21,210 4,000
AMDOCS LTD ORD G02602103 586,885 16,189,919 SH SOLE 15,637,919 552,000
AMERICAN EXPRESS CO COM 025816109 15,459 229,153 SH SOLE 225,473 3,680
AMERIPRISE FINANCIAL INC COM 03076C106 308 4,182 SH SOLE 4,182 0
AMGEN INC COM 031162100 48,525 473,372 SH SOLE 223,912 249,460
ANADARKO PETROLEUM CORP COM 032511107 959 10,964 SH SOLE 8,914 2,050
AOL INC COM 00184X105 323,796 8,412,466 SH SOLE 7,831,361 581,105
APPLE INC COM 037833100 982 2,218 SH SOLE 2,218 0
AT&T INC COM 00206R102 720 19,620 SH SOLE 19,620 0
BAKER HUGHES INC COM 057224107 1,164,110 25,083,169 SH SOLE 23,559,803 1,523,366
BANK OF AMERICA CORP COM 060505104 1,552,740 127,482,788 SH SOLE 120,028,188 7,454,600
BANK OF NEW YORK MELLON CORP COM 064058100 1,694,715 60,547,154 SH SOLE 56,948,624 3,598,530
BAXTER INTERNATIONAL INC COM 071813109 260 3,582 SH SOLE 3,582 0
BB&T CORP COM 054937107 612,240 19,504,315 SH SOLE 18,223,665 1,280,650
BECTON DICKINSON AND CO COM 075887109 1,958 20,480 SH SOLE 20,480 0
BERKSHIRE HATHAWAY INC-CL A CL A 084670108 781 5 SH SOLE 5 0
BERKSHIRE HATHAWAY INC-CL B CL B NEW 084670702 1,829 17,550 SH SOLE 17,550 0
BMC SOFTWARE INC COM 055921100 581,149 12,543,695 SH SOLE 11,746,095 797,600
BOSTON SCIENTIFIC CORP COM 101137107 749,735 95,996,823 SH SOLE 89,711,023 6,285,800
BRISTOL-MYERS SQUIBB CO COM 110122108 3,300 80,121 SH SOLE 74,361 5,760
CADENCE DESIGN SYS INC COM 127387108 282,913 20,309,625 SH SOLE 19,015,025 1,294,600
CAPITAL ONE FINANCIAL CORP COM 14040H105 2,671,032 48,608,415 SH SOLE 45,802,768 2,805,647
CARMAX INC COM 143130102 334,524 8,022,168 SH SOLE 7,503,179 518,989
CATERPILLAR INC COM 149123101 6,446 74,112 SH SOLE 71,612 2,500
CELANESE CORP-SERIES A COM SER A 150870103 707,644 16,064,570 SH SOLE 15,095,470 969,100
CEMEX SAB-SPONS ADR PART CER SPON ADR NEW 151290889 1,142 93,555 SH SOLE 93,555 0
CHEVRON CORP COM 166764100 1,074,252 9,041,006 SH SOLE 8,476,348 564,658
CHUBB CORP COM 171232101 12,664 144,679 SH SOLE 139,679 5,000
CIGNA CORP COM 125509109 343,861 5,513,237 SH SOLE 5,153,737 359,500
CITRIX SYSTEMS INC COM 177376100 846 11,726 SH SOLE 11,726 0
COCA-COLA CO/THE COM 191216100 1,449 35,842 SH SOLE 35,842 0
COLGATE-PALMOLIVE CO COM 194162103 826 7,000 SH SOLE 7,000 0
COMCAST CORP-CLASS A CL A 20030N101 2,698,837 64,242,735 SH SOLE 60,162,207 4,080,528
COMCAST CORP-SPECIAL CL A CL A SPL 20030N200 4,131 104,261 SH SOLE 93,500 10,761
COMPUTER SCIENCES CORP COM 205363104 710,269 14,427,567 SH SOLE 13,512,117 915,450
COMPUWARE CORP COM 205638109 289,009 23,120,687 SH SOLE 21,680,987 1,439,700
CONOCOPHILLIPS COM 20825C104 2,974 49,488 SH SOLE 49,488 0
CORNING INC COM 219350105 502,887 37,725,968 SH SOLE 35,697,118 2,028,850
COVIDIEN PLC SHS G2554F113 7,810 115,117 SH SOLE 111,117 4,000
CREDIT SUISSE GROUP-SPON ADR SPONSORED ADR 225401108 22,816 870,848 SH SOLE 847,764 23,084
DEERE & CO COM 244199105 2,754 32,034 SH SOLE 32,034 0
DELL INC COM 24702R101 231,971 16,187,800 SH SOLE 15,171,500 1,016,300
DIAGEO PLC-SPONSORED ADR SPON ADR NEW 25243Q205 256,231 2,036,167 SH SOLE 2,033,667 2,500
DISH NETWORK CORP-A CL A 25470M109 442,393 11,672,634 SH SOLE 10,958,622 714,012
DOMINION RESOURCES INC/VA COM 25746U109 389 6,690 SH SOLE 6,690 0
DOMTAR CORP COM NEW 257559203 118,404 1,525,430 SH SOLE 1,453,434 71,996
DOW CHEMICAL CO/THE COM 260543103 948,457 29,788,219 SH SOLE 27,944,224 1,843,995
DU PONT (E.I.) DE NEMOURS COM 263534109 2,272 46,223 SH SOLE 46,223 0
DUKE ENERGY CORP COM NEW 26441C204 1,954 26,914 SH SOLE 25,248 1,666
DUN & BRADSTREET CORP COM 26483E100 454 5,425 SH SOLE 5,425 0
EATON CORP PLC SHS G29183103 1,675 27,350 SH SOLE 27,350 0
EBAY INC COM 278642103 638,028 11,767,391 SH SOLE 10,886,049 881,342
ELI LILLY & CO COM 532457108 2,048 36,060 SH SOLE 36,060 0
ERICSSON (LM) TEL-SP ADR ADR B SEK 10 294821608 20,989 1,665,824 SH SOLE 1,623,724 42,100
EXXON MOBIL CORP COM 30231G102 16,157 179,303 SH SOLE 178,335 968
FEDEX CORP COM 31428X106 1,704,740 17,359,875 SH SOLE 16,334,735 1,025,140
FLUOR CORP COM 343412102 597 9,005 SH SOLE 9,005 0
GENERAL ELECTRIC CO COM 369604103 2,188,491 94,657,909 SH SOLE 89,271,609 5,386,300
GENERAL MILLS INC COM 370334104 552 11,200 SH SOLE 11,200 0
GENUINE PARTS CO COM 372460105 2,933 37,602 SH SOLE 37,602 0
GENWORTH FINANCIAL INC-CL A COM CL A 37247D106 354,761 35,476,097 SH SOLE 33,639,497 1,836,600
GLAXOSMITHKLINE PLC-SPON ADR SPONSORED ADR 37733W105 2,937,394 62,617,647 SH SOLE 60,403,583 2,214,064
GOLDMAN SACHS GROUP INC COM 38141G104 1,703,611 11,577,375 SH SOLE 10,880,375 697,000
GOOGLE INC-CL A CL A 38259P508 1,034,732 1,303,140 SH SOLE 1,229,690 73,450
GRUPO TELEVISA SA-SPON ADR SPON ADR REP O 40049J206 565,276 21,242,992 SH SOLE 21,242,992 0
HALLIBURTON CO COM 406216101 384 9,500 SH SOLE 9,500 0
HESS CORP COM 42809H107 488 6,812 SH SOLE 6,812 0
HEWLETT-PACKARD CO COM 428236103 3,905,808 163,834,221 SH SOLE 157,145,943 6,688,278
HOME DEPOT INC COM 437076102 28,469 407,988 SH SOLE 399,288 8,700
HONDA MOTOR CO LTD-SPONS ADR AMERN SHS 438128308 258,913 6,767,200 SH SOLE 6,767,200 0
HONEYWELL INTERNATIONAL INC COM 438516106 1,311 17,398 SH SOLE 17,398 0
HSBC HOLDINGS PLC-SPONS ADR SPON ADR NEW 404280406 468,915 8,791,051 SH SOLE 8,254,526 536,525
INTERPUBLIC GROUP OF COS INC COM 460690100 164 12,600 SH SOLE 12,600 0
INTL BUSINESS MACHINES CORP COM 459200101 29,364 137,666 SH SOLE 131,066 6,600
J.C. PENNEY CO INC COM 708160106 309,338 20,472,393 SH SOLE 19,301,793 1,170,600
JOHNSON & JOHNSON COM 478160104 3,190 39,125 SH SOLE 37,125 2,000
JPMORGAN CHASE & CO COM 46625H100 548,744 11,562,252 SH SOLE 10,754,972 807,280
KIMBERLY-CLARK CORP COM 494368103 400 4,083 SH SOLE 4,083 0
KRAFT FOODS GROUP INC COM 50076Q106 203 3,946 SH SOLE 3,946 0
LEGG MASON INC COM 524901105 955 29,700 SH SOLE 29,700 0
LIBERTY GLOBAL INC-A COM SER A 530555101 183,618 2,501,605 SH SOLE 2,490,105 11,500
LIBERTY GLOBAL INC-SERIES C COM SER C 530555309 247,656 3,608,571 SH SOLE 3,594,571 14,000
LIBERTY INTERACTIVE CORP-A INT COM SER A 53071M104 557,229 26,063,108 SH SOLE 24,248,758 1,814,350
LOEWS CORP COM 540424108 855 19,400 SH SOLE 19,400 0
MACY'S INC COM 55616P104 744 17,772 SH SOLE 17,772 0
MAXIM INTEGRATED PRODUCTS COM 57772K101 444,656 13,618,864 SH SOLE 12,510,383 1,108,481
MCDONALD'S CORP COM 580135101 7,724 77,478 SH SOLE 74,078 3,400
MCGRAW-HILL COMPANIES INC COM 580645109 436,048 8,372,665 SH SOLE 7,807,009 565,656
MEDTRONIC INC COM 585055106 466,613 9,936,393 SH SOLE 9,246,943 689,450
MERCK & CO. INC. COM 58933Y105 2,267,493 51,265,946 SH SOLE 48,447,559 2,818,387
METLIFE INC COM 59156R108 582,828 15,329,500 SH SOLE 14,365,100 964,400
MICROSOFT CORP COM 594918104 2,233,520 78,067,804 SH SOLE 73,376,933 4,690,871
MOLEX INC COM 608554101 83,147 2,839,727 SH SOLE 2,729,927 109,800
MOLEX INC -CL A CL A 608554200 392,125 16,257,241 SH SOLE 15,216,872 1,040,369
MONDELEZ INTERNATIONAL INC-A CL A 609207105 362 11,840 SH SOLE 11,840 0
MOODY'S CORP COM 615369105 229 4,300 SH SOLE 4,300 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 5,112 79,838 SH SOLE 79,838 0
NETAPP INC COM 64110D104 880,245 25,768,303 SH SOLE 24,260,603 1,507,700
NEWS CORP-CL A CL A 65248E104 1,996,875 65,428,409 SH SOLE 61,792,859 3,635,550
NEXTERA ENERGY INC COM 65339F101 1,150 14,799 SH SOLE 12,799 2,000
NOKIA CORP-SPON ADR SPONSORED ADR 654902204 405,118 123,511,531 SH SOLE 118,435,731 5,075,800
NORFOLK SOUTHERN CORP COM 655844108 570 7,397 SH SOLE 7,397 0
NOVARTIS AG-ADR SPONSORED ADR 66987V109 3,384,276 47,505,272 SH SOLE 45,906,022 1,599,250
NUCOR CORP COM 670346105 3,341 72,400 SH SOLE 72,400 0
NVR INC COM 62944T105 134,220 124,265 SH SOLE 115,215 9,050
OCCIDENTAL PETROLEUM CORP COM 674599105 939,685 11,990,361 SH SOLE 11,216,878 773,483
P G & E CORP COM 69331C108 284 6,382 SH SOLE 6,382 0
PANASONIC CORP-SPON ADR ADR 69832A205 318,291 43,423,053 SH SOLE 40,679,473 2,743,580
PARKER HANNIFIN CORP COM 701094104 454 4,960 SH SOLE 2,460 2,500
PEPSICO INC COM 713448108 668 8,445 SH SOLE 8,445 0
PETROLEO BRASILEIRO-SPON ADR SP ADR NON VTG 71654V101 429,333 23,654,700 SH SOLE 23,654,700 0
PFIZER INC COM 717081103 2,013,261 69,759,556 SH SOLE 65,916,325 3,843,231
PHILIP MORRIS INTERNATIONAL COM 718172109 2,013 21,710 SH SOLE 19,710 2,000
PHILIPS ELECTRONICS-NY SHR NY REG SH NEW 500472303 500,017 16,921,036 SH SOLE 15,620,879 1,300,157
PHILLIPS 66 COM 718546104 357 5,100 SH SOLE 5,100 0
PITNEY BOWES INC COM 724479100 35,620 2,397,024 SH SOLE 2,172,322 224,702
PNC FINANCIAL SERVICES GROUP COM 693475105 2,008 30,200 SH SOLE 30,200 0
PPG INDUSTRIES INC COM 693506107 1,205 9,000 SH SOLE 9,000 0
PROCTER & GAMBLE CO/THE COM 742718109 13,915 180,570 SH SOLE 179,370 1,200
RIO TINTO PLC-SPON ADR SPONSORED ADR 767204100 1,592 33,812 SH SOLE 33,812 0
ROYAL DUTCH SHELL PLC-ADR SPONS ADR A 780259206 799,737 12,273,437 SH SOLE 12,259,741 13,696
SANOFI-ADR SPONSORED ADR 80105N105 2,281,767 44,670,455 SH SOLE 42,372,393 2,298,062
SCHLUMBERGER LTD COM 806857108 2,564,125 34,238,544 SH SOLE 32,869,244 1,369,300
SCHWAB (CHARLES) CORP COM 808513105 1,669,010 94,347,657 SH SOLE 89,627,157 4,720,500
SIGMA-ALDRICH COM 826552101 1,709 22,000 SH SOLE 22,000 0
SONY CORP-SPONSORED ADR ADR NEW 835699307 857 49,265 SH SOLE 49,265 0
SPRINT NEXTEL CORP COM SER 1 852061100 2,175,337 350,295,874 SH SOLE 330,022,074 20,273,800
STATE STREET CORP COM 857477103 715 12,100 SH SOLE 12,100 0
SUNTRUST BANKS INC COM 867914103 534,082 18,538,091 SH SOLE 17,275,858 1,262,233
SYMANTEC CORP COM 871503108 1,566,309 63,464,717 SH SOLE 59,667,817 3,796,900
SYNOPSYS INC COM 871607107 731,701 20,393,011 SH SOLE 19,227,369 1,165,642
TARGET CORP COM 87612E106 14,087 205,793 SH SOLE 198,693 7,100
TE CONNECTIVITY LTD REG SHS H84989104 1,509,481 36,000,029 SH SOLE 34,545,503 1,454,526
THERMO FISHER SCIENTIFIC INC COM 883556102 7,940 103,802 SH SOLE 99,102 4,700
TIME WARNER CABLE COM 88732J207 1,570,935 16,353,688 SH SOLE 15,369,279 984,409
TIME WARNER INC COM NEW 887317303 2,381,558 41,332,138 SH SOLE 38,699,433 2,632,705
TRAVELERS COS INC/THE COM 89417E109 25,760 305,975 SH SOLE 300,975 5,000
TYCO INTERNATIONAL LTD SHS H89128104 460,791 14,399,725 SH SOLE 13,750,260 649,465
UNILEVER N V -NY SHARES N Y SHS NEW 904784709 3,658 89,217 SH SOLE 85,217 4,000
UNILEVER PLC-SPONSORED ADR SPON ADR NEW 904767704 400,583 9,483,506 SH SOLE 8,783,406 700,100
UNION PACIFIC CORP COM 907818108 26,797 188,171 SH SOLE 183,871 4,300
US BANCORP COM NEW 902973304 11,010 324,484 SH SOLE 304,984 19,500
VERIZON COMMUNICATIONS INC COM 92343V104 319 6,500 SH SOLE 6,500 0
VF CORP COM 918204108 380 2,265 SH SOLE 1,465 800
VODAFONE GROUP PLC-SP ADR SPONS ADR NEW 92857W209 665,662 23,430,538 SH SOLE 21,734,531 1,696,007
VULCAN MATERIALS CO COM 929160109 479,181 9,268,485 SH SOLE 8,627,667 640,818
WAL-MART STORES INC COM 931142103 1,031,482 13,784,344 SH SOLE 12,970,844 813,500
WALGREEN CO COM 931422109 308 6,469 SH SOLE 6,469 0
WALT DISNEY CO/THE COM DISNEY 254687106 4,871 85,765 SH SOLE 79,165 6,600
WELLPOINT INC COM 94973V107 265 4,000 SH SOLE 4,000 0
WELLS FARGO & CO COM 949746101 2,778,022 75,101,966 SH SOLE 70,594,693 4,507,273
XEROX CORP COM 984121103 988,843 114,981,793 SH SOLE 108,185,606 6,796,187
3M CO COM 88579Y101 3,516 33,074 SH SOLE 33,074 0