-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FchdbE1sRZ4lvbKg8x8JMvbevd8tBu/nFzDF3blgZOUojA3++/7q/5AdsywS6flT v1PV683idK6+w4GUt1Oirg== 0001024739-98-000148.txt : 19980218 0001024739-98-000148.hdr.sgml : 19980218 ACCESSION NUMBER: 0001024739-98-000148 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD GROUP MEMBERS: BOKAT, INC. GROUP MEMBERS: BROOKSIDE ASSOCIATES, INC. GROUP MEMBERS: FONDATION REM GROUP MEMBERS: JOHN G. OGILVIE GROUP MEMBERS: OGILVIE JOHN G GROUP MEMBERS: ROBERT G. WILMERS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHITTENDEN CORP /VT/ CENTRAL INDEX KEY: 0000200138 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 030228404 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-37031 FILM NUMBER: 98541436 BUSINESS ADDRESS: STREET 1: TWO BURLINGTON SQ P O BOX 820 STREET 2: C/O STOCKHOLDER RELATIONS CITY: BURLINGTON STATE: VT ZIP: 05401 BUSINESS PHONE: 8026601410 MAIL ADDRESS: STREET 1: 2 BURLINGTON SQUARE CITY: BURLINGTON STATE: VT ZIP: 05401 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OGILVIE JOHN G CENTRAL INDEX KEY: 0001055195 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1075 PARK AVE CITY: NEW ORK STATE: NY ZIP: 10028 BUSINESS PHONE: 2123502088 MAIL ADDRESS: STREET 2: 1075 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10028 SC 13G 1 SCHEDULE 13G ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Chittenden Corporation ------------------------------------------------------ (Name of Issuer) Common Stock, par value $1.00 per share ------------------------------------------------------ (Title of Class of Securities) 170228100 ------------------------------------------------------ (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ================================================================================ Page 1 of 14 Pages CUSIP No. 170228100 Page 2 of 14 Pages - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS John G. Ogilvie S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) | | (b) |X| - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION: USA - -------------------------------------------------------------------------------- (5) SOLE VOTING POWER: 15,066 shares ------------------------------------------------------ NUMBER OF SHARES (6) SHARED VOTING POWER: BENEFICIALLY OWNED 0 BY EACH ------------------------------------------------------ REPORTING PERSON (7) SOLE DISPOSITIVE POWER: WITH: 15,066 shares ------------------------------------------------------ (8) SHARED DISPOSITIVE POWER: 0 - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 15,066 - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES: | | Not Applicable - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 0.1% - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON: IN - -------------------------------------------------------------------------------- CUSIP No. 170228100 Page 3 of 14 Pages - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS Brookside Associates, Inc. S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) | | (b) |X| - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION: New York - -------------------------------------------------------------------------------- (5) SOLE VOTING POWER: 0 ------------------------------------------------------ NUMBER OF SHARES (6) SHARED VOTING POWER: BENEFICIALLY OWNED 0 BY EACH ------------------------------------------------------ REPORTING PERSON (7) SOLE DISPOSITIVE POWER: WITH: 0 ------------------------------------------------------ (8) SHARED DISPOSITIVE POWER: 0 - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 0 - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES: | | Not Applicable - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 0.0% - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON: CO - -------------------------------------------------------------------------------- CUSIP No. 170228100 Page 4 of 14 Pages - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS Robert G. Wilmers S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) | | (b) |X| - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION: USA - -------------------------------------------------------------------------------- (5) SOLE VOTING POWER: 365,722 shares ------------------------------------------------------ NUMBER OF SHARES (6) SHARED VOTING POWER: BENEFICIALLY OWNED 0 BY EACH ------------------------------------------------------ REPORTING PERSON (7) SOLE DISPOSITIVE POWER: WITH: 365,722 shares ------------------------------------------------------ (8) SHARED DISPOSITIVE POWER: 0 - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 365,722 - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES: | | Not Applicable - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 2.5% - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON: IN - -------------------------------------------------------------------------------- CUSIP No. 170228100 Page 5 of 14 Pages - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS Bokat, Inc. S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) | | (b) |X| - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION: Panama - -------------------------------------------------------------------------------- (5) SOLE VOTING POWER: 136,093 shares ------------------------------------------------------ NUMBER OF SHARES (6) SHARED VOTING POWER: BENEFICIALLY OWNED 0 BY EACH ------------------------------------------------------ REPORTING PERSON (7) SOLE DISPOSITIVE POWER: WITH: 136,093 shares ------------------------------------------------------ (8) SHARED DISPOSITIVE POWER: 0 - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 136,093 - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES: | | Not Applicable - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 0.9% - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON: CO - -------------------------------------------------------------------------------- CUSIP No. 170228100 Page 6 of 14 Pages - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS Fondation Rem S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) | | (b) |X| - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION: Liechtenstein - -------------------------------------------------------------------------------- (5) SOLE VOTING POWER: 230,625 shares ------------------------------------------------------ NUMBER OF SHARES (6) SHARED VOTING POWER: BENEFICIALLY OWNED 0 BY EACH ------------------------------------------------------ REPORTING PERSON (7) SOLE DISPOSITIVE POWER: WITH: 230,625 shares ------------------------------------------------------ (8) SHARED DISPOSITIVE POWER: 0 - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 230,625 - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES: | | Not Applicable - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 1.6% - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON: OO - -------------------------------------------------------------------------------- CUSIP No. 170228100 Page 7 of 14 Pages Item 1. (a)-(b) Name of Issuer; Address of Issuer's Principal Executive Offices: Chittenden Corporation Two Burlington Square Burlington, Vermont 05401 Item 2. (a)-(c) Name of Person Filing; Address of Principal Business Office or, if None, Residence; and Citizenship: John G. Ogilvie 1075 Park Avenue New York, NY 10028 U.S.A. Brookside Associates, Inc. 1075 Park Avenue New York, NY 10028 U.S.A. Robert G. Wilmers 800 West Ferry Street Buffalo, NY 14222 U.S.A. Bokat, Inc. 8 Calle Segunda Panama City, Panama Panama Fondation Rem Allgemeines Trehunternehmen Postfach 34 722, FL-9490 Vaduz, Liechtenstein (d) Title of Class of Securities: Common Stock, par value $1.00 per share (e) CUSIP Number: 170228100 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) | | Broker or Dealer registered under Section 15 of the Act (b) | | Bank as defined in Section 3(a)(6) of the Act (c) | | Insurance Company as defined in Section 3(a)(19) of the Act (d) | | Investment Company registered under Section 8 of the Investment Company Act CUSIP No. 170228100 Page 8 of 14 Pages (e) | | Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) | | Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b)(1)(ii)(F) (g) | | Parent Holding Company, in accordance with Section 240.13d-1(b)(1)(ii)(G) (Note: See Item 7) (h) | | Group, in accordance with Section 240.13d- 1(b)(1)(ii)(H) Not Applicable. Item 4. Ownership. (a)-(c): The aggregate number and percentage of outstanding shares beneficially owned by each Reporting Person are set forth below. Unless otherwise indicated, each Reporting Person has sole voting and dispositive power with respect to the shares listed opposite his or its name. Percentage of Number of Outstanding Reporting Person Shares Owned Shares Owned ---------------- ------------ ------------ John G. Ogilvie 15,066 0.1% Brookside Associates, Inc. 0 0.0 Robert G. Wilmers 365,722 2.5 Bokat, Inc. 136,093 0.9 Fondation Rem 230,625 1.6 ------- --- TOTAL 747,506 5.2% ======= === Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Not Applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Information with respect to each Reporting Person is set forth in Item 2(a)-(c) above. CUSIP No. 170228100 Page 9 of 14 Pages Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification and Signature. CUSIP No. 170228100 Page 10 of 14 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated this 13th day of February, 1998. John G. Ogilvie /s/ John G. Ogilvie ------------------------ John G. Ogilvie CUSIP No. 170228100 Page 11 of 14 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated this 13th day of February, 1998. Brookside Associates, Inc. /s/ John G. Ogilvie ------------------------ John G. Ogilvie, President CUSIP No. 170228100 Page 12 of 14 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated this 13th day of February, 1998. Robert G. Wilmers /s/ Robert G. Wilmers ------------------------ Robert G. Wilmers CUSIP No. 170228100 Page 13 of 14 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated this 13th day of February, 1998. Bokat, Inc. /s/ Rene Merkt ------------------------ Rene Merkt, President CUSIP No. 170228100 Page 14 of 14 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated this 13th day of February, 1998. Fondation Rem /s/ Rene Merkt ------------------------ Rene Merkt, Trustee -----END PRIVACY-ENHANCED MESSAGE-----