SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Samjo Management, LLC

(Last) (First) (Middle)
880 THIRD AVENUE
16TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/21/2023
3. Issuer Name and Ticker or Trading Symbol
ITERIS, INC. [ ITI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.10 par value 6,503,800 I See Footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reported securities are directly owned by certain investment advisory clients of Samjo Management, LLC ("Samjo"), a Delaware limited liability company that is registered as an investment adviser with the Securities and Exchange Commission and may be deemed to be beneficially owned by Andrew N. Wiener. 66,000 shares of the reported securities are owned by investment advisory clients of Samjo managed on behalf of Andrew N. Wiener and certain of his family members. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its respective pecuniary interests therein, and this report shall not be deemed an admission that it is the beneficial owner of the securities for purposes of Section 16 of the Exchange Act or for any other purpose.
Remarks:
Andrew N. Wiener should also be included as a Reporting Person on this Form 3. However, the EDGAR codes for Andrew N. Wiener were not available at the time of filing, so he has been excluded. This Form 3 will be amended to add Andrew N. Wiener as a Reporting Person once the EDGAR codes for him become available.
Samjo Management, LLC, By: /s/ Andrew N. Wiener, Managing Member 07/31/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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