SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Kalayajian Karen

(Last) (First) (Middle)
4896 RUE EDOUARD-BRUNETTE

(Street)
LAVAL A8 H7T 0J4

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/13/2023
3. Issuer Name and Ticker or Trading Symbol
IntelGenx Technologies Corp. [ IGXT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Finance&Admin - Subsidiary
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, (p.v. 0.00001) 50,000 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Options, right to buy (p.v. 0.00001) 09/15/2018 09/14/2026 Common Stock 100,000 $0.73 D
Options, right to buy (p.v. 0.00001) 12/27/2018 12/27/2026 Common Stock 40,000 $0.76 D
Options, right to buy (p.v. 0.00001) 11/24/2022 11/23/2030 Common Stock 75,000 $0.27 D
Options, right to buy (p.v. 0.00001) 12/10/2022 12/09/2031 Common Stock 50,000 $0.44 D
Options, right to buy (p.v. 0.00001) 06/10/2023 12/09/2031 Common Stock 25,000 $0.44 D
Options, right to buy (p.v. 0.00001) 12/10/2023 12/09/2031 Common Stock 25,000 $0.44 D
Options, right to buy (p.v. 0.00001) 01/29/2024(1) 01/28/2033 Common Stock 6,250 $0.24 D
Options, right to buy (p.v. 0.00001) 01/29/2025(1) 01/28/2033 Common Stock 6,250 $0.24 D
Options, right to buy (p.v. 0.00001) 01/29/2026(1) 01/28/2033 Common Stock 6,250 $0.24 D
Options, right to buy (p.v. 0.00001) 01/29/2027(1) 01/28/2033 Common Stock 6,250 $0.24 D
Options, right to buy (p.v. 0.00001) 10/04/2023 04/03/2033 Common Stock 12,500 $0.19 D
Options, right to buy (p.v. 0.00001) 04/04/2024 04/03/2033 Common Stock 12,500 $0.19 D
Options, right to buy (p.v. 0.00001) 10/04/2024 04/03/2033 Common Stock 12,500 $0.19 D
Options, right to buy (p.v. 0.00001) 04/04/2025 04/03/2033 Common Stock 12,500 $0.19 D
Restricted Share Units (p.v.0.00001) (2) 01/29/2026 Common Stock 40,000 $0 D
Explanation of Responses:
1. The award vests as follows: 25% on each of January 29, 2024; 2025; 2026 and 2027, each vesting subject to acceleration upon Issuer's common stock achieving a specified price per share.
2. Each performance right represents a contingent right to receive one share of Issuer's common stock. The performance rights vest upon Issuer's common stock achieving a specified price per share.
/s/ Ingrid Zerbe for Karen Kalayajian 04/19/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.