0001225208-19-003260.txt : 20190221 0001225208-19-003260.hdr.sgml : 20190221 20190221161652 ACCESSION NUMBER: 0001225208-19-003260 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190220 FILED AS OF DATE: 20190221 DATE AS OF CHANGE: 20190221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Gordon CENTRAL INDEX KEY: 0001311487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 19622078 MAIL ADDRESS: STREET 1: JPMORGAN CHASE & CO. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2019-02-20 0000019617 JPMORGAN CHASE & CO JPM 0001311487 Smith Gordon 383 MADISON AVENUE NEW YORK NY 10179-0001 1 Co-President & COO, CEO CCB Common Stock 2019-02-20 4 M 0 149179.0000 43.2000 A 443847.0000 D Common Stock 2019-02-20 4 F 0 104520.0000 105.3375 D 339327.0000 D Common Stock 24025.0000 I By Family Trust Common Stock 45000.0000 I By GRATs Stock Appreciation Rights 43.2000 2019-02-20 4 M 0 149179.0000 0.0000 D 2020-01-20 Common Stock 149179.0000 0.0000 D Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. /s/ David K.F. Gillis under POA 2019-02-21