0001225208-16-031609.txt : 20160420 0001225208-16-031609.hdr.sgml : 20160420 20160420172303 ACCESSION NUMBER: 0001225208-16-031609 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160419 FILED AS OF DATE: 20160420 DATE AS OF CHANGE: 20160420 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Gordon CENTRAL INDEX KEY: 0001311487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 161582038 MAIL ADDRESS: STREET 1: 200 VESEY STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285-3913 4 1 doc4.xml X0306 4 2016-04-19 0000019617 JPMORGAN CHASE & CO JPM 0001311487 Smith Gordon JPMORGAN CHASE & CO. 270 PARK AVENUE NEW YORK NY 10017-2070 1 Executive Vice President Common Stock 2016-04-19 4 M 0 500000.0000 50.5900 A 628728.0000 D Common Stock 2016-04-19 4 F 0 452531.0000 63.0150 D 176197.0000 D Common Stock 76511.0000 I By GRAT Stock Appreciation Rights 50.5900 2016-04-19 4 M 0 500000.0000 0.0000 D 2008-06-18 2017-06-18 Common Stock 500000.0000 0.0000 D SARs vest and become exercisable in five equal annual installments beginning June 18, 2008. Shares resulting from exercise must be held at least until 5 years after the grant. /s/ Anthony J. Horan under POA 2016-04-20