0001225208-12-001781.txt : 20120120 0001225208-12-001781.hdr.sgml : 20120120 20120120180259 ACCESSION NUMBER: 0001225208-12-001781 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120118 FILED AS OF DATE: 20120120 DATE AS OF CHANGE: 20120120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warren Shannon S CENTRAL INDEX KEY: 0001530922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 12537981 MAIL ADDRESS: STREET 1: JPMORGAN CHASE & CO. STREET 2: 270 PARK AVEVUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0304 4 2012-01-18 0000019617 JPMORGAN CHASE & CO JPM 0001530922 Warren Shannon S JPMORGAN CHASE & CO. 270 PARK AVENUE NEW YORK NY 10017-2070 1 Corporate Controller Restricted Stock Units 2012-01-18 4 A 0 11256.0000 0.0000 A 2015-01-13 Common Stock 11256.0000 11256.0000 D Stock Appreciation Rights 35.6100 2012-01-18 4 A 0 62430.0000 0.0000 A 2022-01-18 Common Stock 62430.0000 62430.0000 D Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. /s/ Anthony Horan under POA 2012-01-20