SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Miller Kyle Robert

(Last) (First) (Middle)
C/O SEAWORLD ENTERTAINMENT, INC.
6240 SEA HARBOR DRIVE

(Street)
ORLANDO FL 32821

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/27/2023
3. Issuer Name and Ticker or Trading Symbol
SeaWorld Entertainment, Inc. [ SEAS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 34,636 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (1) 03/03/2025 Common Stock 798 $18.96 D
Stock Option (right to buy) (2) 03/01/2026 Common Stock 934 $18.17 D
Stock Option (right to buy) (3) 07/01/2026 Common Stock 1,933 $14.17 D
Stock Option (right to buy) (4) 03/14/2029 Common Stock 1,945 $25.7 D
Stock Option (right to buy) (4) 03/14/2029 Common Stock 4,202 $25.7 D
Stock Option (right to buy) (5) 02/28/2030 Common Stock 2,756 $27.21 D
Stock Option (right to buy) (6) 03/14/2031 Common Stock 1,734 $50.74 D
Stock Option (right to buy) (7) 03/15/2032 Common Stock 679 $64.71 D
Explanation of Responses:
1. Represents stock options issued pursuant to the Issuer's 2013 Omnibus Incentive Plan and became exercisable in four installments beginning on March 3, 2016, with 25% vesting on each of the first four anniversaries of the grant date, which as March 3, 2015.
2. Represents stock options issued pursuant to the Issuer's 2013 Omnibus Incentive Plan and became exercisable in four installments beginning on March 1, 2017, with 25% vesting on each of the first four anniversaries of the grant date, which as March 1, 2016.
3. Represents stock options issued pursuant to the Issuer's 2013 Omnibus Incentive Plan and became exercisable in four installments beginning on July 1, 2017, with 25% vesting on each of the first four anniversaries of the grant date, which as July 1, 2016.
4. Represents stock options issued pursuant to the Issuer's 2017 Omnibus Incentive Plan and became exercisable in three installments beginning on March 14, 2020, with one-third (1/3) vesting on each of the first three anniversaries of the grant date, which was March 14, 2019.
5. Represents stock options issued pursuant to the Issuer's 2017 Omnibus Incentive Plan and became exercisable in two installments beginning on February 28, 2021, with 50% vesting on each of the first two anniversaries of the grant date, which as February 28, 2020.
6. Represents stock options issued pursuant to the Issuer's 2017 Omnibus Incentive Plan and become exercisable in three installments beginning on March 14, 2022, with 20% vesting on each of the first two anniversaries of the grant date and 60% on the third anniversary of the grant date, which as March 14, 2021.
7. Represents stock options issued pursuant to the Issuer's 2017 Omnibus Incentive Plan and become exercisable in three installments beginning on March 15, 2023, with one-third (1/3) vesting on each of the first three anniversaries of the grant date, which was March 15, 2022.
Remarks:
Title: Chief Park Operations Officer, Florida Parks Exhibits: Exhibit 24 Power of Attorney
/s/ Jeffrey Schwartz, Power of Attorney 02/08/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.