SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Goldstone Michael L

(Last) (First) (Middle)
555 IH 35 SOUTH, SUITE 500

(Street)
NEW BRAUNFELS TX 78130

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/24/2022
3. Issuer Name and Ticker or Trading Symbol
RUSH ENTERPRISES INC \TX\ [ RUSHA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, General Counsel & CS
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 7,957 D
Class B Common Stock 25,011(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy) (2) 03/15/2024 Class A Common Stock 3,250 $20.18 D
Option (right to buy) (2) 03/13/2025 Class A Common Stock 5,250 $18.06 D
Option (right to buy) (2) 03/15/2026 Class A Common Stock 6,000 $11.76 D
Option (right to buy) (2) 03/15/2027 Class A Common Stock 6,000 $22.59 D
Option (right to buy) (2) 03/15/2028 Class A Common Stock 7,500 $28.66 D
Option (right to buy) (2) 03/15/2029 Class A Common Stock 7,500 $27.43 D
Option (right to buy) (2) 03/15/2030 Class A Common Stock 7,500 $22.28 D
Option (right to buy) (2) 03/15/2031 Class A Common Stock 5,000 $49.47 D
Option (right to buy) (2) 03/15/2032 Class A Common Stock 5,500 $53.04 D
Explanation of Responses:
1. Included unrestricted restricted stock and certain shares included in the Company's deferred compensation plan.
2. Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is 10 years prior to the expiration date.
/s/ Matthew D. Willcox, as attorney-in-fact for Michael L. Goldstone 11/03/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.