SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Schwab-Pomerantz Carolyn

(Last)

(First)

(Middle)

3000 SCHWAB WAY

(Street)

WESTLAKE

76262

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/26/2022

3. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	10,255⁽¹⁾	D
Common Stock	2,798	I	by LLC
Common Stock	1,763,898.6599	I	by Trust
Common Stock	608,956	I	by Spouse as Trustee
Common Stock	1,456.99⁽²⁾	I	by 401(k)
Common Stock	3,112.62⁽²⁾	I	by ESOP

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Nonqualified Stock Option (right to buy)	⁽³⁾⁽⁴⁾	11/03/2024	Common Stock	7,482	$28.44	D
Nonqualified Stock Option (right to buy)	⁽³⁾⁽⁵⁾	11/02/2025	Common Stock	6,897	$31.37	D
Nonqualified Stock Option (right to buy)	⁽³⁾⁽⁶⁾	11/01/2026	Common Stock	9,910	$31.65	D
Nonqualified Stock Option (right to buy)	⁽³⁾⁽⁷⁾	11/01/2027	Common Stock	6,677	$44.24	D
Nonqualified Stock Option (right to buy)	⁽³⁾⁽⁸⁾	11/01/2028	Common Stock	6,462	$46.39	D

Explanation of Responses:

1. The reported holding constitutes grants of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest in four equal annual installments beginning on the first anniversary of the grant date.

2. This information is based on a plan statement as of September 30, 2022.

3. Granted under the company's 2013 Stock Incentive Plan.

4. The option vested in four equal annual installments beginning on November 3, 2015, the first anniversary of the grant date.

5. The option vested in four equal annual installments beginning on November 2, 2016, the first anniversary of the grant date.

6. The option vested in four equal annual installments beginning on November 1, 2017, the first anniversary of the grant date.

7. The option vested in four equal annual installments beginning on November 1, 2018, the first anniversary of the grant date.

8. The option vests in four equal annual installments beginning on November 1, 2019, the first anniversary of the grant date.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

	/s/ Kristopher R. Tate, Attorney-in-fact	11/01/2022
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.