0001140361-23-048694.txt : 20231018 0001140361-23-048694.hdr.sgml : 20231018 20231018160532 ACCESSION NUMBER: 0001140361-23-048694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231016 FILED AS OF DATE: 20231018 DATE AS OF CHANGE: 20231018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nguyen Diane CENTRAL INDEX KEY: 0001974777 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41468 FILM NUMBER: 231332277 MAIL ADDRESS: STREET 1: 3033 BETA AVENUE CITY: BURNABY STATE: A1 ZIP: V5G4M9 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: D-Wave Quantum Inc. CENTRAL INDEX KEY: 0001907982 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3033 BETA AVENUE CITY: BURNABY STATE: A1 ZIP: V5G4M9 BUSINESS PHONE: (604) 630-1428 MAIL ADDRESS: STREET 1: 3033 BETA AVENUE CITY: BURNABY STATE: A1 ZIP: V5G4M9 4 1 form4.xml X0508 4 2023-10-16 0001907982 D-Wave Quantum Inc. QBTS 0001974777 Nguyen Diane 2650 EAST BAYSHORE ROAD PALO ALTO CA 94303 true General Counsel false Common Stock, par value $0.0001 per share 2023-10-16 4 S 0 22855 1 D 254643 D Represents 22,855 Common Stock sold to cover the taxes on the vesting of 93,312 RSUs. This transaction was executed in multiple trades at prices ranging from $0.99 to $1.018. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4 Includes: (a) 178,672 shares of unvested restricted stock units: (i) 93,312 RSUs granted on October 13, 2022 and vesting as follows: 46,656 on October 13, 2024 and October 13, 2025, and (ii) 85,360 RSUs granted on March 27, 2023 and vesting as follows: 21,340 on March 27, 2024 and the remaining 54,020 will vest quarterly at a rate of 6.25% beginning July 27, 2024, and (b) 5,514 Common Stock acquired under the Employee Stock Purchase Plan ("ESPP") of D-Wave Quantum Inc. (the "Issuer") for the purchase period of January 1, 2023 to June 30, 2023. In accordance with the ESPP, the 5,514 Common Stock were purchased at a price equal to 85% of the closing price of the Issuer's Common Stock on January 1, 2023. /s/ Diane Nguyen 2023-10-18