SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
North End Re (Cayman) SPC

(Last) (First) (Middle)
18 FORUM LANE, 2ND FLOOR

(Street)
CAMANA BAY, GRAND CAYMAN E9 KY-1102

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/07/2022
3. Issuer Name and Ticker or Trading Symbol
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO [ AEL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 15,886,163 D(1)(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
North End Re (Cayman) SPC

(Last) (First) (Middle)
18 FORUM LANE, 2ND FLOOR

(Street)
CAMANA BAY, GRAND CAYMAN E9 KY-1102

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Brookfield Asset Management Reinsurance Partners Ltd.

(Last) (First) (Middle)
WELLESLEY HOUSE SOUTH, 2ND FLOOR
90 PITTS BAY ROAD

(Street)
PEMBROKE D0 HM08

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
BAM Re Partners Trust

(Last) (First) (Middle)
73 FRONT STREET, 5TH FLOOR

(Street)
HAMILTON D0 HM12

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
BAM Re Holdings Ltd.

(Last) (First) (Middle)
WELLESLEY HOUSE SOUTH, 2ND FLOOR
90 PITTS BAY ROAD

(Street)
PEMBROKE D0 HM08

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. North End Re (Cayman) SPC is a segregated portfolio company organized under the laws of the Cayman Islands and a direct wholly-owned subsidiary of BAM Re Holdings Ltd. BAM Re Holdings Ltd. is an exempted company incorporated under the laws of Bermuda and a direct wholly-owned subsidiary of Brookfield Asset Management Reinsurance Partners Ltd.
2. BAM Re Partners Trust beneficially owns 24,000 Class B limited voting shares of Brookfield Asset Management Reinsurance Partners Ltd (the "Class B Shares"), representing 100% of such class of shares. The Class B Shares entitle the holders thereof to appoint one half of the board of directors of Brookfield Asset Management Reinsurance Partners Ltd. and, as such, may be deemed to indirectly control the decisions of Brookfield Asset Management Reinsurance Partners Ltd. regarding the vote and disposition of the Common Stock held by North End Re (Cayman) SPC; therefore BAM Re Partners Trust may be deemed to have indirect beneficial ownership of the Common Stock held by North End Re (Cayman) SPC.
/s/ Gregory McConnie, Director and Chief Executive Officer of North End Re (Cayman) SPC 01/14/2022
/s/ Anna Knapman-Scott, Corporate Secretary of Brookfield Asset Management Reinsurance Partners Ltd. 01/14/2022
/s/ Kathy Sarpash, Vice President of BAM Re Trustee Ltd., for and on behalf of BAM Re Partners Trust 01/14/2022
/s/ Anna Knapman-Scott, Secretary of BAM Re Holdings Ltd. 01/14/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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