SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Ross Harrison

(Last) (First) (Middle)
C/O MARIZYME, INC., 555 HERITAGE DRIVE

(Street)
JUPITER, FL 33458

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/21/2021
3. Issuer Name and Ticker or Trading Symbol
MARIZYME INC [ MRZM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President of Finance
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 175,000(1) I By Rydra Capital Corp.
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Consultant Stock Option (Right to Buy) (2) 12/21/2031 Common Stock 200,000 $1.75 I By Rydra Capital Corp.
Warrants (Right to Buy) 12/21/2021 12/21/2026 Common Stock 100,000 $1.26 I By Rydra Capital Corp.
Explanation of Responses:
1. Restricted shares of common stock of the issuer (the "Restricted Shares"), subject to the following milestone vesting schedule: (a) 75,000 Restricted Shares will vest upon the issuer successfully listing its common stock on NASDAQ or the NYSE; 50,000 Restricted Shares will vest upon any issuer financing after January 1, 2022 of debt or equity in which the gross proceeds equal or exceed $5,000,000; (c) 25,000 Restricted Shares will vest upon the completion of valuation reports for both Somahlution LLC and Health Logic Interactive Inc.; and (d) 25,000 Restricted Shares will vest upon a material commercial partnership for the issuer's MATLOC product.
2. Vests monthly over two years following the date of grant on December 21, 2021.
/s/ Harrison Ross 01/13/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.