SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Yuann Kevin

(Last) (First) (Middle)
NERDWALLET, INC.
55 HAWTHORNE, 11TH FLOOR

(Street)
SAN FRANCISCO CA 94105

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/03/2021
3. Issuer Name and Ticker or Trading Symbol
NERDWALLET, INC. [ NRDS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Business Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 170,747 D
Common Stock(1) 18,519(2) D
Common Stock 4,688(2) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options (right to buy) 10/25/2018(3) 10/24/2028 Class A Common Stock 31,250 $7.42 D
Employee Stock Options (right to buy) 03/18/2020(4) 03/17/2030 Class A Common Stock 15,000 $12 D
Employee Stock Options (right to buy) 03/29/2021(5) 03/28/2031 Class A Common Stock 42,328 $14 D
Employee Stock Options (right to buy) 09/14/2016 09/13/2026 Class A Common Stock 16,895 $4.1 D
Employee Stock Options (right to buy) 05/02/2017 05/01/2027 Class A Common Stock 25,000 $5.58 D
Employee Stock Options (right to buy) 09/24/2019(6) 09/24/2029 Class A Common Stock 37,499 $10.2 D
Explanation of Responses:
1. Placeholder (for multiple holdings of the same security)
2. Represents Restricted Stock Units payable solely in Class A Common Stock of the Issuer.
3. 1/48th of the shares subject to the option vest on each monthly anniversary measured from 9/1/18 the Vesting Commencement Date ("VCD"), such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the VCD.
4. 1/48th of the shares subject to the option vest on each monthly anniversary measured from 3/1/20 the VCD, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the VCD.
5. 1/48th of the shares subject to the option vest on each monthly anniversary measured from 4/1/21 the VCD, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the VCD.
6. 1/48th of the shares subject to the option vest on each monthly anniversary measured from 9/1/19 the VCD, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the VCD.
Remarks:
EXHIBIT LIST: EX-24 Power of Attorney for Kevin Yuann
/s/ Bridgett Gatewood, Attorney-In-Fact for Kevin Yuann 11/03/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.