The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,131,900,112 | 10,227,705 | SH | DFND | 1,2 | 10,227,705 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 23,223,000 | 300,000 | SH | DFND | 1,2 | 300,000 | 0 | 0 | ||
ISHARES TR | INTRMD CR BD ETF | 464288638 | 2,558,088 | 49,194 | SH | DFND | 1 | 49,194 | 0 | 0 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 9,909,876 | 193,288 | SH | DFND | 1 | 193,288 | 0 | 0 | ||
ISHARES TR | 10+ YR INVST GRD | 464289511 | 85,446,960 | 1,622,000 | SH | DFND | 1 | 1,622,000 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | 24,040,125 | 377,100 | SH | DFND | 1 | 377,100 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H109 | 2,055,089 | 61,456 | SH | DFND | 1 | 61,456 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H208 | 118,160 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H307 | 43,898 | 1,310 | SH | DFND | 1 | 1,310 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H406 | 156,000 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUFR20 | 00888H505 | 163,550 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BFR 10 | 00888H604 | 8,165,603 | 239,250 | SH | DFND | 1 | 239,250 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H737 | 4,436,643 | 164,381 | SH | DFND | 1 | 164,381 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H745 | 4,744,859 | 170,617 | SH | DFND | 1 | 170,617 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H752 | 4,453,200 | 164,143 | SH | DFND | 1 | 164,143 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H760 | 4,462,049 | 159,302 | SH | DFND | 1 | 159,302 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H778 | 5,290,733 | 189,700 | SH | DFND | 1 | 189,700 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H786 | 4,235,862 | 152,041 | SH | DFND | 1 | 152,041 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H794 | 141,600 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H810 | 5,818,254 | 199,940 | SH | DFND | 1 | 199,940 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H828 | 4,901,116 | 169,765 | SH | DFND | 1 | 169,765 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H836 | 1,625,685 | 56,862 | SH | DFND | 1 | 56,862 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H844 | 141,850 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H851 | 2,078,760 | 71,386 | SH | DFND | 1 | 71,386 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | ALLIANZIM U S LA | 00888H869 | 8,232,967 | 311,383 | SH | DFND | 1 | 311,383 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LARGE CAP 6 MON | 00888H877 | 7,662,863 | 265,887 | SH | DFND | 1 | 265,887 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H711 | 4,645,245 | 179,700 | SH | DFND | 1 | 179,700 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H729 | 5,192,519 | 200,020 | SH | DFND | 1 | 200,020 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H687 | 5,173,545 | 198,906 | SH | DFND | 1 | 198,906 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H695 | 4,834,012 | 184,223 | SH | DFND | 1 | 184,223 | 0 | 0 | ||
IMPACT SHS TR I | AFFORDABLE HOUS | 45259R103 | 21,491,005 | 1,248,751 | SH | DFND | 1 | 1,248,751 | 0 | 0 | ||
PIMCO ETF TR | ENHANCD SHORT | 72201R643 | 24,377,100 | 249,000 | SH | DFND | 1 | 249,000 | 0 | 0 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 927,761 | 9,977 | SH | DFND | 1 | 9,977 | 0 | 0 | ||
PIMCO ETF TR | INV GRD CRP BD | 72201R817 | 873,900 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 981,734 | 9,838 | SH | DFND | 1 | 9,838 | 0 | 0 | ||
SPDR SERIES TRUST | PORTFOLIO INTRMD | 78464A375 | 24,412,960 | 743,844 | SH | DFND | 1 | 743,844 | 0 | 0 | ||
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 7,136,168 | 248,042 | SH | DFND | 1 | 248,042 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 193,619,202 | 2,416,012 | SH | DFND | 1 | 2,416,012 | 0 | 0 |