0001398344-21-011002.txt : 20210518
0001398344-21-011002.hdr.sgml : 20210518
20210517192236
ACCESSION NUMBER: 0001398344-21-011002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210518
DATE AS OF CHANGE: 20210517
EFFECTIVENESS DATE: 20210518
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TECTONIC ADVISORS LLC
CENTRAL INDEX KEY: 0001859918
IRS NUMBER: 202925399
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-21254
FILM NUMBER: 21933230
BUSINESS ADDRESS:
STREET 1: 6900 NORTH DALLAS PARKWAY
STREET 2: SUITE 630
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 713-250-4200
MAIL ADDRESS:
STREET 1: 6900 NORTH DALLAS PARKWAY
STREET 2: SUITE 630
CITY: PLANO
STATE: TX
ZIP: 75024
13F-HR
1
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0001859918
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03-31-2021
03-31-2021
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TECTONIC ADVISORS LLC
6900 NORTH DALLAS PARKWAY
SUITE 630
PLANO
TX
75024
13F HOLDINGS REPORT
028-21254
N
Stephen Michael Mangold
Chief Compliance Officer
713-250-4200
/s/ Stephen Michael Mangold
Plano
TX
05-17-2021
1
285
402467
1
0001860257
CAIN, WATTERS & ASSOCIATES, LLC
INFORMATION TABLE
2
fp0065527_13fhr-table.xml
13F INFORMATION TABLE
3M CO
COM
88579Y101
22
114
SH
DFND
1
0
0
114
3M CO
COM
88579Y101
436
2263
SH
SOLE
0
0
2263
ABBOTT LABS
COM
002824100
8
64
SH
DFND
1
0
0
64
ABBOTT LABS
COM
002824100
2344
19562
SH
SOLE
0
0
19562
ABBVIE INC
COM
00287Y109
181
1671
SH
DFND
1
0
0
1671
ABBVIE INC
COM
00287Y109
85
781
SH
SOLE
0
0
781
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
8
29
SH
DFND
1
0
0
29
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1466
5305
SH
SOLE
0
0
5305
ADOBE SYSTEMS INCORPORATED
COM
00724F101
1320
2776
SH
SOLE
0
0
2776
AGNICO EAGLE MINES LTD
COM
008474108
449
7774
SH
DFND
1
0
0
7774
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
740
3264
SH
SOLE
0
0
3264
ALIGN TECHNOLOGY INC
COM
016255101
375
692
SH
SOLE
0
0
692
ALLEGHANY CORP DEL
COM
017175100
301
480
SH
DFND
1
0
0
480
ALPHABET INC
CAP STK CL A
02079K305
196
95
SH
DFND
1
0
0
95
ALPHABET INC
CAP STK CL A
02079K305
749
363
SH
SOLE
0
0
363
ALPHABET INC
CAP STK CL C
02079K107
3248
1570
SH
SOLE
0
0
1570
ALPS ETF TR
ALERIAN MLP
00162Q452
12092
396453
SH
DFND
1
0
0
396453
ALPS ETF TR
ALERIAN MLP
00162Q452
6713
220087
SH
SOLE
0
0
220087
ALTRIA GROUP INC
COM
02209S103
245
4781
SH
DFND
1
0
0
4781
AMAZON COM INC
COM
023135106
19
6
SH
DFND
1
0
0
6
AMAZON COM INC
COM
023135106
2147
694
SH
SOLE
0
0
694
AMERICAN HOMES 4 RENT
CL A
02665T306
663
19882
SH
DFND
1
0
0
19882
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
201
3200
SH
SOLE
0
0
3200
AON PLC
SHS CL A
G0403H108
609
2646
SH
SOLE
0
0
2646
APPLE INC
COM
037833100
244
2000
SH
DFND
1
0
0
2000
APPLE INC
COM
037833100
2551
20884
SH
SOLE
0
0
20884
ARES CAPITAL CORP
COM
04010L103
415
22171
SH
DFND
1
0
0
22171
ARES CAPITAL CORP
COM
04010L103
68
3633
SH
SOLE
0
0
3633
AT&T INC
COM
00206R102
211
6987
SH
DFND
1
0
0
6987
AT&T INC
COM
00206R102
90
2964
SH
SOLE
0
0
2964
AUTODESK INC
COM
052769106
695
2507
SH
SOLE
0
0
2507
AUTOZONE INC
COM
053332102
1698
1209
SH
DFND
1
0
0
1209
BARRICK GOLD CORP
COM
067901108
376
18965
SH
DFND
1
0
0
18965
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1297
5077
SH
DFND
1
0
0
5077
BERRY GLOBAL GROUP INC
COM
08579W103
3047
49621
SH
DFND
1
0
0
49621
BK OF AMERICA CORP
COM
060505104
121
3127
SH
DFND
1
0
0
3127
BK OF AMERICA CORP
COM
060505104
42
17600
SH
Put
SOLE
0
0
17600
BK OF AMERICA CORP
COM
060505104
4676
120846
SH
SOLE
0
0
120846
BLACKSTONE GROUP INC
COM
09260D107
694
9313
SH
SOLE
0
0
9313
CAPITAL SOUTHWEST CORP
COM
140501107
432
19509
SH
DFND
1
0
0
19509
CAPITAL SOUTHWEST CORP
COM
140501107
462
20870
SH
SOLE
0
0
20870
CATERPILLAR INC
COM
149123101
295
1271
SH
SOLE
0
0
1271
CERNER CORP
COM
156782104
421
5862
SH
DFND
1
0
0
5862
CHEVRON CORP NEW
COM
166764100
83
789
SH
DFND
1
0
0
789
CHEVRON CORP NEW
COM
166764100
295
2819
SH
SOLE
0
0
2819
CHUBB LIMITED
COM
H1467J104
221
1400
SH
SOLE
0
0
1400
CISCO SYS INC
COM
17275R102
943
18230
SH
DFND
1
0
0
18230
CISCO SYS INC
COM
17275R102
53
1017
SH
SOLE
0
0
1017
CLEAN HARBORS INC
COM
184496107
2314
27527
SH
DFND
1
0
0
27527
COCA COLA CO
COM
191216100
194
3673
SH
DFND
1
0
0
3673
COCA COLA CO
COM
191216100
1140
21620
SH
SOLE
0
0
21620
COMCAST CORP NEW
CL A
20030N101
276
5109
SH
DFND
1
0
0
5109
COMCAST CORP NEW
CL A
20030N101
48
882
SH
SOLE
0
0
882
CONSOLIDATED EDISON INC
COM
209115104
185
2476
SH
DFND
1
0
0
2476
CONSOLIDATED EDISON INC
COM
209115104
35
469
SH
SOLE
0
0
469
CORTEVA INC
COM
22052L104
567
12164
SH
DFND
1
0
0
12164
CROWN HLDGS INC
COM
228368106
3127
32219
SH
DFND
1
0
0
32219
DARDEN RESTAURANTS INC
COM
237194105
207
1457
SH
DFND
1
0
0
1457
DIAGEO PLC
SPON ADR NEW
25243Q205
279
1698
SH
DFND
1
0
0
1698
DISNEY WALT CO
COM
254687106
250
1354
SH
DFND
1
0
0
1354
DISNEY WALT CO
COM
254687106
934
5062
SH
SOLE
0
0
5062
DOLLAR GEN CORP NEW
COM
256677105
2766
13649
SH
DFND
1
0
0
13649
DOLLAR GEN CORP NEW
COM
256677105
5
23
SH
SOLE
0
0
23
DOMINION ENERGY INC
COM
25746U109
512
6743
SH
DFND
1
0
0
6743
DOMINION ENERGY INC
COM
25746U109
32
422
SH
SOLE
0
0
422
DUKE ENERGY CORP NEW
COM NEW
26441C204
222
2304
SH
DFND
1
0
0
2304
DUKE ENERGY CORP NEW
COM NEW
26441C204
42
440
SH
SOLE
0
0
440
DUPONT DE NEMOURS INC
COM
26614N102
793
10264
SH
DFND
1
0
0
10264
ENBRIDGE INC
COM
29250N105
1061
29149
SH
DFND
1
0
0
29149
ENBRIDGE INC
COM
29250N105
18
488
SH
SOLE
0
0
488
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
417
54330
SH
DFND
1
0
0
54330
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
323
42114
SH
SOLE
0
0
42114
ENTERPRISE PRODS PARTNERS L
COM
293792107
414
18782
SH
DFND
1
0
0
18782
ENTERPRISE PRODS PARTNERS L
COM
293792107
6647
301854
SH
SOLE
0
0
301854
EOG RES INC
COM
26875P101
15
206
SH
DFND
1
0
0
206
EOG RES INC
COM
26875P101
510
7036
SH
SOLE
0
0
7036
EQUITY COMWLTH
COM SH BEN INT
294628102
463
16647
SH
DFND
1
0
0
16647
EROS STX GLOBAL CORPORATION
SHS NEW
G3788M114
179
99050
SH
SOLE
0
0
99050
EXXON MOBIL CORP
COM
30231G102
888
15898
SH
SOLE
0
0
15898
FACEBOOK INC
CL A
30303M102
211
718
SH
DFND
1
0
0
718
FACEBOOK INC
CL A
30303M102
2020
6857
SH
SOLE
0
0
6857
FEDEX CORP
COM
31428X106
3072
10814
SH
DFND
1
0
0
10814
FIRST TR EXCHANGE-TRADED FD
NO AMER ENERGY
33738D101
3289
144200
SH
SOLE
0
0
144200
FISERV INC
COM
337738108
2313
19432
SH
DFND
1
0
0
19432
FLUOR CORP NEW
COM
343412102
485
20990
SH
SOLE
0
0
20990
GARTNER INC
COM
366651107
548
3001
SH
SOLE
0
0
3001
GENERAL MLS INC
COM
370334104
15
251
SH
DFND
1
0
0
251
GENERAL MLS INC
COM
370334104
296
4827
SH
SOLE
0
0
4827
GILEAD SCIENCES INC
COM
375558103
176
2717
SH
DFND
1
0
0
2717
GILEAD SCIENCES INC
COM
375558103
56
860
SH
SOLE
0
0
860
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
250
7000
SH
SOLE
0
0
7000
GLOBAL X FDS
GLBL X MLP ETF
37954Y343
6177
186723
SH
SOLE
0
0
186723
GRAPHIC PACKAGING HLDG CO
COM
388689101
2052
113013
SH
DFND
1
0
0
113013
HERCULES CAPITAL INC
COM
427096508
420
26232
SH
DFND
1
0
0
26232
HERCULES CAPITAL INC
COM
427096508
66
4148
SH
SOLE
0
0
4148
HILLTOP HOLDINGS INC
COM
432748101
492
14422
SH
SOLE
0
0
14422
HOST HOTELS & RESORTS INC
COM
44107P104
187
11101
SH
DFND
1
0
0
11101
HP INC
COM
40434L105
295
9280
SH
DFND
1
0
0
9280
ICON PLC
SHS
G4705A100
760
3870
SH
SOLE
0
0
3870
ILLUMINA INC
COM
452327109
452
1178
SH
SOLE
0
0
1178
INGREDION INC
COM
457187102
433
4812
SH
DFND
1
0
0
4812
INTEL CORP
COM
458140100
466
7282
SH
DFND
1
0
0
7282
INTEL CORP
COM
458140100
387
6048
SH
SOLE
0
0
6048
INTERNATIONAL BUSINESS MACHS
COM
459200101
249
1868
SH
DFND
1
0
0
1868
INTUITIVE SURGICAL INC
COM NEW
46120E602
378
511
SH
SOLE
0
0
511
INVESCO QQQ TR
UNIT SER 1
46090E103
154
481
SH
DFND
1
0
0
481
INVESCO QQQ TR
UNIT SER 1
46090E103
1149
3600
SH
SOLE
0
0
3600
IRON MTN INC NEW
COM
46284V101
218
5878
SH
DFND
1
0
0
5878
IRON MTN INC NEW
COM
46284V101
80
2151
SH
SOLE
0
0
2151
ISHARES TR
US TREAS BD ETF
46429B267
183
6989
SH
DFND
1
0
0
6989
ISHARES TR
CORE MSCI EAFE
46432F842
219
3033
SH
DFND
1
0
0
3033
ISHARES TR
MSCI USA QLT FCT
46432F339
60
490
SH
DFND
1
0
0
490
ISHARES TR
U.S. MED DVC ETF
464288810
90
271
SH
DFND
1
0
0
271
ISHARES TR
CORE HIGH DV ETF
46429B663
1194
12588
SH
DFND
1
0
0
12588
ISHARES TR
1 3 YR TREAS BD
464287457
4167
48311
SH
DFND
1
0
0
48311
ISHARES TR
CORE US AGGBD ET
464287226
229
2008
SH
DFND
1
0
0
2008
ISHARES TR
GLOBAL TECH ETF
464287291
182
593
SH
DFND
1
0
0
593
ISHARES TR
RUS 1000 VAL ETF
464287598
15
97
SH
DFND
1
0
0
97
ISHARES TR
CORE S&P SCP ETF
464287804
140
1290
SH
DFND
1
0
0
1290
ISHARES TR
CORE S&P500 ETF
464287200
86
217
SH
DFND
1
0
0
217
ISHARES TR
CORE S&P MCP ETF
464287507
743
2854
SH
DFND
1
0
0
2854
ISHARES TR
TIPS BD ETF
464287176
463
3690
SH
SOLE
0
0
3690
ISHARES TR
CORE S&P SCP ETF
464287804
3917
36091
SH
SOLE
0
0
36091
ISHARES TR
1 3 YR TREAS BD
464287457
164
1896
SH
SOLE
0
0
1896
ISHARES TR
RUSSELL 3000 ETF
464287689
71
300
SH
SOLE
0
0
300
ISHARES TR
RUS 2000 GRW ETF
464287648
45
150
SH
SOLE
0
0
150
ISHARES TR
IBOXX INV CP ETF
464287242
0
2
SH
SOLE
0
0
2
ISHARES TR
CORE INTL AGGR
46435G672
2184
39808
SH
SOLE
0
0
39808
ISHARES TR
CORE US AGGBD ET
464287226
16753
147175
SH
SOLE
0
0
147175
ISHARES TR
IBOXX HI YD ETF
464288513
6
66
SH
SOLE
0
0
66
ISHARES TR
CORE MSCI EAFE
46432F842
4611
64004
SH
SOLE
0
0
64004
ISHARES TR
CORE S&P MCP ETF
464287507
5078
19510
SH
SOLE
0
0
19510
ISHARES TR
RUSSELL 2000 ETF
464287655
41
187
SH
SOLE
0
0
187
ISHARES TR
MSCI EMG MKT ETF
464287234
9
176
SH
SOLE
0
0
176
ISHARES TR
MSCI EAFE ETF
464287465
8
112
SH
SOLE
0
0
112
ISHARES TR
20 YR TR BD ETF
464287432
2263
16705
SH
SOLE
0
0
16705
ISHARES TR
CORE S&P500 ETF
464287200
20152
50656
SH
SOLE
0
0
50656
ISHARES TR
SHORT TREAS BD
464288679
45
411
SH
SOLE
0
0
411
ISHARES TR
CRE U S REIT ETF
464288521
7300
139317
SH
SOLE
0
0
139317
ISHARES TR
MSCI INDIA ETF
46429B598
25
600
SH
SOLE
0
0
600
JOHNSON & JOHNSON
COM
478160104
46
282
SH
DFND
1
0
0
282
JOHNSON & JOHNSON
COM
478160104
705
4289
SH
SOLE
0
0
4289
JONES LANG LASALLE INC
COM
48020Q107
290
1622
SH
DFND
1
0
0
1622
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
255
15341
SH
DFND
1
0
0
15341
JPMORGAN CHASE & CO
COM
46625H100
121
796
SH
DFND
1
0
0
796
JPMORGAN CHASE & CO
COM
46625H100
13
85
SH
SOLE
0
0
85
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
87
5224
SH
SOLE
0
0
5224
KIRKLAND LAKE GOLD LTD
COM
49741E100
248
7344
SH
DFND
1
0
0
7344
KLA CORP
COM NEW
482480100
279
844
SH
DFND
1
0
0
844
KNIGHT-SWIFT TRANSN HLDGS IN
CL A
499049104
1584
32947
SH
DFND
1
0
0
32947
LILLY ELI & CO
COM
532457108
8
42
SH
DFND
1
0
0
42
LILLY ELI & CO
COM
532457108
593
3173
SH
SOLE
0
0
3173
LKQ CORP
COM
501889208
3307
78134
SH
DFND
1
0
0
78134
LOEWS CORP
COM
540424108
650
12674
SH
DFND
1
0
0
12674
LOWES COS INC
COM
548661107
223
1172
SH
DFND
1
0
0
1172
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
399
9203
SH
DFND
1
0
0
9203
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
431
9938
SH
SOLE
0
0
9938
MAIN STR CAP CORP
COM
56035L104
429
10960
SH
DFND
1
0
0
10960
MAIN STR CAP CORP
COM
56035L104
210
5354
SH
SOLE
0
0
5354
MARTEN TRANS LTD
COM
573075108
544
32056
SH
DFND
1
0
0
32056
MASCO CORP
COM
574599106
1641
27399
SH
DFND
1
0
0
27399
MASTERCARD INCORPORATED
CL A
57636Q104
237
665
SH
DFND
1
0
0
665
MASTERCARD INCORPORATED
CL A
57636Q104
956
2686
SH
SOLE
0
0
2686
MCDONALDS CORP
COM
580135101
182
810
SH
DFND
1
0
0
810
MCDONALDS CORP
COM
580135101
765
3411
SH
SOLE
0
0
3411
MEDTRONIC PLC
SHS
G5960L103
320
2713
SH
DFND
1
0
0
2713
MEDTRONIC PLC
SHS
G5960L103
529
4478
SH
SOLE
0
0
4478
MERCK & CO. INC
COM
58933Y105
337
4365
SH
DFND
1
0
0
4365
MERCK & CO. INC
COM
58933Y105
296
3837
SH
SOLE
0
0
3837
MICROSOFT CORP
COM
594918104
416
1766
SH
DFND
1
0
0
1766
MICROSOFT CORP
COM
594918104
2872
12180
SH
SOLE
0
0
12180
MPLX LP
COM UNIT REP LTD
55336V100
415
16180
SH
DFND
1
0
0
16180
MPLX LP
COM UNIT REP LTD
55336V100
17
669
SH
SOLE
0
0
669
MSCI INC
COM
55354G100
263
627
SH
SOLE
0
0
627
NETFLIX INC
COM
64110L106
596
1142
SH
SOLE
0
0
1142
NEW ORIENTAL ED & TECHNOLOGY
SPON ADR
647581107
506
36178
SH
SOLE
0
0
36178
NIKE INC
CL B
654106103
909
6841
SH
SOLE
0
0
6841
NUANCE COMMUNICATIONS INC
COM
67020Y100
1139
26106
SH
DFND
1
0
0
26106
OCCIDENTAL PETE CORP
COM
674599105
402
15096
SH
SOLE
0
0
15096
OCCIDENTAL PETE CORP
*W EXP 08/03/202
674599162
22
1886
SH
SOLE
0
0
1886
ONEOK INC NEW
COM
682680103
306
6046
SH
SOLE
0
0
6046
PAYCHEX INC
COM
704326107
225
2298
SH
DFND
1
0
0
2298
PAYPAL HLDGS INC
COM
70450Y103
700
2883
SH
SOLE
0
0
2883
PEPSICO INC
COM
713448108
201
1424
SH
DFND
1
0
0
1424
PEPSICO INC
COM
713448108
1233
8719
SH
SOLE
0
0
8719
PFIZER INC
COM
717081103
764
21082
SH
DFND
1
0
0
21082
PFIZER INC
COM
717081103
406
11193
SH
SOLE
0
0
11193
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
402
44180
SH
DFND
1
0
0
44180
PROCTER AND GAMBLE CO
COM
742718109
184
1360
SH
DFND
1
0
0
1360
PROCTER AND GAMBLE CO
COM
742718109
1340
9896
SH
SOLE
0
0
9896
PROGRESSIVE CORP
COM
743315103
2469
25820
SH
DFND
1
0
0
25820
PUBLIC STORAGE
COM
74460D109
216
874
SH
DFND
1
0
0
874
PUBLIC STORAGE
COM
74460D109
99
400
SH
SOLE
0
0
400
REALTY INCOME CORP
COM
756109104
182
2861
SH
DFND
1
0
0
2861
REALTY INCOME CORP
COM
756109104
59
928
SH
SOLE
0
0
928
ROYAL BK CDA
COM
780087102
187
2027
SH
DFND
1
0
0
2027
ROYAL BK CDA
COM
780087102
59
639
SH
SOLE
0
0
639
SALESFORCE COM INC
COM
79466L302
964
4548
SH
SOLE
0
0
4548
SAP SE
SPON ADR
803054204
383
3117
SH
SOLE
0
0
3117
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
17
266
SH
DFND
1
0
0
266
SELECT SECTOR SPDR TR
ENERGY
81369Y506
103
2105
SH
DFND
1
0
0
2105
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
19
239
SH
DFND
1
0
0
239
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
137
1170
SH
DFND
1
0
0
1170
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
211
6193
SH
DFND
1
0
0
6193
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
93
1356
SH
DFND
1
0
0
1356
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
97
987
SH
DFND
1
0
0
987
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
221
1666
SH
DFND
1
0
0
1666
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
72
429
SH
DFND
1
0
0
429
SELECT SECTOR SPDR TR
ENERGY
81369Y506
86
1763
SH
SOLE
0
0
1763
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
16
230
SH
SOLE
0
0
230
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
52
531
SH
SOLE
0
0
531
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
95
2804
SH
SOLE
0
0
2804
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
62
466
SH
SOLE
0
0
466
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
24
208
SH
SOLE
0
0
208
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
11
66
SH
SOLE
0
0
66
SERVICENOW INC
COM
81762P102
809
1617
SH
SOLE
0
0
1617
SPDR GOLD TR
GOLD SHS
78463V107
233
1457
SH
DFND
1
0
0
1457
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
425
9700
SH
SOLE
0
0
9700
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1647
4157
SH
DFND
1
0
0
4157
SPDR S&P 500 ETF TR
TR UNIT
78462F103
151
380
SH
SOLE
0
0
380
SPDR SER TR
PORTFOLIO LN TSR
78464A664
10198
261614
SH
DFND
1
0
0
261614
SPDR SER TR
PRTFLO S&P500 HI
78468R788
7
172
SH
DFND
1
0
0
172
SPDR SER TR
PORTFOLIO S&P500
78464A854
8261
177243
SH
DFND
1
0
0
177243
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
307
2820
SH
DFND
1
0
0
2820
SPDR SER TR
PORTFLI TIPS ETF
78464A656
1619
53000
SH
SOLE
0
0
53000
SPDR SER TR
PORTFOLIO INTRMD
78464A375
11
290
SH
SOLE
0
0
290
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
84
770
SH
SOLE
0
0
770
SPDR SER TR
BLOMBERG INTL TR
78464A516
2105
72245
SH
SOLE
0
0
72245
STARBUCKS CORP
COM
855244109
283
2593
SH
DFND
1
0
0
2593
STARBUCKS CORP
COM
855244109
1744
15965
SH
SOLE
0
0
15965
SWEDISH EXPT CR CORP
RG ENRGY ETN22
870297306
85
43174
SH
DFND
1
0
0
43174
SWEDISH EXPT CR CORP
RG ENRGY ETN22
870297306
26
13433
SH
SOLE
0
0
13433
TARGET CORP
COM
87612E106
400
2019
SH
DFND
1
0
0
2019
TARGET CORP
COM
87612E106
8
41
SH
SOLE
0
0
41
THERAPEUTICSMD INC
COM
88338N107
114
85000
SH
SOLE
0
0
85000
TJX COS INC NEW
COM
872540109
209
3160
SH
DFND
1
0
0
3160
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
248
1586
SH
SOLE
0
0
1586
TRAVELERS COMPANIES INC
COM
89417E109
538
3577
SH
DFND
1
0
0
3577
UNIFIED SER TR
ABSOLUTE CORE
90470L568
13507
514865
SH
DFND
1
0
0
514865
UNILEVER PLC
SPON ADR NEW
904767704
394
7058
SH
DFND
1
0
0
7058
UNILEVER PLC
SPON ADR NEW
904767704
785
14062
SH
SOLE
0
0
14062
UNITED PARCEL SERVICE INC
CL B
911312106
203
1192
SH
DFND
1
0
0
1192
UNITED PARCEL SERVICE INC
CL B
911312106
38
226
SH
SOLE
0
0
226
UNITEDHEALTH GROUP INC
COM
91324P102
187
503
SH
DFND
1
0
0
503
UNITEDHEALTH GROUP INC
COM
91324P102
630
1694
SH
SOLE
0
0
1694
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
988
11659
SH
DFND
1
0
0
11659
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
16660
196643
SH
SOLE
0
0
196643
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
209
3663
SH
DFND
1
0
0
3663
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
11511
125312
SH
DFND
1
0
0
125312
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
10
35
SH
DFND
1
0
0
35
VANGUARD INDEX FDS
SMALL CP ETF
922908751
422
1969
SH
DFND
1
0
0
1969
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
2632
7226
SH
DFND
1
0
0
7226
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
20
93
SH
DFND
1
0
0
93
VANGUARD INDEX FDS
MID CAP ETF
922908629
920
4158
SH
DFND
1
0
0
4158
VANGUARD INDEX FDS
GROWTH ETF
922908736
345
1342
SH
DFND
1
0
0
1342
VANGUARD INDEX FDS
MID CAP ETF
922908629
4420
19970
SH
SOLE
0
0
19970
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
7709
83925
SH
SOLE
0
0
83925
VANGUARD INDEX FDS
SMALL CP ETF
922908751
2914
13610
SH
SOLE
0
0
13610
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
20321
55780
SH
SOLE
0
0
55780
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
40
711
SH
DFND
1
0
0
711
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
167
1298
SH
DFND
1
0
0
1298
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
11507
221068
SH
DFND
1
0
0
221068
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
13
232
SH
SOLE
0
0
232
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
4039
77590
SH
SOLE
0
0
77590
VANGUARD SCOTTSDALE FDS
VNG RUS1000GRW
92206C680
125
498
SH
DFND
1
0
0
498
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
0
5
SH
SOLE
0
0
5
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
161
2610
SH
SOLE
0
0
2610
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
44026
896473
SH
DFND
1
0
0
896473
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
7557
153871
SH
SOLE
0
0
153871
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
662
6549
SH
DFND
1
0
0
6549
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
61
600
SH
SOLE
0
0
600
VANGUARD WHITEHALL FDS
EMERG MKT BD ETF
921946885
41
525
SH
SOLE
0
0
525
VANGUARD WORLD FD
EXTENDED DUR
921910709
333
2654
SH
DFND
1
0
0
2654
VANGUARD WORLD FD
EXTENDED DUR
921910709
7
52
SH
SOLE
0
0
52
VERIZON COMMUNICATIONS INC
COM
92343V104
2189
37642
SH
DFND
1
0
0
37642
VERIZON COMMUNICATIONS INC
COM
92343V104
87
1491
SH
SOLE
0
0
1491
VISA INC
COM CL A
92826C839
943
4452
SH
SOLE
0
0
4452
WALMART INC
COM
931142103
129
950
SH
DFND
1
0
0
950
WALMART INC
COM
931142103
998
7344
SH
SOLE
0
0
7344
WELLS FARGO CO NEW
COM
949746101
197
5047
SH
DFND
1
0
0
5047
WELLS FARGO CO NEW
COM
949746101
33
832
SH
SOLE
0
0
832
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
2267
121936
SH
SOLE
0
0
121936
WP CAREY INC
COM
92936U109
177
2506
SH
DFND
1
0
0
2506
WP CAREY INC
COM
92936U109
86
1211
SH
SOLE
0
0
1211
ZOETIS INC
CL A
98978V103
849
5391
SH
SOLE
0
0
5391