Chief Compliance Officer

0001398344-21-011002.txt : 20210518 0001398344-21-011002.hdr.sgml : 20210518 20210517192236 ACCESSION NUMBER: 0001398344-21-011002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210518 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TECTONIC ADVISORS LLC CENTRAL INDEX KEY: 0001859918 IRS NUMBER: 202925399 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21254 FILM NUMBER: 21933230 BUSINESS ADDRESS: STREET 1: 6900 NORTH DALLAS PARKWAY STREET 2: SUITE 630 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 713-250-4200 MAIL ADDRESS: STREET 1: 6900 NORTH DALLAS PARKWAY STREET 2: SUITE 630 CITY: PLANO STATE: TX ZIP: 75024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001859918 XXXXXXXX 03-31-2021 03-31-2021 false TECTONIC ADVISORS LLC

6900 NORTH DALLAS PARKWAY SUITE 630 PLANO TX 75024

13F HOLDINGS REPORT 028-21254 N Stephen Michael Mangold Chief Compliance Officer 713-250-4200 /s/ Stephen Michael Mangold Plano TX 05-17-2021 1 285 402467 1 0001860257 CAIN, WATTERS & ASSOCIATES, LLC INFORMATION TABLE 2 fp0065527_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 22 114 SH DFND 1 0 0 114 3M CO COM 88579Y101 436 2263 SH SOLE 0 0 2263 ABBOTT LABS COM 002824100 8 64 SH DFND 1 0 0 64 ABBOTT LABS COM 002824100 2344 19562 SH SOLE 0 0 19562 ABBVIE INC COM 00287Y109 181 1671 SH DFND 1 0 0 1671 ABBVIE INC COM 00287Y109 85 781 SH SOLE 0 0 781 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 8 29 SH DFND 1 0 0 29 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1466 5305 SH SOLE 0 0 5305 ADOBE SYSTEMS INCORPORATED COM 00724F101 1320 2776 SH SOLE 0 0 2776 AGNICO EAGLE MINES LTD COM 008474108 449 7774 SH DFND 1 0 0 7774 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 740 3264 SH SOLE 0 0 3264 ALIGN TECHNOLOGY INC COM 016255101 375 692 SH SOLE 0 0 692 ALLEGHANY CORP DEL COM 017175100 301 480 SH DFND 1 0 0 480 ALPHABET INC CAP STK CL A 02079K305 196 95 SH DFND 1 0 0 95 ALPHABET INC CAP STK CL A 02079K305 749 363 SH SOLE 0 0 363 ALPHABET INC CAP STK CL C 02079K107 3248 1570 SH SOLE 0 0 1570 ALPS ETF TR ALERIAN MLP 00162Q452 12092 396453 SH DFND 1 0 0 396453 ALPS ETF TR ALERIAN MLP 00162Q452 6713 220087 SH SOLE 0 0 220087 ALTRIA GROUP INC COM 02209S103 245 4781 SH DFND 1 0 0 4781 AMAZON COM INC COM 023135106 19 6 SH DFND 1 0 0 6 AMAZON COM INC COM 023135106 2147 694 SH SOLE 0 0 694 AMERICAN HOMES 4 RENT CL A 02665T306 663 19882 SH DFND 1 0 0 19882 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 201 3200 SH SOLE 0 0 3200 AON PLC SHS CL A G0403H108 609 2646 SH SOLE 0 0 2646 APPLE INC COM 037833100 244 2000 SH DFND 1 0 0 2000 APPLE INC COM 037833100 2551 20884 SH SOLE 0 0 20884 ARES CAPITAL CORP COM 04010L103 415 22171 SH DFND 1 0 0 22171 ARES CAPITAL CORP COM 04010L103 68 3633 SH SOLE 0 0 3633 AT&T INC COM 00206R102 211 6987 SH DFND 1 0 0 6987 AT&T INC COM 00206R102 90 2964 SH SOLE 0 0 2964 AUTODESK INC COM 052769106 695 2507 SH SOLE 0 0 2507 AUTOZONE INC COM 053332102 1698 1209 SH DFND 1 0 0 1209 BARRICK GOLD CORP COM 067901108 376 18965 SH DFND 1 0 0 18965 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1297 5077 SH DFND 1 0 0 5077 BERRY GLOBAL GROUP INC COM 08579W103 3047 49621 SH DFND 1 0 0 49621 BK OF AMERICA CORP COM 060505104 121 3127 SH DFND 1 0 0 3127 BK OF AMERICA CORP COM 060505104 42 17600 SH Put SOLE 0 0 17600 BK OF AMERICA CORP COM 060505104 4676 120846 SH SOLE 0 0 120846 BLACKSTONE GROUP INC COM 09260D107 694 9313 SH SOLE 0 0 9313 CAPITAL SOUTHWEST CORP COM 140501107 432 19509 SH DFND 1 0 0 19509 CAPITAL SOUTHWEST CORP COM 140501107 462 20870 SH SOLE 0 0 20870 CATERPILLAR INC COM 149123101 295 1271 SH SOLE 0 0 1271 CERNER CORP COM 156782104 421 5862 SH DFND 1 0 0 5862 CHEVRON CORP NEW COM 166764100 83 789 SH DFND 1 0 0 789 CHEVRON CORP NEW COM 166764100 295 2819 SH SOLE 0 0 2819 CHUBB LIMITED COM H1467J104 221 1400 SH SOLE 0 0 1400 CISCO SYS INC COM 17275R102 943 18230 SH DFND 1 0 0 18230 CISCO SYS INC COM 17275R102 53 1017 SH SOLE 0 0 1017 CLEAN HARBORS INC COM 184496107 2314 27527 SH DFND 1 0 0 27527 COCA COLA CO COM 191216100 194 3673 SH DFND 1 0 0 3673 COCA COLA CO COM 191216100 1140 21620 SH SOLE 0 0 21620 COMCAST CORP NEW CL A 20030N101 276 5109 SH DFND 1 0 0 5109 COMCAST CORP NEW CL A 20030N101 48 882 SH SOLE 0 0 882 CONSOLIDATED EDISON INC COM 209115104 185 2476 SH DFND 1 0 0 2476 CONSOLIDATED EDISON INC COM 209115104 35 469 SH SOLE 0 0 469 CORTEVA INC COM 22052L104 567 12164 SH DFND 1 0 0 12164 CROWN HLDGS INC COM 228368106 3127 32219 SH DFND 1 0 0 32219 DARDEN RESTAURANTS INC COM 237194105 207 1457 SH DFND 1 0 0 1457 DIAGEO PLC SPON ADR NEW 25243Q205 279 1698 SH DFND 1 0 0 1698 DISNEY WALT CO COM 254687106 250 1354 SH DFND 1 0 0 1354 DISNEY WALT CO COM 254687106 934 5062 SH SOLE 0 0 5062 DOLLAR GEN CORP NEW COM 256677105 2766 13649 SH DFND 1 0 0 13649 DOLLAR GEN CORP NEW COM 256677105 5 23 SH SOLE 0 0 23 DOMINION ENERGY INC COM 25746U109 512 6743 SH DFND 1 0 0 6743 DOMINION ENERGY INC COM 25746U109 32 422 SH SOLE 0 0 422 DUKE ENERGY CORP NEW COM NEW 26441C204 222 2304 SH DFND 1 0 0 2304 DUKE ENERGY CORP NEW COM NEW 26441C204 42 440 SH SOLE 0 0 440 DUPONT DE NEMOURS INC COM 26614N102 793 10264 SH DFND 1 0 0 10264 ENBRIDGE INC COM 29250N105 1061 29149 SH DFND 1 0 0 29149 ENBRIDGE INC COM 29250N105 18 488 SH SOLE 0 0 488 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 417 54330 SH DFND 1 0 0 54330 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 323 42114 SH SOLE 0 0 42114 ENTERPRISE PRODS PARTNERS L COM 293792107 414 18782 SH DFND 1 0 0 18782 ENTERPRISE PRODS PARTNERS L COM 293792107 6647 301854 SH SOLE 0 0 301854 EOG RES INC COM 26875P101 15 206 SH DFND 1 0 0 206 EOG RES INC COM 26875P101 510 7036 SH SOLE 0 0 7036 EQUITY COMWLTH COM SH BEN INT 294628102 463 16647 SH DFND 1 0 0 16647 EROS STX GLOBAL CORPORATION SHS NEW G3788M114 179 99050 SH SOLE 0 0 99050 EXXON MOBIL CORP COM 30231G102 888 15898 SH SOLE 0 0 15898 FACEBOOK INC CL A 30303M102 211 718 SH DFND 1 0 0 718 FACEBOOK INC CL A 30303M102 2020 6857 SH SOLE 0 0 6857 FEDEX CORP COM 31428X106 3072 10814 SH DFND 1 0 0 10814 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 3289 144200 SH SOLE 0 0 144200 FISERV INC COM 337738108 2313 19432 SH DFND 1 0 0 19432 FLUOR CORP NEW COM 343412102 485 20990 SH SOLE 0 0 20990 GARTNER INC COM 366651107 548 3001 SH SOLE 0 0 3001 GENERAL MLS INC COM 370334104 15 251 SH DFND 1 0 0 251 GENERAL MLS INC COM 370334104 296 4827 SH SOLE 0 0 4827 GILEAD SCIENCES INC COM 375558103 176 2717 SH DFND 1 0 0 2717 GILEAD SCIENCES INC COM 375558103 56 860 SH SOLE 0 0 860 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 250 7000 SH SOLE 0 0 7000 GLOBAL X FDS GLBL X MLP ETF 37954Y343 6177 186723 SH SOLE 0 0 186723 GRAPHIC PACKAGING HLDG CO COM 388689101 2052 113013 SH DFND 1 0 0 113013 HERCULES CAPITAL INC COM 427096508 420 26232 SH DFND 1 0 0 26232 HERCULES CAPITAL INC COM 427096508 66 4148 SH SOLE 0 0 4148 HILLTOP HOLDINGS INC COM 432748101 492 14422 SH SOLE 0 0 14422 HOST HOTELS & RESORTS INC COM 44107P104 187 11101 SH DFND 1 0 0 11101 HP INC COM 40434L105 295 9280 SH DFND 1 0 0 9280 ICON PLC SHS G4705A100 760 3870 SH SOLE 0 0 3870 ILLUMINA INC COM 452327109 452 1178 SH SOLE 0 0 1178 INGREDION INC COM 457187102 433 4812 SH DFND 1 0 0 4812 INTEL CORP COM 458140100 466 7282 SH DFND 1 0 0 7282 INTEL CORP COM 458140100 387 6048 SH SOLE 0 0 6048 INTERNATIONAL BUSINESS MACHS COM 459200101 249 1868 SH DFND 1 0 0 1868 INTUITIVE SURGICAL INC COM NEW 46120E602 378 511 SH SOLE 0 0 511 INVESCO QQQ TR UNIT SER 1 46090E103 154 481 SH DFND 1 0 0 481 INVESCO QQQ TR UNIT SER 1 46090E103 1149 3600 SH SOLE 0 0 3600 IRON MTN INC NEW COM 46284V101 218 5878 SH DFND 1 0 0 5878 IRON MTN INC NEW COM 46284V101 80 2151 SH SOLE 0 0 2151 ISHARES TR US TREAS BD ETF 46429B267 183 6989 SH DFND 1 0 0 6989 ISHARES TR CORE MSCI EAFE 46432F842 219 3033 SH DFND 1 0 0 3033 ISHARES TR MSCI USA QLT FCT 46432F339 60 490 SH DFND 1 0 0 490 ISHARES TR U.S. MED DVC ETF 464288810 90 271 SH DFND 1 0 0 271 ISHARES TR CORE HIGH DV ETF 46429B663 1194 12588 SH DFND 1 0 0 12588 ISHARES TR 1 3 YR TREAS BD 464287457 4167 48311 SH DFND 1 0 0 48311 ISHARES TR CORE US AGGBD ET 464287226 229 2008 SH DFND 1 0 0 2008 ISHARES TR GLOBAL TECH ETF 464287291 182 593 SH DFND 1 0 0 593 ISHARES TR RUS 1000 VAL ETF 464287598 15 97 SH DFND 1 0 0 97 ISHARES TR CORE S&P SCP ETF 464287804 140 1290 SH DFND 1 0 0 1290 ISHARES TR CORE S&P500 ETF 464287200 86 217 SH DFND 1 0 0 217 ISHARES TR CORE S&P MCP ETF 464287507 743 2854 SH DFND 1 0 0 2854 ISHARES TR TIPS BD ETF 464287176 463 3690 SH SOLE 0 0 3690 ISHARES TR CORE S&P SCP ETF 464287804 3917 36091 SH SOLE 0 0 36091 ISHARES TR 1 3 YR TREAS BD 464287457 164 1896 SH SOLE 0 0 1896 ISHARES TR RUSSELL 3000 ETF 464287689 71 300 SH SOLE 0 0 300 ISHARES TR RUS 2000 GRW ETF 464287648 45 150 SH SOLE 0 0 150 ISHARES TR IBOXX INV CP ETF 464287242 0 2 SH SOLE 0 0 2 ISHARES TR CORE INTL AGGR 46435G672 2184 39808 SH SOLE 0 0 39808 ISHARES TR CORE US AGGBD ET 464287226 16753 147175 SH SOLE 0 0 147175 ISHARES TR IBOXX HI YD ETF 464288513 6 66 SH SOLE 0 0 66 ISHARES TR CORE MSCI EAFE 46432F842 4611 64004 SH SOLE 0 0 64004 ISHARES TR CORE S&P MCP ETF 464287507 5078 19510 SH SOLE 0 0 19510 ISHARES TR RUSSELL 2000 ETF 464287655 41 187 SH SOLE 0 0 187 ISHARES TR MSCI EMG MKT ETF 464287234 9 176 SH SOLE 0 0 176 ISHARES TR MSCI EAFE ETF 464287465 8 112 SH SOLE 0 0 112 ISHARES TR 20 YR TR BD ETF 464287432 2263 16705 SH SOLE 0 0 16705 ISHARES TR CORE S&P500 ETF 464287200 20152 50656 SH SOLE 0 0 50656 ISHARES TR SHORT TREAS BD 464288679 45 411 SH SOLE 0 0 411 ISHARES TR CRE U S REIT ETF 464288521 7300 139317 SH SOLE 0 0 139317 ISHARES TR MSCI INDIA ETF 46429B598 25 600 SH SOLE 0 0 600 JOHNSON & JOHNSON COM 478160104 46 282 SH DFND 1 0 0 282 JOHNSON & JOHNSON COM 478160104 705 4289 SH SOLE 0 0 4289 JONES LANG LASALLE INC COM 48020Q107 290 1622 SH DFND 1 0 0 1622 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 255 15341 SH DFND 1 0 0 15341 JPMORGAN CHASE & CO COM 46625H100 121 796 SH DFND 1 0 0 796 JPMORGAN CHASE & CO COM 46625H100 13 85 SH SOLE 0 0 85 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 87 5224 SH SOLE 0 0 5224 KIRKLAND LAKE GOLD LTD COM 49741E100 248 7344 SH DFND 1 0 0 7344 KLA CORP COM NEW 482480100 279 844 SH DFND 1 0 0 844 KNIGHT-SWIFT TRANSN HLDGS IN CL A 499049104 1584 32947 SH DFND 1 0 0 32947 LILLY ELI & CO COM 532457108 8 42 SH DFND 1 0 0 42 LILLY ELI & CO COM 532457108 593 3173 SH SOLE 0 0 3173 LKQ CORP COM 501889208 3307 78134 SH DFND 1 0 0 78134 LOEWS CORP COM 540424108 650 12674 SH DFND 1 0 0 12674 LOWES COS INC COM 548661107 223 1172 SH DFND 1 0 0 1172 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 399 9203 SH DFND 1 0 0 9203 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 431 9938 SH SOLE 0 0 9938 MAIN STR CAP CORP COM 56035L104 429 10960 SH DFND 1 0 0 10960 MAIN STR CAP CORP COM 56035L104 210 5354 SH SOLE 0 0 5354 MARTEN TRANS LTD COM 573075108 544 32056 SH DFND 1 0 0 32056 MASCO CORP COM 574599106 1641 27399 SH DFND 1 0 0 27399 MASTERCARD INCORPORATED CL A 57636Q104 237 665 SH DFND 1 0 0 665 MASTERCARD INCORPORATED CL A 57636Q104 956 2686 SH SOLE 0 0 2686 MCDONALDS CORP COM 580135101 182 810 SH DFND 1 0 0 810 MCDONALDS CORP COM 580135101 765 3411 SH SOLE 0 0 3411 MEDTRONIC PLC SHS G5960L103 320 2713 SH DFND 1 0 0 2713 MEDTRONIC PLC SHS G5960L103 529 4478 SH SOLE 0 0 4478 MERCK & CO. INC COM 58933Y105 337 4365 SH DFND 1 0 0 4365 MERCK & CO. INC COM 58933Y105 296 3837 SH SOLE 0 0 3837 MICROSOFT CORP COM 594918104 416 1766 SH DFND 1 0 0 1766 MICROSOFT CORP COM 594918104 2872 12180 SH SOLE 0 0 12180 MPLX LP COM UNIT REP LTD 55336V100 415 16180 SH DFND 1 0 0 16180 MPLX LP COM UNIT REP LTD 55336V100 17 669 SH SOLE 0 0 669 MSCI INC COM 55354G100 263 627 SH SOLE 0 0 627 NETFLIX INC COM 64110L106 596 1142 SH SOLE 0 0 1142 NEW ORIENTAL ED & TECHNOLOGY SPON ADR 647581107 506 36178 SH SOLE 0 0 36178 NIKE INC CL B 654106103 909 6841 SH SOLE 0 0 6841 NUANCE COMMUNICATIONS INC COM 67020Y100 1139 26106 SH DFND 1 0 0 26106 OCCIDENTAL PETE CORP COM 674599105 402 15096 SH SOLE 0 0 15096 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 22 1886 SH SOLE 0 0 1886 ONEOK INC NEW COM 682680103 306 6046 SH SOLE 0 0 6046 PAYCHEX INC COM 704326107 225 2298 SH DFND 1 0 0 2298 PAYPAL HLDGS INC COM 70450Y103 700 2883 SH SOLE 0 0 2883 PEPSICO INC COM 713448108 201 1424 SH DFND 1 0 0 1424 PEPSICO INC COM 713448108 1233 8719 SH SOLE 0 0 8719 PFIZER INC COM 717081103 764 21082 SH DFND 1 0 0 21082 PFIZER INC COM 717081103 406 11193 SH SOLE 0 0 11193 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 402 44180 SH DFND 1 0 0 44180 PROCTER AND GAMBLE CO COM 742718109 184 1360 SH DFND 1 0 0 1360 PROCTER AND GAMBLE CO COM 742718109 1340 9896 SH SOLE 0 0 9896 PROGRESSIVE CORP COM 743315103 2469 25820 SH DFND 1 0 0 25820 PUBLIC STORAGE COM 74460D109 216 874 SH DFND 1 0 0 874 PUBLIC STORAGE COM 74460D109 99 400 SH SOLE 0 0 400 REALTY INCOME CORP COM 756109104 182 2861 SH DFND 1 0 0 2861 REALTY INCOME CORP COM 756109104 59 928 SH SOLE 0 0 928 ROYAL BK CDA COM 780087102 187 2027 SH DFND 1 0 0 2027 ROYAL BK CDA COM 780087102 59 639 SH SOLE 0 0 639 SALESFORCE COM INC COM 79466L302 964 4548 SH SOLE 0 0 4548 SAP SE SPON ADR 803054204 383 3117 SH SOLE 0 0 3117 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 17 266 SH DFND 1 0 0 266 SELECT SECTOR SPDR TR ENERGY 81369Y506 103 2105 SH DFND 1 0 0 2105 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 19 239 SH DFND 1 0 0 239 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 137 1170 SH DFND 1 0 0 1170 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 211 6193 SH DFND 1 0 0 6193 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 93 1356 SH DFND 1 0 0 1356 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 97 987 SH DFND 1 0 0 987 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 221 1666 SH DFND 1 0 0 1666 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 72 429 SH DFND 1 0 0 429 SELECT SECTOR SPDR TR ENERGY 81369Y506 86 1763 SH SOLE 0 0 1763 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 16 230 SH SOLE 0 0 230 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 52 531 SH SOLE 0 0 531 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 95 2804 SH SOLE 0 0 2804 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 62 466 SH SOLE 0 0 466 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 24 208 SH SOLE 0 0 208 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 11 66 SH SOLE 0 0 66 SERVICENOW INC COM 81762P102 809 1617 SH SOLE 0 0 1617 SPDR GOLD TR GOLD SHS 78463V107 233 1457 SH DFND 1 0 0 1457 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 425 9700 SH SOLE 0 0 9700 SPDR S&P 500 ETF TR TR UNIT 78462F103 1647 4157 SH DFND 1 0 0 4157 SPDR S&P 500 ETF TR TR UNIT 78462F103 151 380 SH SOLE 0 0 380 SPDR SER TR PORTFOLIO LN TSR 78464A664 10198 261614 SH DFND 1 0 0 261614 SPDR SER TR PRTFLO S&P500 HI 78468R788 7 172 SH DFND 1 0 0 172 SPDR SER TR PORTFOLIO S&P500 78464A854 8261 177243 SH DFND 1 0 0 177243 SPDR SER TR BLOOMBERG BRCLYS 78468R622 307 2820 SH DFND 1 0 0 2820 SPDR SER TR PORTFLI TIPS ETF 78464A656 1619 53000 SH SOLE 0 0 53000 SPDR SER TR PORTFOLIO INTRMD 78464A375 11 290 SH SOLE 0 0 290 SPDR SER TR BLOOMBERG BRCLYS 78468R622 84 770 SH SOLE 0 0 770 SPDR SER TR BLOMBERG INTL TR 78464A516 2105 72245 SH SOLE 0 0 72245 STARBUCKS CORP COM 855244109 283 2593 SH DFND 1 0 0 2593 STARBUCKS CORP COM 855244109 1744 15965 SH SOLE 0 0 15965 SWEDISH EXPT CR CORP RG ENRGY ETN22 870297306 85 43174 SH DFND 1 0 0 43174 SWEDISH EXPT CR CORP RG ENRGY ETN22 870297306 26 13433 SH SOLE 0 0 13433 TARGET CORP COM 87612E106 400 2019 SH DFND 1 0 0 2019 TARGET CORP COM 87612E106 8 41 SH SOLE 0 0 41 THERAPEUTICSMD INC COM 88338N107 114 85000 SH SOLE 0 0 85000 TJX COS INC NEW COM 872540109 209 3160 SH DFND 1 0 0 3160 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 248 1586 SH SOLE 0 0 1586 TRAVELERS COMPANIES INC COM 89417E109 538 3577 SH DFND 1 0 0 3577 UNIFIED SER TR ABSOLUTE CORE 90470L568 13507 514865 SH DFND 1 0 0 514865 UNILEVER PLC SPON ADR NEW 904767704 394 7058 SH DFND 1 0 0 7058 UNILEVER PLC SPON ADR NEW 904767704 785 14062 SH SOLE 0 0 14062 UNITED PARCEL SERVICE INC CL B 911312106 203 1192 SH DFND 1 0 0 1192 UNITED PARCEL SERVICE INC CL B 911312106 38 226 SH SOLE 0 0 226 UNITEDHEALTH GROUP INC COM 91324P102 187 503 SH DFND 1 0 0 503 UNITEDHEALTH GROUP INC COM 91324P102 630 1694 SH SOLE 0 0 1694 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 988 11659 SH DFND 1 0 0 11659 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 16660 196643 SH SOLE 0 0 196643 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 209 3663 SH DFND 1 0 0 3663 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 11511 125312 SH DFND 1 0 0 125312 VANGUARD INDEX FDS SML CP GRW ETF 922908595 10 35 SH DFND 1 0 0 35 VANGUARD INDEX FDS SMALL CP ETF 922908751 422 1969 SH DFND 1 0 0 1969 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2632 7226 SH DFND 1 0 0 7226 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 20 93 SH DFND 1 0 0 93 VANGUARD INDEX FDS MID CAP ETF 922908629 920 4158 SH DFND 1 0 0 4158 VANGUARD INDEX FDS GROWTH ETF 922908736 345 1342 SH DFND 1 0 0 1342 VANGUARD INDEX FDS MID CAP ETF 922908629 4420 19970 SH SOLE 0 0 19970 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 7709 83925 SH SOLE 0 0 83925 VANGUARD INDEX FDS SMALL CP ETF 922908751 2914 13610 SH SOLE 0 0 13610 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 20321 55780 SH SOLE 0 0 55780 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 40 711 SH DFND 1 0 0 711 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 167 1298 SH DFND 1 0 0 1298 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 11507 221068 SH DFND 1 0 0 221068 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 13 232 SH SOLE 0 0 232 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4039 77590 SH SOLE 0 0 77590 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 125 498 SH DFND 1 0 0 498 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 0 5 SH SOLE 0 0 5 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 161 2610 SH SOLE 0 0 2610 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 44026 896473 SH DFND 1 0 0 896473 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 7557 153871 SH SOLE 0 0 153871 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 662 6549 SH DFND 1 0 0 6549 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 61 600 SH SOLE 0 0 600 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 41 525 SH SOLE 0 0 525 VANGUARD WORLD FD EXTENDED DUR 921910709 333 2654 SH DFND 1 0 0 2654 VANGUARD WORLD FD EXTENDED DUR 921910709 7 52 SH SOLE 0 0 52 VERIZON COMMUNICATIONS INC COM 92343V104 2189 37642 SH DFND 1 0 0 37642 VERIZON COMMUNICATIONS INC COM 92343V104 87 1491 SH SOLE 0 0 1491 VISA INC COM CL A 92826C839 943 4452 SH SOLE 0 0 4452 WALMART INC COM 931142103 129 950 SH DFND 1 0 0 950 WALMART INC COM 931142103 998 7344 SH SOLE 0 0 7344 WELLS FARGO CO NEW COM 949746101 197 5047 SH DFND 1 0 0 5047 WELLS FARGO CO NEW COM 949746101 33 832 SH SOLE 0 0 832 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 2267 121936 SH SOLE 0 0 121936 WP CAREY INC COM 92936U109 177 2506 SH DFND 1 0 0 2506 WP CAREY INC COM 92936U109 86 1211 SH SOLE 0 0 1211 ZOETIS INC CL A 98978V103 849 5391 SH SOLE 0 0 5391