0001852117-22-000094.txt : 20220317
0001852117-22-000094.hdr.sgml : 20220317
20220317203111
ACCESSION NUMBER: 0001852117-22-000094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220315
FILED AS OF DATE: 20220317
DATE AS OF CHANGE: 20220317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Karanth Mahesh
CENTRAL INDEX KEY: 0001872151
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40735
FILM NUMBER: 22750740
MAIL ADDRESS:
STREET 1: 128 BOYER LANE
CITY: LOS GATOS
STATE: CA
ZIP: 95030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rockley Photonics Holdings Ltd
CENTRAL INDEX KEY: 0001852117
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: HARBOUR PLACE, 2ND FLOOR
STREET 2: 103 SOUTH CHURCH STREET
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-1106
BUSINESS PHONE: 408 579 9210
MAIL ADDRESS:
STREET 1: HARBOUR PLACE, 2ND FLOOR
STREET 2: 103 SOUTH CHURCH STREET
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-1106
4
1
wf-form4_164756345429274.xml
FORM 4
X0306
4
2022-03-15
0
0001852117
Rockley Photonics Holdings Ltd
RKLY
0001872151
Karanth Mahesh
234 E COLORADO BLVD.
#600
PASADENA
CA
91101
0
1
0
0
Chief Financial Officer
Ordinary Share
2022-03-15
4
S
0
8261
3.90
D
174355
D
The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
/s/ Tom Adams, Attorney-in-fact for Mahesh Karanth
2022-03-17