0001849614-21-000003.txt : 20210525
0001849614-21-000003.hdr.sgml : 20210525
20210525110255
ACCESSION NUMBER: 0001849614-21-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210525
DATE AS OF CHANGE: 20210525
EFFECTIVENESS DATE: 20210525
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENCOMPASS WEALTH ADVISORS, LLC
CENTRAL INDEX KEY: 0001849614
IRS NUMBER: 471340605
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-21106
FILM NUMBER: 21958729
BUSINESS ADDRESS:
STREET 1: 15350 SW SEQUOIA PARKWAY
STREET 2: SUITE 250
CITY: PORTLAND
STATE: OR
ZIP: 97224
BUSINESS PHONE: 9713713450
MAIL ADDRESS:
STREET 1: 15350 SW SEQUOIA PARKWAY
STREET 2: SUITE 250
CITY: PORTLAND
STATE: OR
ZIP: 97224
13F-HR
1
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0001849614
XXXXXXXX
03-31-2021
03-31-2021
ENCOMPASS WEALTH ADVISORS, LLC
15350 SW SEQUOIA PARKWAY
SUITE 250
PORTLAND
OR
97224
13F HOLDINGS REPORT
028-21106
N
MICHELLE ELDRIDGE
SR COMPLIANCE OFFICER
971-371-3446
MICHELLE ELDRIDGE
PORTLAND
OR
05-25-2021
0
357
392183
false
INFORMATION TABLE
2
encompass_13f.xml
iShares S&P 500 Growth
Exchange Traded Fund
464287309
31815
455672
SH
SOLE
0
0
455672
iShares S&P 500 Value
Exchange Traded Fund
464287408
24469
167595
SH
SOLE
0
0
167595
iShares Core MSCI EAFE
Exchange Traded Fund
46432F842
16868
230024
SH
SOLE
0
0
230024
Lord Abbett Ultra Short Bond I
Mutual Fund
54401E457
15484
1543834
SH
SOLE
0
0
1543834
iShares Core S&P Small-Cap
Exchange Traded Fund
464287804
14717
134030
SH
SOLE
0
0
134030
JPMorgan Ultra-Short Income ETF
Exchange Traded Fund
46641Q837
11849
233630
SH
SOLE
0
0
233630
iShares Core S&P Mid-Cap
Exchange Traded Fund
464287507
10707
40057
SH
SOLE
0
0
40057
BlackRock Core Bond Instl
Mutual Fund
09260B309
9557
971317
SH
SOLE
0
0
971317
Microsoft Corp
Common Stock
594918104
8391
34010
SH
SOLE
0
0
34010
Columbia Contrarian Core Inst2
Mutual Fund
19766M600
7691
220495
SH
SOLE
0
0
220495
Vanguard FTSE Developed Markets ETF
Exchange Traded Fund
921943858
6498
128581
SH
SOLE
0
0
128581
American Funds Europacific Growth F2
Mutual Fund
29875E100
5896
83782
SH
SOLE
0
0
83782
Hartford Floating Rate I
Mutual Fund
416649804
5590
668652
SH
SOLE
0
0
668652
Principal Global Div Inc Instl
Mutual Fund
74254V232
5283
384546
SH
SOLE
0
0
384546
Vanguard PRIMECAP Core Inv
Mutual Fund
921921508
5273
157708
SH
SOLE
0
0
157708
Vanguard Mega Cap Growth ETF
Exchange Traded Fund
921910816
5096
23423
SH
SOLE
0
0
23423
iShares MSCI EAFE Small-Cap
Exchange Traded Fund
464288273
4467
60973
SH
SOLE
0
0
60973
iShares Core MSCI Emerging Markets ETF
Exchange Traded Fund
46434G103
4452
69610
SH
SOLE
0
0
69610
Apple Inc
Common Stock
037833100
4434
34654
SH
SOLE
0
0
34654
Vanguard CA Interm-Term Tax-Exempt Adm
Mutual Fund
922021407
4332
352485
SH
SOLE
0
0
352485
Costco Wholesale Corp
Common Stock
22160K105
4331
11542
SH
SOLE
0
0
11542
Vanguard Mega Cap Value ETF
Exchange Traded Fund
921910840
4126
41513
SH
SOLE
0
0
41513
Vanguard CA Long-Term Tax-Exempt Adm
Mutual Fund
922021506
4082
319476
SH
SOLE
0
0
319476
Vanguard Mid-Cap ETF
Exchange Traded Fund
922908629
3739
16211
SH
SOLE
0
0
16211
RingCentral Inc
Common Stock
76680R206
3640
12270
SH
SOLE
0
0
12270
Vanguard Small-Cap ETF
Exchange Traded Fund
922908751
3633
16418
SH
SOLE
0
0
16418
Amazon.com Inc
Common Stock
023135106
3612
1165
SH
SOLE
0
0
1165
Western Asset Core Bond I
Mutual Fund
957663305
3549
269286
SH
SOLE
0
0
269286
Vanguard Ltd-Term Tx-Ex Adm
Mutual Fund
922907886
3461
307948
SH
SOLE
0
0
307948
Vanguard Small Cap Index Adm
Mutual Fund
922908686
3127
29491
SH
SOLE
0
0
29491
Vanguard REIT ETF
Exchange Traded Fund
922908553
2980
30389
SH
SOLE
0
0
30389
Texas Instruments Inc
Common Stock
882508104
2662
14987
SH
SOLE
0
0
14987
JPMorgan Ultra-Short Municipal Inc ETF
Exchange Traded Fund
46641Q654
2623
51383
SH
SOLE
0
0
51383
Amgen Inc
Common Stock
031162100
2609
10548
SH
SOLE
0
0
10548
iShares Core S&P 500
Exchange Traded Fund
464287200
2550
6109
SH
SOLE
0
0
6109
Roper Technologies Inc
Common Stock
776696106
2421
5400
SH
SOLE
0
0
5400
AB Income Advisor
Mutual Fund
01881M442
2303
288263
SH
SOLE
0
0
288263
Vanguard 500 Index Admiral
Mutual Fund
922908710
2168
5634
SH
SOLE
0
0
5634
Progressive Corp
Common Stock
743315103
2114
20500
SH
SOLE
0
0
20500
Touchstone Mid Cap Growth Y
Mutual Fund
89154X534
2086
49970
SH
SOLE
0
0
49970
Schwab Bank Sweep Feature
Mutual Fund
H46868063
1915
1915192
SH
SOLE
0
0
1915192
iShares Ultra Short-Term Bond ETF
Exchange Traded Fund
46434V878
1900
37630
SH
SOLE
0
0
37630
Dodge & Cox Stock
Mutual Fund
256219106
1863
7949
SH
SOLE
0
0
7949
Principal MidCap Institutional
Mutual Fund
74253Q747
1848
46428
SH
SOLE
0
0
46428
Union Pacific Corp
Common Stock
907818108
1834
8128
SH
SOLE
0
0
8128
Johnson & Johnson
Common Stock
478160104
1833
10979
SH
SOLE
0
0
10979
Schwab Bank Sweep Feature
Mutual Fund
H67346348
1807
1807874
SH
SOLE
0
0
1807874
Boeing Co
Common Stock
097023105
1777
7497
SH
SOLE
0
0
7497
American Funds American Mutual F2
Mutual Fund
027681824
1681
33718
SH
SOLE
0
0
33718
Columbia Oregon Itmt Muncpl Bd Inst2
Mutual Fund
19766M691
1598
126753
SH
SOLE
0
0
126753
Vanguard FTSE Emerging Markets ETF
Exchange Traded Fund
922042858
1498
28616
SH
SOLE
0
0
28616
Hartford Multifactor Dev Mkts (exUS) ETF
Exchange Traded Fund
518416102
1475
48376
SH
SOLE
0
0
48376
Facebook Inc A
Common Stock
30303M102
1425
4883
SH
SOLE
0
0
4883
American Funds Growth Fund of Amer F2
Mutual Fund
399874825
1395
19510
SH
SOLE
0
0
19510
Norfolk Southern Corp
Common Stock
655844108
1366
4750
SH
SOLE
0
0
4750
Alphabet Inc A
Common Stock
02079K305
1362
590
SH
SOLE
0
0
590
SPDR Portfolio S&P 500 Value ETF
Exchange Traded Fund
78464A508
1356
34225
SH
SOLE
0
0
34225
SPDR Portfolio Developed Wld ex-US ETF
Exchange Traded Fund
78463X889
1332
36680
SH
SOLE
0
0
36680
Vanguard Wellingto Admiral
Mutual Fund
921935201
1307
15922
SH
SOLE
0
0
15922
Vanguard FTSE All-World ex-US Sm-Cp ETF
Exchange Traded Fund
922042718
1280
9616
SH
SOLE
0
0
9616
Cisco Systems Inc
Common Stock
17275R102
1236
24362
SH
SOLE
0
0
24362
Mastercard Inc A
Common Stock
57636Q104
1224
3257
SH
SOLE
0
0
3257
Polen Growth Institutional
Mutual Fund
360873657
1220
24722
SH
SOLE
0
0
24722
Vanguard Interm-Term Bond Index Adm
Mutual Fund
921937801
1216
100654
SH
SOLE
0
0
100654
Procter & Gamble Co
Common Stock
742718109
1208
8982
SH
SOLE
0
0
8982
American Funds Capital Income Bldr F2
Mutual Fund
140194101
1198
17738
SH
SOLE
0
0
17738
Starbucks Corp
Common Stock
855244109
1191
10437
SH
SOLE
0
0
10437
SPDR S&P MidCap 400 ETF
Exchange Traded Fund
78467Y107
1179
2370
SH
SOLE
0
0
2370
Alphabet Inc C
Common Stock
02079K107
1162
493
SH
SOLE
0
0
493
Intel Corp
Common Stock
458140100
1141
20058
SH
SOLE
0
0
20058
Nike Inc B
Common Stock
654106103
1057
8036
SH
SOLE
0
0
8036
Lam Research Corp
Common Stock
512807108
1049
1731
SH
SOLE
0
0
1731
Nuveen All-American Municipal Bond I
Mutual Fund
67065Q855
1036
84262
SH
SOLE
0
0
84262
Target Corp
Common Stock
87612E106
1026
4849
SH
SOLE
0
0
4849
Fidelity Money Market Premium
Mutual Fund
31617H805
1018
1018150
SH
SOLE
0
0
1018150
Aquila Tax-Free Trust of Oregon Y
Mutual Fund
03842N303
985
87367
SH
SOLE
0
0
87367
JP Morgan 6.125 Perp '24 FRN
Corporate Bonds
46625HJW1
981
902000
SH
SOLE
0
0
902000
Vanguard Ltd-Term Tx-Ex
Mutual Fund
922907704
980
87270
SH
SOLE
0
0
87270
American Funds Income Fund of Amer F2
Mutual Fund
453320822
971
38008
SH
SOLE
0
0
38008
Berkshire Hathaway Inc B
Common Stock
084670702
946
3377
SH
SOLE
0
0
3377
Polen Growth Investor
Mutual Fund
360873665
939
19560
SH
SOLE
0
0
19560
McDonald's Corp
Common Stock
580135101
935
4000
SH
SOLE
0
0
4000
Ecolab Inc
Common Stock
278865100
927
4050
SH
SOLE
0
0
4050
Moody's Corporation
Common Stock
615369105
891
2700
SH
SOLE
0
0
2700
Medtronic PLC
Common Stock
G5960L103
885
6893
SH
SOLE
0
0
6893
EV Tax Advantaged Dividend Inc
Closed End Funds
27828G107
878
31455
SH
SOLE
0
0
31455
BlackRock Floating Rate Income Instl
Mutual Fund
09260B747
865
87213
SH
SOLE
0
0
87213
T. Rowe Price Capital Appreciation
Mutual Fund
77954M105
862
23301
SH
SOLE
0
0
23301
Schwab Value Advantage Money Inv
Mutual Fund
808515605
859
859018
SH
SOLE
0
0
859018
Verizon Communications Inc
Common Stock
92343V104
853
14571
SH
SOLE
0
0
14571
Salesforce.com Inc
Common Stock
79466L302
809
3728
SH
SOLE
0
0
3728
Avaya Holdings Corp
Common Stock
05351X101
795
27538
SH
SOLE
0
0
27538
Columbia Large Cap Growth Inst
Mutual Fund
19765P661
795
13356
SH
SOLE
0
0
13356
3M Co
Common Stock
88579Y101
779
3911
SH
SOLE
0
0
3911
Fidelity 500 Index
Mutual Fund
315911750
772
5343
SH
SOLE
0
0
5343
Schwab Bank Sweep Feature
Mutual Fund
H55576397
759
759115
SH
SOLE
0
0
759115
Tesla Motors Inc
Common Stock
88160R101
751
1116
SH
SOLE
0
0
1116
Microchip Technology Inc
Common Stock
595017104
737
5090
SH
SOLE
0
0
5090
Bank of America Corporation
Common Stock
060505104
731
17856
SH
SOLE
0
0
17856
CarMax Inc
Common Stock
143130102
728
5300
SH
SOLE
0
0
5300
Fidelity Advisor New Insights I
Mutual Fund
316071604
714
17756
SH
SOLE
0
0
17756
Vanguard Developed Markets Index Admiral
Mutual Fund
921943809
714
44121
SH
SOLE
0
0
44121
First Trust Value Line Dividend ETF
Exchange Traded Fund
33734H106
697
17500
SH
SOLE
0
0
17500
SPDR S&P 500 ETF
Exchange Traded Fund
78462F103
679
1634
SH
SOLE
0
0
1634
Touchstone Sands Capital Select Growth Y
Mutual Fund
89155H827
678
33169
SH
SOLE
0
0
33169
Applied Materials Inc
Common Stock
038222105
675
5247
SH
SOLE
0
0
5247
PRIMECAP Odyssey Aggressive Growth
Mutual Fund
74160Q202
672
11930
SH
SOLE
0
0
11930
PepsiCo Inc
Common Stock
713448108
650
4516
SH
SOLE
0
0
4516
Fidelity Contrafund K6
Mutual Fund
316071836
645
31776
SH
SOLE
0
0
31776
Chevron Corp
Common Stock
166764100
637
6010
SH
SOLE
0
0
6010
Vanguard Interm-Term Tx-Ex Adm
Mutual Fund
922907878
637
43033
SH
SOLE
0
0
43033
BlackRock Municipal 2030 Target Term
Closed End Funds
09257P105
633
24400
SH
SOLE
0
0
24400
Enterprise Products Partners LP
Common Stock
293792107
632
27318
SH
SOLE
0
0
27318
iShares US Real Estate
Exchange Traded Fund
464287739
623
6356
SH
SOLE
0
0
6356
Calamos Market Neutral Income I
Mutual Fund
128119880
613
43200
SH
SOLE
0
0
43200
Walt Disney Co
Common Stock
254687106
611
3320
SH
SOLE
0
0
3320
Pfizer Inc
Common Stock
717081103
609
15258
SH
SOLE
0
0
15258
PIMCO Income I2
Mutual Fund
72201M719
599
49735
SH
SOLE
0
0
49735
Franklin OR Tax Free Income Adv
Mutual Fund
354724502
597
50224
SH
SOLE
0
0
50224
Columbia Mid Cap Growth Inst
Mutual Fund
19765P232
594
18856
SH
SOLE
0
0
18856
Vanguard Real Estate Index Admiral
Mutual Fund
921908877
588
4230
SH
SOLE
0
0
4230
Franklin Income Adv
Mutual Fund
353496847
580
235011
SH
SOLE
0
0
235011
Danaher Corp
Common Stock
235851102
576
2250
SH
SOLE
0
0
2250
Hartford Capital Appreciation Y
Mutual Fund
416645604
571
10091
SH
SOLE
0
0
10091
Lord Abbett High Yield I
Mutual Fund
54400N409
571
75781
SH
SOLE
0
0
75781
Fidelity Contrafund
Mutual Fund
316071109
563
31841
SH
SOLE
0
0
31841
Invesco Main Street Mid Cap Y
Mutual Fund
00900R531
554
15899
SH
SOLE
0
0
15899
Five9 Inc
Common Stock
338307101
525
3049
SH
SOLE
0
0
3049
Enbridge Inc Com
Common Stock
29250N105
513
13164
SH
SOLE
0
0
13164
Schwab Bank Sweep Feature
Mutual Fund
H56196009
510
510527
SH
SOLE
0
0
510527
Fidelity Tax-Exempt Money Market Prm
Mutual Fund
316341403
499
499037
SH
SOLE
0
0
499037
Amana Growth Institutional
Mutual Fund
022865505
497
8231
SH
SOLE
0
0
8231
Vanguard Long-Term Tax-Exempt Adm
Mutual Fund
922907860
487
39854
SH
SOLE
0
0
39854
Vanguard Long-Term Tax-Exempt
Mutual Fund
922907308
485
39749
SH
SOLE
0
0
39749
Lord Abbett Short Duration Income I
Mutual Fund
543916688
484
115025
SH
SOLE
0
0
115025
PIMCO Income I-3
Mutual Fund
72202E393
483
40108
SH
SOLE
0
0
40108
Vanguard Interm-Term Tx-Ex Inv
Mutual Fund
922907209
481
32491
SH
SOLE
0
0
32491
Fastenal Co
Common Stock
311900104
479
9000
SH
SOLE
0
0
9000
Visa Inc Class A
Common Stock
92826C839
471
2033
SH
SOLE
0
0
2033
iShares Gold Trust
Exchange Traded Fund
464285105
468
27650
SH
SOLE
0
0
27650
NVR Inc
Common Stock
62944T105
459
90
SH
SOLE
0
0
90
Schwab Government Money Inv
Mutual Fund
808515613
459
459023
SH
SOLE
0
0
459023
Columbia Large Cap Growth Inst2
Mutual Fund
19766D378
456
7652
SH
SOLE
0
0
7652
American Funds Invmt Co of Amer F2
Mutual Fund
461308827
452
9212
SH
SOLE
0
0
9212
First Trust Managed Municipal ETF
Exchange Traded Fund
33739N108
438
7698
SH
SOLE
0
0
7698
BlackRock MuniHoldings Fund
Closed End Funds
09253N104
432
26400
SH
SOLE
0
0
26400
Vanguard Growth ETF
Exchange Traded Fund
922908736
429
1597
SH
SOLE
0
0
1597
Exxon Mobil Corp
Common Stock
30231G102
422
7133
SH
SOLE
0
0
7133
Vanguard Total Intl Stock Index Admiral
Mutual Fund
921909818
422
12264
SH
SOLE
0
0
12264
Berkshire Hathaway Inc A
Common Stock
084670108
421
1
SH
SOLE
0
0
1
C.H. Robinson Worldwide Inc
Common Stock
12541W209
420
4235
SH
SOLE
0
0
4235
Domestic Equity
Annuity Funds
H77226633
418
418638
SH
SOLE
0
0
418638
AT&T Inc
Common Stock
00206R102
417
13034
SH
SOLE
0
0
13034
Chubb Ltd
Common Stock
H1467J104
415
2407
SH
SOLE
0
0
2407
PGIM High Yield R6
Mutual Fund
74440Y884
410
73855
SH
SOLE
0
0
73855
American Century Equity Growth Inv
Mutual Fund
02507M600
391
10942
SH
SOLE
0
0
10942
Lord Abbett Short Duration Income A
Mutual Fund
543916100
390
92813
SH
SOLE
0
0
92813
Vanguard Total Stock Mkt Idx Adm
Mutual Fund
922908728
390
3717
SH
SOLE
0
0
3717
JPMorgan Chase & Co
Common Stock
46625H100
385
2480
SH
SOLE
0
0
2480
Markel Corp
Common Stock
570535104
384
325
SH
SOLE
0
0
325
The Home Depot Inc
Common Stock
437076102
382
1150
SH
SOLE
0
0
1150
American Century Equity Income Inv
Mutual Fund
025076100
376
38373
SH
SOLE
0
0
38373
American Funds Growth Fund of Amer 529F2
Mutual Fund
399874742
368
5132
SH
SOLE
0
0
5132
Oakmark International Investor
Mutual Fund
413838202
359
12402
SH
SOLE
0
0
12402
Western Asset Short Duration Muni Inc I
Mutual Fund
52469F176
356
68876
SH
SOLE
0
0
68876
Domestic Equity
Annuity Funds
H77227149
349
349135
SH
SOLE
0
0
349135
Vanguard Total Stock Market ETF
Exchange Traded Fund
922908769
349
1620
SH
SOLE
0
0
1620
Vanguard S&P 500 Value ETF
Exchange Traded Fund
921932703
343
2406
SH
SOLE
0
0
2406
Vanguard Value ETF
Exchange Traded Fund
922908744
341
2480
SH
SOLE
0
0
2480
DFA US Sustainability Core 1
Mutual Fund
233203215
337
9975
SH
SOLE
0
0
9975
Johnson Controls International PLC
Common Stock
G51502105
330
5191
SH
SOLE
0
0
5191
Nuveen Intermediate Duration Muni Term
Closed End Funds
670671106
330
23000
SH
SOLE
0
0
23000
American Funds American Mutual 529-F-2
Mutual Fund
027681741
320
6428
SH
SOLE
0
0
6428
SPDR S&P Emerging Markets Small Cap ETF
Exchange Traded Fund
78463X756
319
5586
SH
SOLE
0
0
5586
Travel Leisure Co
Common Stock
894164102
317
5000
SH
SOLE
0
0
5000
iShares Core S&P Total US Stock Mkt ETF
Exchange Traded Fund
464287150
316
3309
SH
SOLE
0
0
3309
Columbia Banking System Inc
Common Stock
197236102
314
7127
SH
SOLE
0
0
7127
US Bancorp
Common Stock
902973304
312
5153
SH
SOLE
0
0
5153
Copart Inc
Common Stock
217204106
308
2500
SH
SOLE
0
0
2500
Intuitive Surgical Inc
Common Stock
46120E602
308
363
SH
SOLE
0
0
363
KLA Corp
Common Stock
482480100
307
1000
SH
SOLE
0
0
1000
Grayscale Bitcoin Trust (BTC)
Exchange Traded Fund
389637109
303
6839
SH
SOLE
0
0
6839
Abbott Laboratories
Common Stock
002824100
295
2510
SH
SOLE
0
0
2510
SPDR S&P Emerging Markets ETF
Exchange Traded Fund
78463X509
295
6744
SH
SOLE
0
0
6744
BP PLC ADR
Common Stock
055622104
293
11337
SH
SOLE
0
0
11337
Vanguard Wellesley Income Admiral
Mutual Fund
921938205
287
4064
SH
SOLE
0
0
4064
iShares Russell 1000
Exchange Traded Fund
464287622
281
1200
SH
SOLE
0
0
1200
Charles Schwab Corp
Common Stock
808513105
280
4000
SH
SOLE
0
0
4000
Fidelity Advisor Intl Capital App I
Mutual Fund
315920819
277
9040
SH
SOLE
0
0
9040
Hartford Floating Rate High Inc I
Mutual Fund
41664M151
274
28555
SH
SOLE
0
0
28555
International Business Machines Corp
Common Stock
459200101
274
1884
SH
SOLE
0
0
1884
Nuveen S&P 500 Buy-Write Income
Closed End Funds
6706ER101
274
19604
SH
SOLE
0
0
19604
American Funds Fundamental Invs F2
Mutual Fund
360802821
272
3578
SH
SOLE
0
0
3578
California St Pub Wks Brd 5.000 11/01/30 '28
Municipal Bonds
13068L2S3
270
210000
SH
SOLE
0
0
210000
Los Angeles Calif Dept Wtr & 5.000 07/01/38 '28
Municipal Bonds
5444954S0
261
210000
SH
SOLE
0
0
210000
American Funds Europacific Growth 529F2
Mutual Fund
298706763
260
3693
SH
SOLE
0
0
3693
Vanguard Strategic Equity Inv
Mutual Fund
922038104
257
5911
SH
SOLE
0
0
5911
Hartford Capital Appreciation I
Mutual Fund
416649309
256
5465
SH
SOLE
0
0
5465
Mettler-Toledo International Inc
Common Stock
592688105
256
200
SH
SOLE
0
0
200
Honeywell International Inc
Common Stock
438516106
255
1132
SH
SOLE
0
0
1132
Tiaa Fsb Jacksonville Fla 2.5percent 22
Certificate of Deposit
87270LCE1
251
245000
SH
SOLE
0
0
245000
Real Estate Select Sector SPDR
Exchange Traded Fund
81369Y860
248
5884
SH
SOLE
0
0
5884
BlackRock Global Dividend Instl
Mutual Fund
09256H328
228
16337
SH
SOLE
0
0
16337
US Global Jets ETF
Exchange Traded Fund
26922A842
227
8900
SH
SOLE
0
0
8900
JPMorgan Large Cap Growth C
Mutual Fund
4812C0522
220
4992
SH
SOLE
0
0
4992
Invesco QQQ Trust
Exchange Traded Fund
46090E103
214
651
SH
SOLE
0
0
651
Linn Cnty Ore Sch Dist No 055 4.000 02/01/23
Municipal Bonds
535885EE3
213
200000
SH
SOLE
0
0
200000
iShares Core 1-5 Year USD Bond ETF
Exchange Traded Fund
46432F859
211
4115
SH
SOLE
0
0
4115
VanEck Vectors Junior Gold Miners ETF
Exchange Traded Fund
92189F791
211
4370
SH
SOLE
0
0
4370
Netflix Inc
Common Stock
64110L106
210
418
SH
SOLE
0
0
418
Washington Cnty Ore Sch Dist N 5.000 06/15/22
Municipal Bonds
938429J73
210
200000
SH
SOLE
0
0
200000
University Calif Revs 5.000 05/15/36 '28
Municipal Bonds
91412HAV5
209
165000
SH
SOLE
0
0
165000
Freeport-McMoRan Inc
Common Stock
35671D857
208
5328
SH
SOLE
0
0
5328
Los Angeles Calif Uni Sch Dist 5.000 07/01/31 '30
Municipal Bonds
544647BN9
208
155000
SH
SOLE
0
0
155000
AbbVie Inc
Common Stock
00287Y109
205
1803
SH
SOLE
0
0
1803
California Infrastructure & 5.000 05/15/35 '28
Municipal Bonds
13034ATT7
204
165000
SH
SOLE
0
0
165000
San Francisco Calif City & 5.000 05/01/29 '26
Municipal Bonds
79766DFS3
204
170000
SH
SOLE
0
0
170000
Portland Ore Urban Renewal & R 5.000 06/15/26 '21
Municipal Bonds
736746VY1
201
200000
SH
SOLE
0
0
200000
Vanguard Short-Term Tx-Ex Adm
Mutual Fund
922907803
201
12613
SH
SOLE
0
0
12613
Washington Multnomah & Yamhill 5.000 06/15/21
Municipal Bonds
939307GL2
201
200000
SH
SOLE
0
0
200000
First Trust Enhanced Short Maturity ETF
Exchange Traded Fund
33739Q408
200
3340
SH
SOLE
0
0
3340
Columbia Short Term Bond Inst2
Mutual Fund
19766B299
192
19043
SH
SOLE
0
0
19043
New Residential Invt Corp Com New
Common Stock
64828T201
188
17752
SH
SOLE
0
0
17752
Lord Abbett Floating Rate I
Mutual Fund
543916134
184
21967
SH
SOLE
0
0
21967
Fidelity Tax-Exempt Money Market
Mutual Fund
650914609
176
176272
SH
SOLE
0
0
176272
PIMCO Income A
Mutual Fund
72201F474
171
14226
SH
SOLE
0
0
14226
Metropolitan Wtr Dist Southn 5.000 08/01/21 '21
Municipal Bonds
59266TNM9
166
165000
SH
SOLE
0
0
165000
California Health Facs Fing 5.000 11/01/27
Municipal Bonds
13032UMR6
165
130000
SH
SOLE
0
0
130000
Los Angeles Cnty Calif Met 5.000 07/01/23
Municipal Bonds
54466HCA2
160
145000
SH
SOLE
0
0
145000
Eaton Vance OR Municipal Income I
Mutual Fund
27826Y613
159
17898
SH
SOLE
0
0
17898
Los Angeles Calif Uni Sch Dist 5.000 07/01/26
Municipal Bonds
5446465P3
159
130000
SH
SOLE
0
0
130000
Oregon Health Sciences Univ 07/01/21
Municipal Bonds
685869AW9
159
160000
SH
SOLE
0
0
160000
Los Angeles Calif Dept Wtr & 5.000 07/01/40 '30
Municipal Bonds
544532BL7
156
120000
SH
SOLE
0
0
120000
California Edl Facs Auth Rev 5.000 10/01/37 '28
Municipal Bonds
130179RB2
155
125000
SH
SOLE
0
0
125000
San Diego Calif Pub Facs Fing 5.000 08/01/28
Municipal Bonds
79730CKA1
155
120000
SH
SOLE
0
0
120000
California St Univ Rev 5.000 11/01/39 '29
Municipal Bonds
13077DHB1
148
115000
SH
SOLE
0
0
115000
International Equity
Annuity Funds
H77226634
139
139641
SH
SOLE
0
0
139641
California Health Facs Fing 5.000 11/15/32 '25
Municipal Bonds
13032UBG2
137
115000
SH
SOLE
0
0
115000
San Francisco Calif City & 5.000 11/01/33 '26
Municipal Bonds
79765RJ26
134
110000
SH
SOLE
0
0
110000
Lord Abbett Short Duration Income F
Mutual Fund
543916464
132
31564
SH
SOLE
0
0
31564
California Edl Facs Auth Rev 5.000 10/01/34 '28
Municipal Bonds
130179QY3
125
100000
SH
SOLE
0
0
100000
California St 5.000 10/01/25
Municipal Bonds
13063DJZ2
120
100000
SH
SOLE
0
0
100000
California St Dept Wtr Res Wtr 5.000 05/01/22
Municipal Bonds
13066YSX8
120
115000
SH
SOLE
0
0
115000
International Equity
Annuity Funds
H77227150
117
117643
SH
SOLE
0
0
117643
EV Tax-Mgd Gbl Div Equity Income
Closed End Funds
27829F108
115
11996
SH
SOLE
0
0
11996
Oregon St 4.000 08/01/30 '25
Municipal Bonds
68609BKW6
113
100000
SH
SOLE
0
0
100000
Oregon St 4.000 08/01/31 '25
Municipal Bonds
68609BKX4
113
100000
SH
SOLE
0
0
100000
Riverside Calif Swr Rev 5.000 08/01/37 '28
Municipal Bonds
769047JT9
113
90000
SH
SOLE
0
0
90000
Federated Hermes Strategic Value Div IS
Mutual Fund
314172560
112
19847
SH
SOLE
0
0
19847
Greater Albany Sch Dist No 8j 5.000 06/15/23
Municipal Bonds
391554BZ4
110
100000
SH
SOLE
0
0
100000
Oregon St Dept Transn Hwy User 5.000 11/15/22
Municipal Bonds
68607DSS5
107
100000
SH
SOLE
0
0
100000
Oregon St Facs Auth Rev 5.000 10/01/22
Municipal Bonds
68608JRF0
106
100000
SH
SOLE
0
0
100000
Oregon St Business Dev Commn 2.400 12/01/40 '23 PUT
Municipal Bonds
68609AAC3
104
100000
SH
SOLE
0
0
100000
Modesto Calif Irr Dist Fing 5.000 10/01/39 '29
Municipal Bonds
607767CC2
101
80000
SH
SOLE
0
0
80000
Clackamas Cnty Ore Sch Dist 5.000 06/15/21
Municipal Bonds
179126DL8
100
100000
SH
SOLE
0
0
100000
Clackamas Cnty Ore Sch Dist 5.000 06/15/21
Municipal Bonds
179270GB3
100
100000
SH
SOLE
0
0
100000
Portland Ore Swr Sys Rev 5.000 06/01/21
Municipal Bonds
736742WL7
100
100000
SH
SOLE
0
0
100000
Portland Ore Urban Renewal & R 4.750 06/15/25 '21
Municipal Bonds
736746VX3
100
100000
SH
SOLE
0
0
100000
Salem-Keizer Ore Sch Dist No 06/15/22
Municipal Bonds
794173FN9
99
100000
SH
SOLE
0
0
100000
California St Pub Wks Brd 5.000 04/01/24
Municipal Bonds
13068LZZ1
85
75000
SH
SOLE
0
0
75000
Invesco Senior Floating Rate Y
Mutual Fund
00141G831
81
11762
SH
SOLE
0
0
11762
Los Angeles Calif Wastewtr Sys 5.000 06/01/34 '28
Municipal Bonds
53945CJS0
76
60000
SH
SOLE
0
0
60000
California Edl Facs Auth Rev 5.000 10/01/25
Municipal Bonds
130179QP2
71
60000
SH
SOLE
0
0
60000
California St Dept Wtr Res 5.000 12/01/33 '28
Municipal Bonds
13067WQC9
71
55000
SH
SOLE
0
0
55000
Los Angeles Calif Dept Arpts 5.000 05/15/41 '31
Municipal Bonds
544445TR0
65
50000
SH
SOLE
0
0
50000
Turlock Calif Irr Dist Rev 5.000 01/01/39 '30
Municipal Bonds
900190KH1
64
50000
SH
SOLE
0
0
50000
California St 5.000 08/01/24
Municipal Bonds
13063CVL1
63
55000
SH
SOLE
0
0
55000
California Edl Facs Auth Rev 5.000 09/01/26
Municipal Bonds
130179LM4
61
50000
SH
SOLE
0
0
50000
Domestic Fixed Income
Annuity Funds
H77226635
60
60343
SH
SOLE
0
0
60343
Allegheny Cnty Pa Hosp Dev 4.000 07/15/39 '29
Municipal Bonds
01728A5C6
58
50000
SH
SOLE
0
0
50000
Long Island Pwr Auth N Y Elec 3.375 09/01/31 '28
Municipal Bonds
542691BM1
56
50000
SH
SOLE
0
0
50000
Charlotte N C Arpt Rev 3.000 07/01/35 '29
Municipal Bonds
161036PU6
55
50000
SH
SOLE
0
0
50000
Metropolitan Atlanta Rapid 3.000 07/01/36 '29
Municipal Bonds
5917454V3
55
50000
SH
SOLE
0
0
50000
Smith Cnty Tex 3.000 02/15/27
Municipal Bonds
832033JR6
55
50000
SH
SOLE
0
0
50000
Ball St Univ Ind Univ Revs 3.250 07/01/32 '28
Municipal Bonds
058508JY9
54
50000
SH
SOLE
0
0
50000
Connecticut St Spl Tax Oblig R 3.125 05/01/40 '30
Municipal Bonds
207758A52
54
50000
SH
SOLE
0
0
50000
Holmdel Twp N J 2.000 05/01/26
Municipal Bonds
436272FZ6
53
50000
SH
SOLE
0
0
50000
Las Vegas Nev 3.000 06/01/34 '27
Municipal Bonds
517697BU1
53
50000
SH
SOLE
0
0
50000
Metropolitan Wtr Dist Salt 2.300 07/01/28 '26
Municipal Bonds
592657CH1
53
50000
SH
SOLE
0
0
50000
Midpeninsula Regl Open Space D 5.000 09/01/23 '22
Municipal Bonds
598022JL6
53
50000
SH
SOLE
0
0
50000
San Diego Calif Pub Facs Fing 5.000 08/01/32 '30
Municipal Bonds
79730CKE3
53
40000
SH
SOLE
0
0
40000
University N Mex Univ Revs 2.500 06/01/29 '26
Municipal Bonds
914692Z43
53
50000
SH
SOLE
0
0
50000
Holmdel Twp N J 2.000 05/01/24
Municipal Bonds
436272FX1
52
50000
SH
SOLE
0
0
50000
Toms River N J Brd Ed 2.000 07/15/25
Municipal Bonds
890125XZ5
52
50000
SH
SOLE
0
0
50000
Allegheny Cnty Pa Hosp Dev 3.000 07/15/22
Municipal Bonds
01728A5D4
51
50000
SH
SOLE
0
0
50000
Burlington Cnty N J 2.000 05/01/23
Municipal Bonds
121638FA3
51
50000
SH
SOLE
0
0
50000
California St Dept Wtr Res 5.000 12/01/34 '28
Municipal Bonds
13067WQD7
51
40000
SH
SOLE
0
0
40000
Cook Cnty Ill 5.250 11/15/25 '21
Municipal Bonds
213185FL0
51
50000
SH
SOLE
0
0
50000
Domestic Fixed Income
Annuity Funds
H77227151
51
51336
SH
SOLE
0
0
51336
El Dorado Calif Irr Dist Ctfs 5.000 03/01/40 '30
Municipal Bonds
283059GB3
51
40000
SH
SOLE
0
0
40000
Florida St Brd Ed Pub Ed 3.000 06/01/33 '29
Municipal Bonds
34153QRL2
51
45000
SH
SOLE
0
0
45000
Goldman Bank USA 2.950 01/24/22
Certificate of Deposit
38148P4G9
51
50000
SH
SOLE
0
0
50000
Lake Elsinore Calif Rec Auth 4.000 02/01/22
Municipal Bonds
50963UAJ2
51
50000
SH
SOLE
0
0
50000
Iowa City Iowa Swr Rev 3.000 07/01/21
Municipal Bonds
462362MB7
50
50000
SH
SOLE
0
0
50000
Los Angeles Calif Wastewtr Sys 5.000 06/01/26
Municipal Bonds
53945CKA7
49
40000
SH
SOLE
0
0
40000
San Diego Calif Pub Facs Fing 5.000 05/15/24
Municipal Bonds
79730AJA7
45
40000
SH
SOLE
0
0
40000
California St 5.000 11/01/22
Municipal Bonds
13063DBG2
42
40000
SH
SOLE
0
0
40000
California St 5.000 03/01/27 '25
Municipal Bonds
13063CQU7
41
35000
SH
SOLE
0
0
35000
University Calif Revs 5.000 05/15/25
Municipal Bonds
91412GZ40
41
35000
SH
SOLE
0
0
35000
California St Pub Wks Brd 5.000 03/01/23
Municipal Bonds
13068LE76
38
35000
SH
SOLE
0
0
35000
New York N Y 5.000 08/01/28
Municipal Bonds
64966QPQ7
38
30000
SH
SOLE
0
0
30000
US Treasury 0.625 01/15/26
TIPS
912828N71
37
30000
SH
SOLE
0
0
30000
UPS 2.450 10/01/22
Corporate Bonds
911312AQ9
36
35000
SH
SOLE
0
0
35000
Walmart 2.350 12/15/22 '22
Corporate Bonds
931142DU4
36
35000
SH
SOLE
0
0
35000
California St Dept Wtr Res 5.000 12/01/28
Municipal Bonds
13067WPX4
32
25000
SH
SOLE
0
0
25000
California St Pub Wks Brd 5.000 11/01/28
Municipal Bonds
13068L6N0
32
25000
SH
SOLE
0
0
25000
California Health Facs Fing 5.000 11/15/32 '27
Municipal Bonds
13032UQK7
31
25000
SH
SOLE
0
0
25000
Los Angeles Cnty Calif Met 5.000 07/01/27
Municipal Bonds
54466HGX8
31
25000
SH
SOLE
0
0
25000
Los Angeles Cnty Calif Met 5.000 07/01/28 '27
Municipal Bonds
54466HEQ5
31
25000
SH
SOLE
0
0
25000
Procter Gamble 3.100 08/15/23
Corporate Bonds
742718EB1
31
30000
SH
SOLE
0
0
30000
San Rafael Calif Jt Pwrs Fing 5.000 06/01/33 '28
Municipal Bonds
799317CE0
31
25000
SH
SOLE
0
0
25000
California St 5.000 08/01/27 '26
Municipal Bonds
13063C4P2
30
25000
SH
SOLE
0
0
25000
California St Pub Wks Brd 5.000 12/01/25
Municipal Bonds
13068LXH3
30
25000
SH
SOLE
0
0
25000
California St Univ Rev 5.000 11/01/26 '26
Municipal Bonds
13077C3Z5
30
25000
SH
SOLE
0
0
25000
Oregon St Hsg & Cmnty Svcs Dep 2.125 07/01/22
Municipal Bonds
686087YS0
30
30000
SH
SOLE
0
0
30000
University Conn 5.000 01/15/32 '27
Municipal Bonds
914233L33
30
25000
SH
SOLE
0
0
25000
Los Angeles Calif Dept Wtr & 5.000 07/01/25 '25
Municipal Bonds
5444954Y7
29
25000
SH
SOLE
0
0
25000
Pasadena Calif Ctfs Partn 5.000 02/01/32 '25
Municipal Bonds
702204NR5
28
25000
SH
SOLE
0
0
25000
Riverside Cnty Calif Transn Co 5.000 06/01/24
Municipal Bonds
769125HG3
28
25000
SH
SOLE
0
0
25000
Tahoe Truckee Calif Uni Sch 5.000 08/01/24
Municipal Bonds
873884NC0
28
25000
SH
SOLE
0
0
25000
Upper Santa Clara Vy Jt Pwrs 5.000 08/01/24
Municipal Bonds
916544BC2
28
25000
SH
SOLE
0
0
25000
Campbell Calif Un High Sch 5.000 08/01/23
Municipal Bonds
134159UT7
27
25000
SH
SOLE
0
0
25000
Marion Cnty Ore 5.500 06/01/23
Municipal Bonds
569127BF9
27
25000
SH
SOLE
0
0
25000
Mt Diablo Calif Uni Sch Dist 4.000 08/01/23
Municipal Bonds
621196F74
27
25000
SH
SOLE
0
0
25000
Los Angeles Calif Mun Impt Cor 5.000 05/01/22
Municipal Bonds
544587A32
26
25000
SH
SOLE
0
0
25000
Los Angeles Cnty Calif Regl 5.000 11/15/25 '22
Municipal Bonds
54465YAG5
26
25000
SH
SOLE
0
0
25000
Los Angeles Cnty Calif Regl 5.000 11/15/28 '22
Municipal Bonds
54465YAK6
26
25000
SH
SOLE
0
0
25000
Murrieta Vy Calif Uni Sch Dist 5.000 09/01/22
Municipal Bonds
626905JT1
26
25000
SH
SOLE
0
0
25000
Portland Ore Swr Sys Rev 3.000 10/01/28 '24
Municipal Bonds
736742VT1
26
25000
SH
SOLE
0
0
25000
Vista Calif Uni Sch Dist 5.000 08/01/27 '22
Municipal Bonds
928346NF8
26
25000
SH
SOLE
0
0
25000
Connecticut St Health & Edl F 5.000 06/01/40 '30
Municipal Bonds
20775DHE5
25
20000
SH
SOLE
0
0
20000
Los Angeles Calif Dept Arpts 5.000 05/15/21
Municipal Bonds
5444352W9
25
25000
SH
SOLE
0
0
25000
New York N Y City Transitional 5.000 07/15/31 '28
Municipal Bonds
64972HF98
25
20000
SH
SOLE
0
0
20000
Hayward Calif Redev Successor 5.000 09/01/27 '26
Municipal Bonds
421248AM7
24
20000
SH
SOLE
0
0
20000
Callon 6.250 04/15/23 '21
Corporate Bonds
144577AH6
23
25000
SH
SOLE
0
0
25000
Bragg Gaming Group Inc
Common Stock
104833108
22
15400
SH
SOLE
0
0
15400
Fidelity California AMT Tax-Free MM I
Mutual Fund
31606Y108
22
22224
SH
SOLE
0
0
22224
California St Univ Rev 5.000 11/01/22
Municipal Bonds
13077CB60
21
20000
SH
SOLE
0
0
20000
Portland Ore Cmnty College Dis 3.000 06/15/28 '23
Municipal Bonds
736688JF0
21
20000
SH
SOLE
0
0
20000
Portland Ore Rev 3.000 09/01/30 '22
Municipal Bonds
736740NY3
20
20000
SH
SOLE
0
0
20000
GoldMining Inc
Common Stock
38149E101
17
11300
SH
SOLE
0
0
11300
Winston Gold Corp
Common Stock
97562T102
17
204000
SH
SOLE
0
0
204000
Portland Ore Cmnty College Dis 5.000 06/15/23
Municipal Bonds
736688JA1
16
15000
SH
SOLE
0
0
15000
Oregon St 3.250 08/01/38 '23
Municipal Bonds
68608UTZ9
15
15000
SH
SOLE
0
0
15000
First Mining Gold Corp
Common Stock
320890106
11
41300
SH
SOLE
0
0
41300
Local Ore Cap Assets Program 3.500 06/01/34 '22
Municipal Bonds
53957KFN2
10
10000
SH
SOLE
0
0
10000
Portland Ore Swr Sys Rev 3.000 06/01/30 '25
Municipal Bonds
736742XK8
10
10000
SH
SOLE
0
0
10000
Silver One Resources Inc
Common Stock
828062109
9
16400
SH
SOLE
0
0
16400
Silver Elephant Mining Corp
Common Stock
82770L109
7
25000
SH
SOLE
0
0
25000
Norsemont Mining Inc
Common Stock
65652P108
6
13000
SH
SOLE
0
0
13000
Marifil Mines Ltd
Common Stock
56781Y102
2
39000
SH
SOLE
0
0
39000
FEDERAL NATIONAL MORTGAGE ASSOCIATION 0714B SB Inv IONtl
CMO/MBS/ABS
31396PZY0
0
1019100
SH
SOLE
0
0
1019100
Ginnie Mae 2 G2SF 001901 8.000 11/20/24
CMO/MBS/ABS
36202CDE0
0
25000
SH
SOLE
0
0
25000
Ginnie Mae 2 G2SF 002714 6.500 02/20/29
CMO/MBS/ABS
36202DAP6
0
25000
SH
SOLE
0
0
25000
Ginnie Mae 2 G2SF 003081 7.000 05/20/31
CMO/MBS/ABS
36202DM65
0
45000
SH
SOLE
0
0
45000
Lehman Bros Hldg 6.500 10/25/27 MTN DFTd
Corporate Bonds
525ESCFR5
0
70000
SH
SOLE
0
0
70000
Lehman Bros Hldg Inc Escrow
Structured Notes
525ESCW62
0
21500
SH
SOLE
0
0
21500