SR COMPLIANCE OFFICER

0001849614-21-000003.txt : 20210525 0001849614-21-000003.hdr.sgml : 20210525 20210525110255 ACCESSION NUMBER: 0001849614-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210525 DATE AS OF CHANGE: 20210525 EFFECTIVENESS DATE: 20210525 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENCOMPASS WEALTH ADVISORS, LLC CENTRAL INDEX KEY: 0001849614 IRS NUMBER: 471340605 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21106 FILM NUMBER: 21958729 BUSINESS ADDRESS: STREET 1: 15350 SW SEQUOIA PARKWAY STREET 2: SUITE 250 CITY: PORTLAND STATE: OR ZIP: 97224 BUSINESS PHONE: 9713713450 MAIL ADDRESS: STREET 1: 15350 SW SEQUOIA PARKWAY STREET 2: SUITE 250 CITY: PORTLAND STATE: OR ZIP: 97224 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001849614 XXXXXXXX 03-31-2021 03-31-2021 ENCOMPASS WEALTH ADVISORS, LLC

15350 SW SEQUOIA PARKWAY SUITE 250 PORTLAND OR 97224

13F HOLDINGS REPORT 028-21106 N MICHELLE ELDRIDGE SR COMPLIANCE OFFICER 971-371-3446 MICHELLE ELDRIDGE PORTLAND OR 05-25-2021 0 357 392183 false INFORMATION TABLE 2 encompass_13f.xml iShares S&P 500 Growth Exchange Traded Fund 464287309 31815 455672 SH SOLE 0 0 455672 iShares S&P 500 Value Exchange Traded Fund 464287408 24469 167595 SH SOLE 0 0 167595 iShares Core MSCI EAFE Exchange Traded Fund 46432F842 16868 230024 SH SOLE 0 0 230024 Lord Abbett Ultra Short Bond I Mutual Fund 54401E457 15484 1543834 SH SOLE 0 0 1543834 iShares Core S&P Small-Cap Exchange Traded Fund 464287804 14717 134030 SH SOLE 0 0 134030 JPMorgan Ultra-Short Income ETF Exchange Traded Fund 46641Q837 11849 233630 SH SOLE 0 0 233630 iShares Core S&P Mid-Cap Exchange Traded Fund 464287507 10707 40057 SH SOLE 0 0 40057 BlackRock Core Bond Instl Mutual Fund 09260B309 9557 971317 SH SOLE 0 0 971317 Microsoft Corp Common Stock 594918104 8391 34010 SH SOLE 0 0 34010 Columbia Contrarian Core Inst2 Mutual Fund 19766M600 7691 220495 SH SOLE 0 0 220495 Vanguard FTSE Developed Markets ETF Exchange Traded Fund 921943858 6498 128581 SH SOLE 0 0 128581 American Funds Europacific Growth F2 Mutual Fund 29875E100 5896 83782 SH SOLE 0 0 83782 Hartford Floating Rate I Mutual Fund 416649804 5590 668652 SH SOLE 0 0 668652 Principal Global Div Inc Instl Mutual Fund 74254V232 5283 384546 SH SOLE 0 0 384546 Vanguard PRIMECAP Core Inv Mutual Fund 921921508 5273 157708 SH SOLE 0 0 157708 Vanguard Mega Cap Growth ETF Exchange Traded Fund 921910816 5096 23423 SH SOLE 0 0 23423 iShares MSCI EAFE Small-Cap Exchange Traded Fund 464288273 4467 60973 SH SOLE 0 0 60973 iShares Core MSCI Emerging Markets ETF Exchange Traded Fund 46434G103 4452 69610 SH SOLE 0 0 69610 Apple Inc Common Stock 037833100 4434 34654 SH SOLE 0 0 34654 Vanguard CA Interm-Term Tax-Exempt Adm Mutual Fund 922021407 4332 352485 SH SOLE 0 0 352485 Costco Wholesale Corp Common Stock 22160K105 4331 11542 SH SOLE 0 0 11542 Vanguard Mega Cap Value ETF Exchange Traded Fund 921910840 4126 41513 SH SOLE 0 0 41513 Vanguard CA Long-Term Tax-Exempt Adm Mutual Fund 922021506 4082 319476 SH SOLE 0 0 319476 Vanguard Mid-Cap ETF Exchange Traded Fund 922908629 3739 16211 SH SOLE 0 0 16211 RingCentral Inc Common Stock 76680R206 3640 12270 SH SOLE 0 0 12270 Vanguard Small-Cap ETF Exchange Traded Fund 922908751 3633 16418 SH SOLE 0 0 16418 Amazon.com Inc Common Stock 023135106 3612 1165 SH SOLE 0 0 1165 Western Asset Core Bond I Mutual Fund 957663305 3549 269286 SH SOLE 0 0 269286 Vanguard Ltd-Term Tx-Ex Adm Mutual Fund 922907886 3461 307948 SH SOLE 0 0 307948 Vanguard Small Cap Index Adm Mutual Fund 922908686 3127 29491 SH SOLE 0 0 29491 Vanguard REIT ETF Exchange Traded Fund 922908553 2980 30389 SH SOLE 0 0 30389 Texas Instruments Inc Common Stock 882508104 2662 14987 SH SOLE 0 0 14987 JPMorgan Ultra-Short Municipal Inc ETF Exchange Traded Fund 46641Q654 2623 51383 SH SOLE 0 0 51383 Amgen Inc Common Stock 031162100 2609 10548 SH SOLE 0 0 10548 iShares Core S&P 500 Exchange Traded Fund 464287200 2550 6109 SH SOLE 0 0 6109 Roper Technologies Inc Common Stock 776696106 2421 5400 SH SOLE 0 0 5400 AB Income Advisor Mutual Fund 01881M442 2303 288263 SH SOLE 0 0 288263 Vanguard 500 Index Admiral Mutual Fund 922908710 2168 5634 SH SOLE 0 0 5634 Progressive Corp Common Stock 743315103 2114 20500 SH SOLE 0 0 20500 Touchstone Mid Cap Growth Y Mutual Fund 89154X534 2086 49970 SH SOLE 0 0 49970 Schwab Bank Sweep Feature Mutual Fund H46868063 1915 1915192 SH SOLE 0 0 1915192 iShares Ultra Short-Term Bond ETF Exchange Traded Fund 46434V878 1900 37630 SH SOLE 0 0 37630 Dodge & Cox Stock Mutual Fund 256219106 1863 7949 SH SOLE 0 0 7949 Principal MidCap Institutional Mutual Fund 74253Q747 1848 46428 SH SOLE 0 0 46428 Union Pacific Corp Common Stock 907818108 1834 8128 SH SOLE 0 0 8128 Johnson & Johnson Common Stock 478160104 1833 10979 SH SOLE 0 0 10979 Schwab Bank Sweep Feature Mutual Fund H67346348 1807 1807874 SH SOLE 0 0 1807874 Boeing Co Common Stock 097023105 1777 7497 SH SOLE 0 0 7497 American Funds American Mutual F2 Mutual Fund 027681824 1681 33718 SH SOLE 0 0 33718 Columbia Oregon Itmt Muncpl Bd Inst2 Mutual Fund 19766M691 1598 126753 SH SOLE 0 0 126753 Vanguard FTSE Emerging Markets ETF Exchange Traded Fund 922042858 1498 28616 SH SOLE 0 0 28616 Hartford Multifactor Dev Mkts (exUS) ETF Exchange Traded Fund 518416102 1475 48376 SH SOLE 0 0 48376 Facebook Inc A Common Stock 30303M102 1425 4883 SH SOLE 0 0 4883 American Funds Growth Fund of Amer F2 Mutual Fund 399874825 1395 19510 SH SOLE 0 0 19510 Norfolk Southern Corp Common Stock 655844108 1366 4750 SH SOLE 0 0 4750 Alphabet Inc A Common Stock 02079K305 1362 590 SH SOLE 0 0 590 SPDR Portfolio S&P 500 Value ETF Exchange Traded Fund 78464A508 1356 34225 SH SOLE 0 0 34225 SPDR Portfolio Developed Wld ex-US ETF Exchange Traded Fund 78463X889 1332 36680 SH SOLE 0 0 36680 Vanguard Wellingto Admiral Mutual Fund 921935201 1307 15922 SH SOLE 0 0 15922 Vanguard FTSE All-World ex-US Sm-Cp ETF Exchange Traded Fund 922042718 1280 9616 SH SOLE 0 0 9616 Cisco Systems Inc Common Stock 17275R102 1236 24362 SH SOLE 0 0 24362 Mastercard Inc A Common Stock 57636Q104 1224 3257 SH SOLE 0 0 3257 Polen Growth Institutional Mutual Fund 360873657 1220 24722 SH SOLE 0 0 24722 Vanguard Interm-Term Bond Index Adm Mutual Fund 921937801 1216 100654 SH SOLE 0 0 100654 Procter & Gamble Co Common Stock 742718109 1208 8982 SH SOLE 0 0 8982 American Funds Capital Income Bldr F2 Mutual Fund 140194101 1198 17738 SH SOLE 0 0 17738 Starbucks Corp Common Stock 855244109 1191 10437 SH SOLE 0 0 10437 SPDR S&P MidCap 400 ETF Exchange Traded Fund 78467Y107 1179 2370 SH SOLE 0 0 2370 Alphabet Inc C Common Stock 02079K107 1162 493 SH SOLE 0 0 493 Intel Corp Common Stock 458140100 1141 20058 SH SOLE 0 0 20058 Nike Inc B Common Stock 654106103 1057 8036 SH SOLE 0 0 8036 Lam Research Corp Common Stock 512807108 1049 1731 SH SOLE 0 0 1731 Nuveen All-American Municipal Bond I Mutual Fund 67065Q855 1036 84262 SH SOLE 0 0 84262 Target Corp Common Stock 87612E106 1026 4849 SH SOLE 0 0 4849 Fidelity Money Market Premium Mutual Fund 31617H805 1018 1018150 SH SOLE 0 0 1018150 Aquila Tax-Free Trust of Oregon Y Mutual Fund 03842N303 985 87367 SH SOLE 0 0 87367 JP Morgan 6.125 Perp '24 FRN Corporate Bonds 46625HJW1 981 902000 SH SOLE 0 0 902000 Vanguard Ltd-Term Tx-Ex Mutual Fund 922907704 980 87270 SH SOLE 0 0 87270 American Funds Income Fund of Amer F2 Mutual Fund 453320822 971 38008 SH SOLE 0 0 38008 Berkshire Hathaway Inc B Common Stock 084670702 946 3377 SH SOLE 0 0 3377 Polen Growth Investor Mutual Fund 360873665 939 19560 SH SOLE 0 0 19560 McDonald's Corp Common Stock 580135101 935 4000 SH SOLE 0 0 4000 Ecolab Inc Common Stock 278865100 927 4050 SH SOLE 0 0 4050 Moody's Corporation Common Stock 615369105 891 2700 SH SOLE 0 0 2700 Medtronic PLC Common Stock G5960L103 885 6893 SH SOLE 0 0 6893 EV Tax Advantaged Dividend Inc Closed End Funds 27828G107 878 31455 SH SOLE 0 0 31455 BlackRock Floating Rate Income Instl Mutual Fund 09260B747 865 87213 SH SOLE 0 0 87213 T. Rowe Price Capital Appreciation Mutual Fund 77954M105 862 23301 SH SOLE 0 0 23301 Schwab Value Advantage Money Inv Mutual Fund 808515605 859 859018 SH SOLE 0 0 859018 Verizon Communications Inc Common Stock 92343V104 853 14571 SH SOLE 0 0 14571 Salesforce.com Inc Common Stock 79466L302 809 3728 SH SOLE 0 0 3728 Avaya Holdings Corp Common Stock 05351X101 795 27538 SH SOLE 0 0 27538 Columbia Large Cap Growth Inst Mutual Fund 19765P661 795 13356 SH SOLE 0 0 13356 3M Co Common Stock 88579Y101 779 3911 SH SOLE 0 0 3911 Fidelity 500 Index Mutual Fund 315911750 772 5343 SH SOLE 0 0 5343 Schwab Bank Sweep Feature Mutual Fund H55576397 759 759115 SH SOLE 0 0 759115 Tesla Motors Inc Common Stock 88160R101 751 1116 SH SOLE 0 0 1116 Microchip Technology Inc Common Stock 595017104 737 5090 SH SOLE 0 0 5090 Bank of America Corporation Common Stock 060505104 731 17856 SH SOLE 0 0 17856 CarMax Inc Common Stock 143130102 728 5300 SH SOLE 0 0 5300 Fidelity Advisor New Insights I Mutual Fund 316071604 714 17756 SH SOLE 0 0 17756 Vanguard Developed Markets Index Admiral Mutual Fund 921943809 714 44121 SH SOLE 0 0 44121 First Trust Value Line Dividend ETF Exchange Traded Fund 33734H106 697 17500 SH SOLE 0 0 17500 SPDR S&P 500 ETF Exchange Traded Fund 78462F103 679 1634 SH SOLE 0 0 1634 Touchstone Sands Capital Select Growth Y Mutual Fund 89155H827 678 33169 SH SOLE 0 0 33169 Applied Materials Inc Common Stock 038222105 675 5247 SH SOLE 0 0 5247 PRIMECAP Odyssey Aggressive Growth Mutual Fund 74160Q202 672 11930 SH SOLE 0 0 11930 PepsiCo Inc Common Stock 713448108 650 4516 SH SOLE 0 0 4516 Fidelity Contrafund K6 Mutual Fund 316071836 645 31776 SH SOLE 0 0 31776 Chevron Corp Common Stock 166764100 637 6010 SH SOLE 0 0 6010 Vanguard Interm-Term Tx-Ex Adm Mutual Fund 922907878 637 43033 SH SOLE 0 0 43033 BlackRock Municipal 2030 Target Term Closed End Funds 09257P105 633 24400 SH SOLE 0 0 24400 Enterprise Products Partners LP Common Stock 293792107 632 27318 SH SOLE 0 0 27318 iShares US Real Estate Exchange Traded Fund 464287739 623 6356 SH SOLE 0 0 6356 Calamos Market Neutral Income I Mutual Fund 128119880 613 43200 SH SOLE 0 0 43200 Walt Disney Co Common Stock 254687106 611 3320 SH SOLE 0 0 3320 Pfizer Inc Common Stock 717081103 609 15258 SH SOLE 0 0 15258 PIMCO Income I2 Mutual Fund 72201M719 599 49735 SH SOLE 0 0 49735 Franklin OR Tax Free Income Adv Mutual Fund 354724502 597 50224 SH SOLE 0 0 50224 Columbia Mid Cap Growth Inst Mutual Fund 19765P232 594 18856 SH SOLE 0 0 18856 Vanguard Real Estate Index Admiral Mutual Fund 921908877 588 4230 SH SOLE 0 0 4230 Franklin Income Adv Mutual Fund 353496847 580 235011 SH SOLE 0 0 235011 Danaher Corp Common Stock 235851102 576 2250 SH SOLE 0 0 2250 Hartford Capital Appreciation Y Mutual Fund 416645604 571 10091 SH SOLE 0 0 10091 Lord Abbett High Yield I Mutual Fund 54400N409 571 75781 SH SOLE 0 0 75781 Fidelity Contrafund Mutual Fund 316071109 563 31841 SH SOLE 0 0 31841 Invesco Main Street Mid Cap Y Mutual Fund 00900R531 554 15899 SH SOLE 0 0 15899 Five9 Inc Common Stock 338307101 525 3049 SH SOLE 0 0 3049 Enbridge Inc Com Common Stock 29250N105 513 13164 SH SOLE 0 0 13164 Schwab Bank Sweep Feature Mutual Fund H56196009 510 510527 SH SOLE 0 0 510527 Fidelity Tax-Exempt Money Market Prm Mutual Fund 316341403 499 499037 SH SOLE 0 0 499037 Amana Growth Institutional Mutual Fund 022865505 497 8231 SH SOLE 0 0 8231 Vanguard Long-Term Tax-Exempt Adm Mutual Fund 922907860 487 39854 SH SOLE 0 0 39854 Vanguard Long-Term Tax-Exempt Mutual Fund 922907308 485 39749 SH SOLE 0 0 39749 Lord Abbett Short Duration Income I Mutual Fund 543916688 484 115025 SH SOLE 0 0 115025 PIMCO Income I-3 Mutual Fund 72202E393 483 40108 SH SOLE 0 0 40108 Vanguard Interm-Term Tx-Ex Inv Mutual Fund 922907209 481 32491 SH SOLE 0 0 32491 Fastenal Co Common Stock 311900104 479 9000 SH SOLE 0 0 9000 Visa Inc Class A Common Stock 92826C839 471 2033 SH SOLE 0 0 2033 iShares Gold Trust Exchange Traded Fund 464285105 468 27650 SH SOLE 0 0 27650 NVR Inc Common Stock 62944T105 459 90 SH SOLE 0 0 90 Schwab Government Money Inv Mutual Fund 808515613 459 459023 SH SOLE 0 0 459023 Columbia Large Cap Growth Inst2 Mutual Fund 19766D378 456 7652 SH SOLE 0 0 7652 American Funds Invmt Co of Amer F2 Mutual Fund 461308827 452 9212 SH SOLE 0 0 9212 First Trust Managed Municipal ETF Exchange Traded Fund 33739N108 438 7698 SH SOLE 0 0 7698 BlackRock MuniHoldings Fund Closed End Funds 09253N104 432 26400 SH SOLE 0 0 26400 Vanguard Growth ETF Exchange Traded Fund 922908736 429 1597 SH SOLE 0 0 1597 Exxon Mobil Corp Common Stock 30231G102 422 7133 SH SOLE 0 0 7133 Vanguard Total Intl Stock Index Admiral Mutual Fund 921909818 422 12264 SH SOLE 0 0 12264 Berkshire Hathaway Inc A Common Stock 084670108 421 1 SH SOLE 0 0 1 C.H. Robinson Worldwide Inc Common Stock 12541W209 420 4235 SH SOLE 0 0 4235 Domestic Equity Annuity Funds H77226633 418 418638 SH SOLE 0 0 418638 AT&T Inc Common Stock 00206R102 417 13034 SH SOLE 0 0 13034 Chubb Ltd Common Stock H1467J104 415 2407 SH SOLE 0 0 2407 PGIM High Yield R6 Mutual Fund 74440Y884 410 73855 SH SOLE 0 0 73855 American Century Equity Growth Inv Mutual Fund 02507M600 391 10942 SH SOLE 0 0 10942 Lord Abbett Short Duration Income A Mutual Fund 543916100 390 92813 SH SOLE 0 0 92813 Vanguard Total Stock Mkt Idx Adm Mutual Fund 922908728 390 3717 SH SOLE 0 0 3717 JPMorgan Chase & Co Common Stock 46625H100 385 2480 SH SOLE 0 0 2480 Markel Corp Common Stock 570535104 384 325 SH SOLE 0 0 325 The Home Depot Inc Common Stock 437076102 382 1150 SH SOLE 0 0 1150 American Century Equity Income Inv Mutual Fund 025076100 376 38373 SH SOLE 0 0 38373 American Funds Growth Fund of Amer 529F2 Mutual Fund 399874742 368 5132 SH SOLE 0 0 5132 Oakmark International Investor Mutual Fund 413838202 359 12402 SH SOLE 0 0 12402 Western Asset Short Duration Muni Inc I Mutual Fund 52469F176 356 68876 SH SOLE 0 0 68876 Domestic Equity Annuity Funds H77227149 349 349135 SH SOLE 0 0 349135 Vanguard Total Stock Market ETF Exchange Traded Fund 922908769 349 1620 SH SOLE 0 0 1620 Vanguard S&P 500 Value ETF Exchange Traded Fund 921932703 343 2406 SH SOLE 0 0 2406 Vanguard Value ETF Exchange Traded Fund 922908744 341 2480 SH SOLE 0 0 2480 DFA US Sustainability Core 1 Mutual Fund 233203215 337 9975 SH SOLE 0 0 9975 Johnson Controls International PLC Common Stock G51502105 330 5191 SH SOLE 0 0 5191 Nuveen Intermediate Duration Muni Term Closed End Funds 670671106 330 23000 SH SOLE 0 0 23000 American Funds American Mutual 529-F-2 Mutual Fund 027681741 320 6428 SH SOLE 0 0 6428 SPDR S&P Emerging Markets Small Cap ETF Exchange Traded Fund 78463X756 319 5586 SH SOLE 0 0 5586 Travel Leisure Co Common Stock 894164102 317 5000 SH SOLE 0 0 5000 iShares Core S&P Total US Stock Mkt ETF Exchange Traded Fund 464287150 316 3309 SH SOLE 0 0 3309 Columbia Banking System Inc Common Stock 197236102 314 7127 SH SOLE 0 0 7127 US Bancorp Common Stock 902973304 312 5153 SH SOLE 0 0 5153 Copart Inc Common Stock 217204106 308 2500 SH SOLE 0 0 2500 Intuitive Surgical Inc Common Stock 46120E602 308 363 SH SOLE 0 0 363 KLA Corp Common Stock 482480100 307 1000 SH SOLE 0 0 1000 Grayscale Bitcoin Trust (BTC) Exchange Traded Fund 389637109 303 6839 SH SOLE 0 0 6839 Abbott Laboratories Common Stock 002824100 295 2510 SH SOLE 0 0 2510 SPDR S&P Emerging Markets ETF Exchange Traded Fund 78463X509 295 6744 SH SOLE 0 0 6744 BP PLC ADR Common Stock 055622104 293 11337 SH SOLE 0 0 11337 Vanguard Wellesley Income Admiral Mutual Fund 921938205 287 4064 SH SOLE 0 0 4064 iShares Russell 1000 Exchange Traded Fund 464287622 281 1200 SH SOLE 0 0 1200 Charles Schwab Corp Common Stock 808513105 280 4000 SH SOLE 0 0 4000 Fidelity Advisor Intl Capital App I Mutual Fund 315920819 277 9040 SH SOLE 0 0 9040 Hartford Floating Rate High Inc I Mutual Fund 41664M151 274 28555 SH SOLE 0 0 28555 International Business Machines Corp Common Stock 459200101 274 1884 SH SOLE 0 0 1884 Nuveen S&P 500 Buy-Write Income Closed End Funds 6706ER101 274 19604 SH SOLE 0 0 19604 American Funds Fundamental Invs F2 Mutual Fund 360802821 272 3578 SH SOLE 0 0 3578 California St Pub Wks Brd 5.000 11/01/30 '28 Municipal Bonds 13068L2S3 270 210000 SH SOLE 0 0 210000 Los Angeles Calif Dept Wtr & 5.000 07/01/38 '28 Municipal Bonds 5444954S0 261 210000 SH SOLE 0 0 210000 American Funds Europacific Growth 529F2 Mutual Fund 298706763 260 3693 SH SOLE 0 0 3693 Vanguard Strategic Equity Inv Mutual Fund 922038104 257 5911 SH SOLE 0 0 5911 Hartford Capital Appreciation I Mutual Fund 416649309 256 5465 SH SOLE 0 0 5465 Mettler-Toledo International Inc Common Stock 592688105 256 200 SH SOLE 0 0 200 Honeywell International Inc Common Stock 438516106 255 1132 SH SOLE 0 0 1132 Tiaa Fsb Jacksonville Fla 2.5percent 22 Certificate of Deposit 87270LCE1 251 245000 SH SOLE 0 0 245000 Real Estate Select Sector SPDR Exchange Traded Fund 81369Y860 248 5884 SH SOLE 0 0 5884 BlackRock Global Dividend Instl Mutual Fund 09256H328 228 16337 SH SOLE 0 0 16337 US Global Jets ETF Exchange Traded Fund 26922A842 227 8900 SH SOLE 0 0 8900 JPMorgan Large Cap Growth C Mutual Fund 4812C0522 220 4992 SH SOLE 0 0 4992 Invesco QQQ Trust Exchange Traded Fund 46090E103 214 651 SH SOLE 0 0 651 Linn Cnty Ore Sch Dist No 055 4.000 02/01/23 Municipal Bonds 535885EE3 213 200000 SH SOLE 0 0 200000 iShares Core 1-5 Year USD Bond ETF Exchange Traded Fund 46432F859 211 4115 SH SOLE 0 0 4115 VanEck Vectors Junior Gold Miners ETF Exchange Traded Fund 92189F791 211 4370 SH SOLE 0 0 4370 Netflix Inc Common Stock 64110L106 210 418 SH SOLE 0 0 418 Washington Cnty Ore Sch Dist N 5.000 06/15/22 Municipal Bonds 938429J73 210 200000 SH SOLE 0 0 200000 University Calif Revs 5.000 05/15/36 '28 Municipal Bonds 91412HAV5 209 165000 SH SOLE 0 0 165000 Freeport-McMoRan Inc Common Stock 35671D857 208 5328 SH SOLE 0 0 5328 Los Angeles Calif Uni Sch Dist 5.000 07/01/31 '30 Municipal Bonds 544647BN9 208 155000 SH SOLE 0 0 155000 AbbVie Inc Common Stock 00287Y109 205 1803 SH SOLE 0 0 1803 California Infrastructure & 5.000 05/15/35 '28 Municipal Bonds 13034ATT7 204 165000 SH SOLE 0 0 165000 San Francisco Calif City & 5.000 05/01/29 '26 Municipal Bonds 79766DFS3 204 170000 SH SOLE 0 0 170000 Portland Ore Urban Renewal & R 5.000 06/15/26 '21 Municipal Bonds 736746VY1 201 200000 SH SOLE 0 0 200000 Vanguard Short-Term Tx-Ex Adm Mutual Fund 922907803 201 12613 SH SOLE 0 0 12613 Washington Multnomah & Yamhill 5.000 06/15/21 Municipal Bonds 939307GL2 201 200000 SH SOLE 0 0 200000 First Trust Enhanced Short Maturity ETF Exchange Traded Fund 33739Q408 200 3340 SH SOLE 0 0 3340 Columbia Short Term Bond Inst2 Mutual Fund 19766B299 192 19043 SH SOLE 0 0 19043 New Residential Invt Corp Com New Common Stock 64828T201 188 17752 SH SOLE 0 0 17752 Lord Abbett Floating Rate I Mutual Fund 543916134 184 21967 SH SOLE 0 0 21967 Fidelity Tax-Exempt Money Market Mutual Fund 650914609 176 176272 SH SOLE 0 0 176272 PIMCO Income A Mutual Fund 72201F474 171 14226 SH SOLE 0 0 14226 Metropolitan Wtr Dist Southn 5.000 08/01/21 '21 Municipal Bonds 59266TNM9 166 165000 SH SOLE 0 0 165000 California Health Facs Fing 5.000 11/01/27 Municipal Bonds 13032UMR6 165 130000 SH SOLE 0 0 130000 Los Angeles Cnty Calif Met 5.000 07/01/23 Municipal Bonds 54466HCA2 160 145000 SH SOLE 0 0 145000 Eaton Vance OR Municipal Income I Mutual Fund 27826Y613 159 17898 SH SOLE 0 0 17898 Los Angeles Calif Uni Sch Dist 5.000 07/01/26 Municipal Bonds 5446465P3 159 130000 SH SOLE 0 0 130000 Oregon Health Sciences Univ 07/01/21 Municipal Bonds 685869AW9 159 160000 SH SOLE 0 0 160000 Los Angeles Calif Dept Wtr & 5.000 07/01/40 '30 Municipal Bonds 544532BL7 156 120000 SH SOLE 0 0 120000 California Edl Facs Auth Rev 5.000 10/01/37 '28 Municipal Bonds 130179RB2 155 125000 SH SOLE 0 0 125000 San Diego Calif Pub Facs Fing 5.000 08/01/28 Municipal Bonds 79730CKA1 155 120000 SH SOLE 0 0 120000 California St Univ Rev 5.000 11/01/39 '29 Municipal Bonds 13077DHB1 148 115000 SH SOLE 0 0 115000 International Equity Annuity Funds H77226634 139 139641 SH SOLE 0 0 139641 California Health Facs Fing 5.000 11/15/32 '25 Municipal Bonds 13032UBG2 137 115000 SH SOLE 0 0 115000 San Francisco Calif City & 5.000 11/01/33 '26 Municipal Bonds 79765RJ26 134 110000 SH SOLE 0 0 110000 Lord Abbett Short Duration Income F Mutual Fund 543916464 132 31564 SH SOLE 0 0 31564 California Edl Facs Auth Rev 5.000 10/01/34 '28 Municipal Bonds 130179QY3 125 100000 SH SOLE 0 0 100000 California St 5.000 10/01/25 Municipal Bonds 13063DJZ2 120 100000 SH SOLE 0 0 100000 California St Dept Wtr Res Wtr 5.000 05/01/22 Municipal Bonds 13066YSX8 120 115000 SH SOLE 0 0 115000 International Equity Annuity Funds H77227150 117 117643 SH SOLE 0 0 117643 EV Tax-Mgd Gbl Div Equity Income Closed End Funds 27829F108 115 11996 SH SOLE 0 0 11996 Oregon St 4.000 08/01/30 '25 Municipal Bonds 68609BKW6 113 100000 SH SOLE 0 0 100000 Oregon St 4.000 08/01/31 '25 Municipal Bonds 68609BKX4 113 100000 SH SOLE 0 0 100000 Riverside Calif Swr Rev 5.000 08/01/37 '28 Municipal Bonds 769047JT9 113 90000 SH SOLE 0 0 90000 Federated Hermes Strategic Value Div IS Mutual Fund 314172560 112 19847 SH SOLE 0 0 19847 Greater Albany Sch Dist No 8j 5.000 06/15/23 Municipal Bonds 391554BZ4 110 100000 SH SOLE 0 0 100000 Oregon St Dept Transn Hwy User 5.000 11/15/22 Municipal Bonds 68607DSS5 107 100000 SH SOLE 0 0 100000 Oregon St Facs Auth Rev 5.000 10/01/22 Municipal Bonds 68608JRF0 106 100000 SH SOLE 0 0 100000 Oregon St Business Dev Commn 2.400 12/01/40 '23 PUT Municipal Bonds 68609AAC3 104 100000 SH SOLE 0 0 100000 Modesto Calif Irr Dist Fing 5.000 10/01/39 '29 Municipal Bonds 607767CC2 101 80000 SH SOLE 0 0 80000 Clackamas Cnty Ore Sch Dist 5.000 06/15/21 Municipal Bonds 179126DL8 100 100000 SH SOLE 0 0 100000 Clackamas Cnty Ore Sch Dist 5.000 06/15/21 Municipal Bonds 179270GB3 100 100000 SH SOLE 0 0 100000 Portland Ore Swr Sys Rev 5.000 06/01/21 Municipal Bonds 736742WL7 100 100000 SH SOLE 0 0 100000 Portland Ore Urban Renewal & R 4.750 06/15/25 '21 Municipal Bonds 736746VX3 100 100000 SH SOLE 0 0 100000 Salem-Keizer Ore Sch Dist No 06/15/22 Municipal Bonds 794173FN9 99 100000 SH SOLE 0 0 100000 California St Pub Wks Brd 5.000 04/01/24 Municipal Bonds 13068LZZ1 85 75000 SH SOLE 0 0 75000 Invesco Senior Floating Rate Y Mutual Fund 00141G831 81 11762 SH SOLE 0 0 11762 Los Angeles Calif Wastewtr Sys 5.000 06/01/34 '28 Municipal Bonds 53945CJS0 76 60000 SH SOLE 0 0 60000 California Edl Facs Auth Rev 5.000 10/01/25 Municipal Bonds 130179QP2 71 60000 SH SOLE 0 0 60000 California St Dept Wtr Res 5.000 12/01/33 '28 Municipal Bonds 13067WQC9 71 55000 SH SOLE 0 0 55000 Los Angeles Calif Dept Arpts 5.000 05/15/41 '31 Municipal Bonds 544445TR0 65 50000 SH SOLE 0 0 50000 Turlock Calif Irr Dist Rev 5.000 01/01/39 '30 Municipal Bonds 900190KH1 64 50000 SH SOLE 0 0 50000 California St 5.000 08/01/24 Municipal Bonds 13063CVL1 63 55000 SH SOLE 0 0 55000 California Edl Facs Auth Rev 5.000 09/01/26 Municipal Bonds 130179LM4 61 50000 SH SOLE 0 0 50000 Domestic Fixed Income Annuity Funds H77226635 60 60343 SH SOLE 0 0 60343 Allegheny Cnty Pa Hosp Dev 4.000 07/15/39 '29 Municipal Bonds 01728A5C6 58 50000 SH SOLE 0 0 50000 Long Island Pwr Auth N Y Elec 3.375 09/01/31 '28 Municipal Bonds 542691BM1 56 50000 SH SOLE 0 0 50000 Charlotte N C Arpt Rev 3.000 07/01/35 '29 Municipal Bonds 161036PU6 55 50000 SH SOLE 0 0 50000 Metropolitan Atlanta Rapid 3.000 07/01/36 '29 Municipal Bonds 5917454V3 55 50000 SH SOLE 0 0 50000 Smith Cnty Tex 3.000 02/15/27 Municipal Bonds 832033JR6 55 50000 SH SOLE 0 0 50000 Ball St Univ Ind Univ Revs 3.250 07/01/32 '28 Municipal Bonds 058508JY9 54 50000 SH SOLE 0 0 50000 Connecticut St Spl Tax Oblig R 3.125 05/01/40 '30 Municipal Bonds 207758A52 54 50000 SH SOLE 0 0 50000 Holmdel Twp N J 2.000 05/01/26 Municipal Bonds 436272FZ6 53 50000 SH SOLE 0 0 50000 Las Vegas Nev 3.000 06/01/34 '27 Municipal Bonds 517697BU1 53 50000 SH SOLE 0 0 50000 Metropolitan Wtr Dist Salt 2.300 07/01/28 '26 Municipal Bonds 592657CH1 53 50000 SH SOLE 0 0 50000 Midpeninsula Regl Open Space D 5.000 09/01/23 '22 Municipal Bonds 598022JL6 53 50000 SH SOLE 0 0 50000 San Diego Calif Pub Facs Fing 5.000 08/01/32 '30 Municipal Bonds 79730CKE3 53 40000 SH SOLE 0 0 40000 University N Mex Univ Revs 2.500 06/01/29 '26 Municipal Bonds 914692Z43 53 50000 SH SOLE 0 0 50000 Holmdel Twp N J 2.000 05/01/24 Municipal Bonds 436272FX1 52 50000 SH SOLE 0 0 50000 Toms River N J Brd Ed 2.000 07/15/25 Municipal Bonds 890125XZ5 52 50000 SH SOLE 0 0 50000 Allegheny Cnty Pa Hosp Dev 3.000 07/15/22 Municipal Bonds 01728A5D4 51 50000 SH SOLE 0 0 50000 Burlington Cnty N J 2.000 05/01/23 Municipal Bonds 121638FA3 51 50000 SH SOLE 0 0 50000 California St Dept Wtr Res 5.000 12/01/34 '28 Municipal Bonds 13067WQD7 51 40000 SH SOLE 0 0 40000 Cook Cnty Ill 5.250 11/15/25 '21 Municipal Bonds 213185FL0 51 50000 SH SOLE 0 0 50000 Domestic Fixed Income Annuity Funds H77227151 51 51336 SH SOLE 0 0 51336 El Dorado Calif Irr Dist Ctfs 5.000 03/01/40 '30 Municipal Bonds 283059GB3 51 40000 SH SOLE 0 0 40000 Florida St Brd Ed Pub Ed 3.000 06/01/33 '29 Municipal Bonds 34153QRL2 51 45000 SH SOLE 0 0 45000 Goldman Bank USA 2.950 01/24/22 Certificate of Deposit 38148P4G9 51 50000 SH SOLE 0 0 50000 Lake Elsinore Calif Rec Auth 4.000 02/01/22 Municipal Bonds 50963UAJ2 51 50000 SH SOLE 0 0 50000 Iowa City Iowa Swr Rev 3.000 07/01/21 Municipal Bonds 462362MB7 50 50000 SH SOLE 0 0 50000 Los Angeles Calif Wastewtr Sys 5.000 06/01/26 Municipal Bonds 53945CKA7 49 40000 SH SOLE 0 0 40000 San Diego Calif Pub Facs Fing 5.000 05/15/24 Municipal Bonds 79730AJA7 45 40000 SH SOLE 0 0 40000 California St 5.000 11/01/22 Municipal Bonds 13063DBG2 42 40000 SH SOLE 0 0 40000 California St 5.000 03/01/27 '25 Municipal Bonds 13063CQU7 41 35000 SH SOLE 0 0 35000 University Calif Revs 5.000 05/15/25 Municipal Bonds 91412GZ40 41 35000 SH SOLE 0 0 35000 California St Pub Wks Brd 5.000 03/01/23 Municipal Bonds 13068LE76 38 35000 SH SOLE 0 0 35000 New York N Y 5.000 08/01/28 Municipal Bonds 64966QPQ7 38 30000 SH SOLE 0 0 30000 US Treasury 0.625 01/15/26 TIPS 912828N71 37 30000 SH SOLE 0 0 30000 UPS 2.450 10/01/22 Corporate Bonds 911312AQ9 36 35000 SH SOLE 0 0 35000 Walmart 2.350 12/15/22 '22 Corporate Bonds 931142DU4 36 35000 SH SOLE 0 0 35000 California St Dept Wtr Res 5.000 12/01/28 Municipal Bonds 13067WPX4 32 25000 SH SOLE 0 0 25000 California St Pub Wks Brd 5.000 11/01/28 Municipal Bonds 13068L6N0 32 25000 SH SOLE 0 0 25000 California Health Facs Fing 5.000 11/15/32 '27 Municipal Bonds 13032UQK7 31 25000 SH SOLE 0 0 25000 Los Angeles Cnty Calif Met 5.000 07/01/27 Municipal Bonds 54466HGX8 31 25000 SH SOLE 0 0 25000 Los Angeles Cnty Calif Met 5.000 07/01/28 '27 Municipal Bonds 54466HEQ5 31 25000 SH SOLE 0 0 25000 Procter Gamble 3.100 08/15/23 Corporate Bonds 742718EB1 31 30000 SH SOLE 0 0 30000 San Rafael Calif Jt Pwrs Fing 5.000 06/01/33 '28 Municipal Bonds 799317CE0 31 25000 SH SOLE 0 0 25000 California St 5.000 08/01/27 '26 Municipal Bonds 13063C4P2 30 25000 SH SOLE 0 0 25000 California St Pub Wks Brd 5.000 12/01/25 Municipal Bonds 13068LXH3 30 25000 SH SOLE 0 0 25000 California St Univ Rev 5.000 11/01/26 '26 Municipal Bonds 13077C3Z5 30 25000 SH SOLE 0 0 25000 Oregon St Hsg & Cmnty Svcs Dep 2.125 07/01/22 Municipal Bonds 686087YS0 30 30000 SH SOLE 0 0 30000 University Conn 5.000 01/15/32 '27 Municipal Bonds 914233L33 30 25000 SH SOLE 0 0 25000 Los Angeles Calif Dept Wtr & 5.000 07/01/25 '25 Municipal Bonds 5444954Y7 29 25000 SH SOLE 0 0 25000 Pasadena Calif Ctfs Partn 5.000 02/01/32 '25 Municipal Bonds 702204NR5 28 25000 SH SOLE 0 0 25000 Riverside Cnty Calif Transn Co 5.000 06/01/24 Municipal Bonds 769125HG3 28 25000 SH SOLE 0 0 25000 Tahoe Truckee Calif Uni Sch 5.000 08/01/24 Municipal Bonds 873884NC0 28 25000 SH SOLE 0 0 25000 Upper Santa Clara Vy Jt Pwrs 5.000 08/01/24 Municipal Bonds 916544BC2 28 25000 SH SOLE 0 0 25000 Campbell Calif Un High Sch 5.000 08/01/23 Municipal Bonds 134159UT7 27 25000 SH SOLE 0 0 25000 Marion Cnty Ore 5.500 06/01/23 Municipal Bonds 569127BF9 27 25000 SH SOLE 0 0 25000 Mt Diablo Calif Uni Sch Dist 4.000 08/01/23 Municipal Bonds 621196F74 27 25000 SH SOLE 0 0 25000 Los Angeles Calif Mun Impt Cor 5.000 05/01/22 Municipal Bonds 544587A32 26 25000 SH SOLE 0 0 25000 Los Angeles Cnty Calif Regl 5.000 11/15/25 '22 Municipal Bonds 54465YAG5 26 25000 SH SOLE 0 0 25000 Los Angeles Cnty Calif Regl 5.000 11/15/28 '22 Municipal Bonds 54465YAK6 26 25000 SH SOLE 0 0 25000 Murrieta Vy Calif Uni Sch Dist 5.000 09/01/22 Municipal Bonds 626905JT1 26 25000 SH SOLE 0 0 25000 Portland Ore Swr Sys Rev 3.000 10/01/28 '24 Municipal Bonds 736742VT1 26 25000 SH SOLE 0 0 25000 Vista Calif Uni Sch Dist 5.000 08/01/27 '22 Municipal Bonds 928346NF8 26 25000 SH SOLE 0 0 25000 Connecticut St Health & Edl F 5.000 06/01/40 '30 Municipal Bonds 20775DHE5 25 20000 SH SOLE 0 0 20000 Los Angeles Calif Dept Arpts 5.000 05/15/21 Municipal Bonds 5444352W9 25 25000 SH SOLE 0 0 25000 New York N Y City Transitional 5.000 07/15/31 '28 Municipal Bonds 64972HF98 25 20000 SH SOLE 0 0 20000 Hayward Calif Redev Successor 5.000 09/01/27 '26 Municipal Bonds 421248AM7 24 20000 SH SOLE 0 0 20000 Callon 6.250 04/15/23 '21 Corporate Bonds 144577AH6 23 25000 SH SOLE 0 0 25000 Bragg Gaming Group Inc Common Stock 104833108 22 15400 SH SOLE 0 0 15400 Fidelity California AMT Tax-Free MM I Mutual Fund 31606Y108 22 22224 SH SOLE 0 0 22224 California St Univ Rev 5.000 11/01/22 Municipal Bonds 13077CB60 21 20000 SH SOLE 0 0 20000 Portland Ore Cmnty College Dis 3.000 06/15/28 '23 Municipal Bonds 736688JF0 21 20000 SH SOLE 0 0 20000 Portland Ore Rev 3.000 09/01/30 '22 Municipal Bonds 736740NY3 20 20000 SH SOLE 0 0 20000 GoldMining Inc Common Stock 38149E101 17 11300 SH SOLE 0 0 11300 Winston Gold Corp Common Stock 97562T102 17 204000 SH SOLE 0 0 204000 Portland Ore Cmnty College Dis 5.000 06/15/23 Municipal Bonds 736688JA1 16 15000 SH SOLE 0 0 15000 Oregon St 3.250 08/01/38 '23 Municipal Bonds 68608UTZ9 15 15000 SH SOLE 0 0 15000 First Mining Gold Corp Common Stock 320890106 11 41300 SH SOLE 0 0 41300 Local Ore Cap Assets Program 3.500 06/01/34 '22 Municipal Bonds 53957KFN2 10 10000 SH SOLE 0 0 10000 Portland Ore Swr Sys Rev 3.000 06/01/30 '25 Municipal Bonds 736742XK8 10 10000 SH SOLE 0 0 10000 Silver One Resources Inc Common Stock 828062109 9 16400 SH SOLE 0 0 16400 Silver Elephant Mining Corp Common Stock 82770L109 7 25000 SH SOLE 0 0 25000 Norsemont Mining Inc Common Stock 65652P108 6 13000 SH SOLE 0 0 13000 Marifil Mines Ltd Common Stock 56781Y102 2 39000 SH SOLE 0 0 39000 FEDERAL NATIONAL MORTGAGE ASSOCIATION 0714B SB Inv IONtl CMO/MBS/ABS 31396PZY0 0 1019100 SH SOLE 0 0 1019100 Ginnie Mae 2 G2SF 001901 8.000 11/20/24 CMO/MBS/ABS 36202CDE0 0 25000 SH SOLE 0 0 25000 Ginnie Mae 2 G2SF 002714 6.500 02/20/29 CMO/MBS/ABS 36202DAP6 0 25000 SH SOLE 0 0 25000 Ginnie Mae 2 G2SF 003081 7.000 05/20/31 CMO/MBS/ABS 36202DM65 0 45000 SH SOLE 0 0 45000 Lehman Bros Hldg 6.500 10/25/27 MTN DFTd Corporate Bonds 525ESCFR5 0 70000 SH SOLE 0 0 70000 Lehman Bros Hldg Inc Escrow Structured Notes 525ESCW62 0 21500 SH SOLE 0 0 21500