0001849055-21-000002.txt : 20210518 0001849055-21-000002.hdr.sgml : 20210518 20210517203549 ACCESSION NUMBER: 0001849055-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210518 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Navis Wealth Advisors, LLC CENTRAL INDEX KEY: 0001849055 IRS NUMBER: 854148913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21090 FILM NUMBER: 21933379 BUSINESS ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-602 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 914-848-8300 MAIL ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-602 CITY: RYE BROOK STATE: NY ZIP: 10573 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001849055 XXXXXXXX 03-31-2021 03-31-2021 Navis Wealth Advisors, LLC

800 WESTCHESTER AVENUE SUITE S-602 RYE BROOK NY 10573

13F HOLDINGS REPORT 028-21090 N Paul C. Fegan Jr. (917) 517-0904 Paul C. Fegan Jr. Rye Brook NY 05-17-2021 0 110 129124 false INFORMATION TABLE 2 13FNavisWealth20210517.xlsx.xml ADVISORSHARES PURE US CANNABIS ETF PUT Option 023135956 3713 1200 SH Put SOLE 0 0 1200 ALPS CLEAN ENERGY ETF PUT Option 02079K957 2482 1200 SH Put SOLE 0 0 1200 CITIGROUP INC COM NEW PUT Option 30212P953 2151 12500 SH Put SOLE 0 0 12500 ETFMG PRIME MOBILE PAYMENTS ETF PUT Option 023135956 1238 400 SH Put SOLE 0 0 400 ISHARES RUSSELL 1000 GROWTH ETF PUT Option 00768Y953 466 11000 SH Put SOLE 0 0 11000 VANGUARD S&P 500 ETF CALL Option 67066G904 5339 10000 SH Call SOLE 0 0 10000 ARK NEXT GENERATION INTERNET ETF CALL Option 88579Y901 963 5000 SH Call SOLE 0 0 5000 SPDR S&P BIOTECH ETF CALL Option 92343V904 872 15000 SH Call SOLE 0 0 15000 ISHARES U.S. FINANCIALS ETF CALL Option 617446908 777 10000 SH Call SOLE 0 0 10000 VANGUARD UTILITIES INDEX FUND CALL Option 084670902 639 2500 SH Call SOLE 0 0 2500 BK OF AMERICA CORP COM CALL Option 037833900 611 5000 SH Call SOLE 0 0 5000 ISHARES MSCI EAFE GROWTH ETF CALL Option 254687906 554 3000 SH Call SOLE 0 0 3000 PACER BENCHMARK DATA & INFRASTRUCTURE REAL ESTATE SCTR ETF CALL Option 025816909 354 2500 SH Call SOLE 0 0 2500 SPDR S&P 500 ETF ETF 78462F103 12599 31788 SH SOLE 0 0 31788 INVESCO ULTRA SHORT DURATION ETF ETF 46090A887 6062 120078 SH SOLE 0 0 120078 BLACKROCK SHORT MATURITY BOND ETF ETF 46431W507 5823 116020 SH SOLE 0 0 116020 VANGUARD S&P 500 ETF ETF 922908363 5428 14900 SH SOLE 0 0 14900 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND ETF 72201R833 5089 49939 SH SOLE 0 0 49939 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 4492 88495 SH SOLE 0 0 88495 INVESCO QQQ TRUST ETF 46090E103 4487 14061 SH SOLE 0 0 14061 ADVISORSHARES PURE US CANNABIS ETF ETF 00768Y453 3781 89174 SH SOLE 0 0 89174 JANUS HENDERSON SHORT DURATION INCOME ETF ETF 47103U886 3237 64501 SH SOLE 0 0 64501 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 464288158 3023 28036 SH SOLE 0 0 28036 ISHARES S&P SMALL-CAP FUND ETF 464287804 2769 25512 SH SOLE 0 0 25512 ALPS CLEAN ENERGY ETF ETF 00162Q460 2656 34042 SH SOLE 0 0 34042 CITIGROUP INC COM NEW Stock 172967424 2227 30609 SH SOLE 0 0 30609 ISHARES CORE S&P 500 ETF ETF 464287200 1558 3917 SH SOLE 0 0 3917 ARK GENOMIC REVOLUTION ETF ETF 00214Q302 1495 16851 SH SOLE 0 0 16851 ADVISORSHARES PURE CANNABIS ETF ETF 00768Y495 1476 62450 SH SOLE 0 0 62450 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF ETF 74348A467 1451 16816 SH SOLE 0 0 16816 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 1410 20641 SH SOLE 0 0 20641 INVESCO S&P SMALLCAP LOW VOLATILITY ETF ETF 46138G102 1327 28911 SH SOLE 0 0 28911 ETFMG PRIME MOBILE PAYMENTS ETF ETF 26924G409 1276 19112 SH SOLE 0 0 19112 SPDR S&P INSURANCE ETF ETF 78464A789 1069 29177 SH SOLE 0 0 29177 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 1015 6902 SH SOLE 0 0 6902 ARK NEXT GENERATION INTERNET ETF ETF 00214Q401 990 6716 SH SOLE 0 0 6716 ISHARES U.S. BASIC MATERIALS ETF ETF 464287838 931 7417 SH SOLE 0 0 7417 SPDR S&P BIOTECH ETF ETF 78464A870 897 6612 SH SOLE 0 0 6612 GOLDMAN SACHS GROUP INC COM Stock 38141G104 860 2631 SH SOLE 0 0 2631 ISHARES MSCI EAFE ETF ETF 464287465 798 10523 SH SOLE 0 0 10523 ISHARES U.S. FINANCIALS ETF ETF 464287788 790 10558 SH SOLE 0 0 10558 JPMORGAN CHASE & CO COM Stock 46625H100 772 5070 SH SOLE 0 0 5070 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 762 2535 SH SOLE 0 0 2535 ETFMG ALTERNATIVE HARVEST ETF ETF 26924G508 757 33073 SH SOLE 0 0 33073 ISHARES SILVER TRUST ETF 46428Q109 745 32836 SH SOLE 0 0 32836 SPDR GOLD SHARES ETF 78463V107 713 4460 SH SOLE 0 0 4460 ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF ETF 00214Q203 696 8292 SH SOLE 0 0 8292 VANECK VECTORS BIOTECH ETF ETF 92189F726 685 3904 SH SOLE 0 0 3904 VANGUARD UTILITIES INDEX FUND ETF 92204A876 667 4745 SH SOLE 0 0 4745 BK OF AMERICA CORP COM Stock 060505104 620 16037 SH SOLE 0 0 16037 MICROSTRATEGY INC CL A NEW Stock 594972408 604 890 SH SOLE 0 0 890 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 602 5154 SH SOLE 0 0 5154 GLOBAL X NASDAQ 100 COVERED CALL ETF ETF 37954Y483 595 26372 SH SOLE 0 0 26372 ISHARES MSCI EAFE VALUE ETF ETF 464288877 591 11597 SH SOLE 0 0 11597 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 583 5808 SH SOLE 0 0 5808 ISHARES RESIDENTIAL AND MULTISECTOR REAL ESTATE ETF ETF 464288562 543 7333 SH SOLE 0 0 7333 ALPHABET INC CAP STK CL C Stock 02079K107 532 257 SH SOLE 0 0 257 PROSHARES ONLINE RETAIL ETF ETF 74347B169 528 6734 SH SOLE 0 0 6734 INVESCO WILDERHILL CLEAN ENERGY ETF ETF 46137V134 526 5349 SH SOLE 0 0 5349 ISHARES GLOBAL ENERGY ETF ETF 464287341 523 21200 SH SOLE 0 0 21200 AMAZON COM INC COM Stock 023135106 523 169 SH SOLE 0 0 169 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 515 15136 SH SOLE 0 0 15136 SPDR S&P HOMEBUILDERS ETF ETF 78464A888 493 7003 SH SOLE 0 0 7003 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 486 2000 SH SOLE 0 0 2000 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 458 2000 SH SOLE 0 0 2000 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 399 2991 SH SOLE 0 0 2991 MATERIALS SELECT SECTOR SPDR FUND ETF 81369Y100 394 5000 SH SOLE 0 0 5000 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 386 1 SH SOLE 0 0 1 PACER BENCHMARK DATA & INFRASTRUCTURE REAL ESTATE SCTR ETF ETF 69374H741 383 10575 SH SOLE 0 0 10575 INVESCO DYNAMIC LEISURE AND ENTERTAINMENT ETF ETF 46137V720 345 7497 SH SOLE 0 0 7497 SPDR BLACKSTONE SENIOR LOAN ETF ETF 78467V608 343 7500 SH SOLE 0 0 7500 REAVES UTIL INCOME FD COM SH BEN INT CEF 756158101 335 10000 SH SOLE 0 0 10000 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 315 10000 SH SOLE 0 0 10000 ISHARES PREFERRED AND INCOME SECURITIES ETF ETF 464288687 307 8000 SH SOLE 0 0 8000 PENNYMAC MTG INVT TR COM REIT 70931T103 298 15190 SH SOLE 0 0 15190 SCHWAB U.S. REIT ETF ETF 808524847 296 7210 SH SOLE 0 0 7210 SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF ETF 78468R788 289 7500 SH SOLE 0 0 7500 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 288 4500 SH SOLE 0 0 4500 AGNC INVT CORP COM REIT 00123Q104 285 17000 SH SOLE 0 0 17000 ISHARES SELECT DIVIDEND ETF ETF 464287168 285 2500 SH SOLE 0 0 2500 ARBOR REALTY TRUST INC COM REIT 038923108 284 17859 SH SOLE 0 0 17859 PROSHARES PET CARE ETF ETF 74348A145 280 3873 SH SOLE 0 0 3873 UBER TECHNOLOGIES INC COM Stock 90353T100 278 5100 SH SOLE 0 0 5100 JOHNSON & JOHNSON COM Stock 478160104 278 1693 SH SOLE 0 0 1693 SPDR DOW JONES REIT ETF ETF 78464A607 277 2928 SH SOLE 0 0 2928 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 270 2000 SH SOLE 0 0 2000 APPLE INC COM Stock 037833100 257 2105 SH SOLE 0 0 2105 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF ETF 921946810 248 3000 SH SOLE 0 0 3000 PROLOGIS INC. COM REIT 74340W103 246 2322 SH SOLE 0 0 2322 PEPSICO INC COM Stock 713448108 243 1716 SH SOLE 0 0 1716 MICROSOFT CORP COM Stock 594918104 237 1004 SH SOLE 0 0 1004 MORGAN STANLEY COM NEW Stock 617446448 233 3000 SH SOLE 0 0 3000 ISHARES U.S. BROKER-DEALERS & SECURITIES EXCHANGES ETF ETF 464288794 230 2500 SH SOLE 0 0 2500 HOME DEPOT INC COM Stock 437076102 230 753 SH SOLE 0 0 753 APPHARVEST INC COM Stock 03783T103 228 12460 SH SOLE 0 0 12460 NEW RESIDENTIAL INVT CORP COM NEW REIT 64828T201 225 20000 SH SOLE 0 0 20000 AFLAC INC COM Stock 001055102 220 4300 SH SOLE 0 0 4300 PRUDENTIAL FINL INC COM Stock 744320102 220 2415 SH SOLE 0 0 2415 MONGODB INC CL A Stock 60937P106 214 800 SH SOLE 0 0 800 QUALCOMM INC COM Stock 747525103 212 1600 SH SOLE 0 0 1600 COCA COLA CO COM Stock 191216100 211 4000 SH SOLE 0 0 4000 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF ETF 46090F100 178 10300 SH SOLE 0 0 10300 INVESCO DB COMMODITY INDEX TRACKING FUND ETF 46138B103 166 10000 SH SOLE 0 0 10000 NUVEEN CR STRATEGIES INCOME FD COM SHS CEF 67073D102 65 10000 SH SOLE 0 0 10000 PIERIS PHARMACEUTICALS INC COM Stock 720795103 41 16000 SH SOLE 0 0 16000 DURECT CORP COM Stock 266605104 21 10500 SH SOLE 0 0 10500 ARK INNOVATION ETF ETF 00214Q104 1969 16414 SH SOLE 0 0 16414 FIDELITY NASDAQ COMPOSITE INDEX TRACKING STOCK FUND ETF 315912808 1711 3331 SH SOLE 0 0 3331 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 806 40000 SH SOLE 0 0 40000 WISDOMTREE U.S. MIDCAP DIVIDEND FUND ETF 97717W505 404 10000 SH SOLE 0 0 10000