Chief Compliance Officer

0001847820-24-000002.txt : 20240416 0001847820-24-000002.hdr.sgml : 20240416 20240416125540 ACCESSION NUMBER: 0001847820-24-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240416 DATE AS OF CHANGE: 20240416 EFFECTIVENESS DATE: 20240416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Robbins Farley CENTRAL INDEX KEY: 0001847820 ORGANIZATION NAME: IRS NUMBER: 455053388 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21088 FILM NUMBER: 24846885 BUSINESS ADDRESS: STREET 1: 6 BEDFORD FARMS DRIVE STREET 2: SUITE 112 CITY: BEDFORD STATE: NH ZIP: 03110 BUSINESS PHONE: 6036223292 MAIL ADDRESS: STREET 1: 6 BEDFORD FARMS DRIVE STREET 2: SUITE 112 CITY: BEDFORD STATE: NH ZIP: 03110 FORMER COMPANY: FORMER CONFORMED NAME: ROBBINS FARLEY LLC DATE OF NAME CHANGE: 20210224 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001847820 XXXXXXXX 03-31-2024 03-31-2024 Robbins Farley

6 BEDFORD FARMS DRIVE SUITE 112 BEDFORD NH 03110

13F HOLDINGS REPORT 028-21088 000286581 801-118427 N Colleen Farley Chief Compliance Officer 603-703-0255 Colleen Farley Bedford NH 04-16-2024 0 167 189967545 false INFORMATION TABLE 2 robbins1q24.xml ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3046702 8790 SH SOLE 0 0 8790 ADOBE INC COM 00724F101 1499672 2972 SH SOLE 0 0 2972 AFLAC INC COM 001055102 34344 400 SH SOLE 0 0 400 ALBEMARLE CORP COM 012653101 1806024 13709 SH SOLE 0 0 13709 ALLEGRO MICROSYSTEMS INC COM 01749D105 2814193 104384 SH SOLE 0 0 104384 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 10620 1000 SH SOLE 0 0 1000 ALLSTATE CORP COM 020002101 8478 49 SH SOLE 0 0 49 ALPHABET INC CAP STK CL A 02079K305 2725796 18060 SH SOLE 0 0 18060 ALPHABET INC CAP STK CL C 02079K107 15226 100 SH SOLE 0 0 100 AMAZON COM INC COM 023135106 4390991 24343 SH SOLE 0 0 24343 APPLE INC COM 037833100 4289744 25016 SH SOLE 0 0 25016 ARISTA NETWORKS INC COM 040413106 2009852 6931 SH SOLE 0 0 6931 AT&T INC COM 00206R102 3116 177 SH SOLE 0 0 177 AUTODESK INC COM 052769106 2472168 9493 SH SOLE 0 0 9493 AUTOZONE INC COM 053332102 37820 12 SH SOLE 0 0 12 AVALONBAY CMNTYS INC COM 053484101 928 5 SH SOLE 0 0 5 AVNET INC COM 053807103 1885 38 SH SOLE 0 0 38 BAIDU INC SPON ADR REP A 056752108 422 4 SH SOLE 0 0 4 BANK AMERICA CORP COM 060505104 15168 400 SH SOLE 0 0 400 BIOSIG TECHNOLOGIES INC COM 09073N300 6 8 SH SOLE 0 0 8 BITFARMS LTD COM 09173B107 223 100 SH SOLE 0 0 100 BLACKBERRY LTD COM 09228F103 69 25 SH SOLE 0 0 25 BLACKROCK CORPOR HI YLD FD I COM 09255P107 85095 8692 SH SOLE 0 0 8692 BLACKSTONE STRATEGIC CRED 20 COM SHS BEN IN 09257R101 83907 7051 SH SOLE 0 0 7051 BLOCK INC CL A 852234103 423 5 SH SOLE 0 0 5 BOEING CO COM 097023105 2509 13 SH SOLE 0 0 13 BRIGHTHOUSE FINL INC COM 10922N103 980 19 SH SOLE 0 0 19 BRISTOL-MYERS SQUIBB CO COM 110122108 55966 1032 SH SOLE 0 0 1032 BROADCOM INC COM 11135F101 5357308 4042 SH SOLE 0 0 4042 CARNIVAL CORP UNIT 99/99/9999 143658300 1634 100 SH SOLE 0 0 100 CASEYS GEN STORES INC COM 147528103 3445948 10821 SH SOLE 0 0 10821 CATERPILLAR INC COM 149123101 5415103 14778 SH SOLE 0 0 14778 CENTENE CORP DEL COM 15135B101 864 11 SH SOLE 0 0 11 CHEVRON CORP NEW COM 166764100 15774 100 SH SOLE 0 0 100 CISCO SYS INC COM 17275R102 1281789 25682 SH SOLE 0 0 25682 CITIZENS FINL GROUP INC COM 174610105 4537 125 SH SOLE 0 0 125 COCA COLA CO COM 191216100 788855 12894 SH SOLE 0 0 12894 COLGATE PALMOLIVE CO COM 194162103 87349 970 SH SOLE 0 0 970 CONSTELLATION BRANDS INC CL A 21036P108 3344551 12307 SH SOLE 0 0 12307 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 205 3 SH SOLE 0 0 3 CVS HEALTH CORP COM 126650100 245262 3075 SH SOLE 0 0 3075 DEERE & CO COM 244199105 16430 40 SH SOLE 0 0 40 DELL TECHNOLOGIES INC CL C 24703L202 322589 2827 SH SOLE 0 0 2827 DIGITAL RLTY TR INC COM 253868103 1450051 10067 SH SOLE 0 0 10067 DISNEY WALT CO COM 254687106 3542567 28952 SH SOLE 0 0 28952 DOMINOS PIZZA INC COM 25754A201 3487104 7018 SH SOLE 0 0 7018 DOW INC COM 260557103 1944015 33558 SH SOLE 0 0 33558 DRAFTKINGS INC NEW COM CL A 26142V105 1799463 39627 SH SOLE 0 0 39627 E L F BEAUTY INC COM 26856L103 4108005 20956 SH SOLE 0 0 20956 ECOLAB INC COM 278865100 37175 161 SH SOLE 0 0 161 EDWARDS LIFESCIENCES CORP COM 28176E108 1783055 18659 SH SOLE 0 0 18659 ENTEGRIS INC COM 29362U104 5903 42 SH SOLE 0 0 42 ESSENTIAL UTILS INC COM 29670G102 13894 375 SH SOLE 0 0 375 EVERSOURCE ENERGY COM 30040W108 7472 125 SH SOLE 0 0 125 EXACT SCIENCES CORP COM 30063P105 760 11 SH SOLE 0 0 11 EXCHANGE TRADED CONCEPTS TRU BITWISE CRYPTO 301505624 132 10 SH SOLE 0 0 10 EXXON MOBIL CORP COM 30231G102 211557 1820 SH SOLE 0 0 1820 FIDELITY COVINGTON TRUST MSCI UTILS INDEX 316092865 1273 30 SH SOLE 0 0 30 FIFTH THIRD BANCORP COM 316773100 4391 118 SH SOLE 0 0 118 FISERV INC COM 337738108 3559192 22270 SH SOLE 0 0 22270 FORD MTR CO DEL COM 345370860 266 20 SH SOLE 0 0 20 GALLAGHER ARTHUR J & CO COM 363576109 2984478 11936 SH SOLE 0 0 11936 GAMESTOP CORP NEW CL A 36467W109 1954 156 SH SOLE 0 0 156 GARTNER INC COM 366651107 16684 35 SH SOLE 0 0 35 GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 36266G107 1728 19 SH SOLE 0 0 19 GENERAL ELECTRIC CO COM NEW 369604301 10357 59 SH SOLE 0 0 59 GENERAL MLS INC COM 370334104 350 5 SH SOLE 0 0 5 GENERAL MTRS CO COM 37045V100 454 10 SH SOLE 0 0 10 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 60 2 SH SOLE 0 0 2 HASBRO INC COM 418056107 283 5 SH SOLE 0 0 5 HCA HEALTHCARE INC COM 40412C101 1729020 5184 SH SOLE 0 0 5184 HERSHEY CO COM 427866108 1751 9 SH SOLE 0 0 9 HOME DEPOT INC COM 437076102 5047026 13157 SH SOLE 0 0 13157 HONEYWELL INTL INC COM 438516106 1583299 7714 SH SOLE 0 0 7714 HUMANA INC COM 444859102 1041 3 SH SOLE 0 0 3 INTERNATIONAL BUSINESS MACHS COM 459200101 63017 330 SH SOLE 0 0 330 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 2741 15 SH SOLE 0 0 15 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 85964 7236 SH SOLE 0 0 7236 INVESCO EXCHANGE TRADED FD T BIOTECHNOLOGY 46137V787 18250 282 SH SOLE 0 0 282 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 214010 5365 SH SOLE 0 0 5365 INVESCO QQQ TR UNIT SER 1 46090E103 7579186 17070 SH SOLE 0 0 17070 ISHARES TR 20 YR TR BD ETF 464287432 1488278 15729 SH SOLE 0 0 15729 ISHARES TR CORE S&P TTL STK 464287150 69411 602 SH SOLE 0 0 602 ISHARES TR ESG AWR MSCI USA 46435G425 1840 16 SH SOLE 0 0 16 ISHARES TR IBDS DEC28 ETF 46435U515 44929 1804 SH SOLE 0 0 1804 ISHARES TR IBONDS 24 TRM TS 46436E874 31960 1335 SH SOLE 0 0 1335 ISHARES TR IBONDS 25 TRM TS 46436E866 31965 1376 SH SOLE 0 0 1376 ISHARES TR IBONDS 26 TRM TS 46436E858 32112 1414 SH SOLE 0 0 1414 ISHARES TR IBONDS 27 ETF 46435UAA9 3996853 167935 SH SOLE 0 0 167935 ISHARES TR IBONDS 27 TRM TS 46436E841 32000 1444 SH SOLE 0 0 1444 ISHARES TR IBONDS 28 TRM TS 46436E833 40010 1824 SH SOLE 0 0 1824 ISHARES TR IBONDS DEC2026 46435GAA0 31292 1312 SH SOLE 0 0 1312 ISHARES TR ISHARES BIOTECH 464287556 3579384 26085 SH SOLE 0 0 26085 ISHARES TR PFD AND INCM SEC 464288687 14053 436 SH SOLE 0 0 436 ISHARES TR SELECT DIVID ETF 464287168 9239 75 SH SOLE 0 0 75 JOHN HANCOCK EXCHANGE TRADED PREFERRED INCOME 47804J776 2375403 105713 SH SOLE 0 0 105713 JOHNSON & JOHNSON COM 478160104 23729 150 SH SOLE 0 0 150 JPMORGAN CHASE & CO COM 46625H100 75514 377 SH SOLE 0 0 377 KELLANOVA COM 487836108 287 5 SH SOLE 0 0 5 KRAFT HEINZ CO COM 500754106 1772 48 SH SOLE 0 0 48 L3HARRIS TECHNOLOGIES INC COM 502431109 63930 300 SH SOLE 0 0 300 LOCKHEED MARTIN CORP COM 539830109 2413541 5306 SH SOLE 0 0 5306 LOWES COS INC COM 548661107 2293 9 SH SOLE 0 0 9 MACOM TECH SOLUTIONS HLDGS I COM 55405Y100 2583 27 SH SOLE 0 0 27 MARRIOTT INTL INC NEW CL A 571903202 9588 38 SH SOLE 0 0 38 MARTIN MARIETTA MATLS INC COM 573284106 5182882 8442 SH SOLE 0 0 8442 MASTERCARD INCORPORATED CL A 57636Q104 17337 36 SH SOLE 0 0 36 MATTEL INC COM 577081102 199 10 SH SOLE 0 0 10 MCDONALDS CORP COM 580135101 1485595 5269 SH SOLE 0 0 5269 META PLATFORMS INC CL A 30303M102 3600091 7414 SH SOLE 0 0 7414 METLIFE INC COM 59156R108 21196 286 SH SOLE 0 0 286 MICROSOFT CORP COM 594918104 4875638 11589 SH SOLE 0 0 11589 MIND MEDICINE MINDMED INC COM NEW 60255C885 264 28 SH SOLE 0 0 28 NETFLIX INC COM 64110L106 2723876 4485 SH SOLE 0 0 4485 NEWELL BRANDS INC COM 651229106 81 10 SH SOLE 0 0 10 NEXTERA ENERGY INC COM 65339F101 2392791 37440 SH SOLE 0 0 37440 NIKE INC CL B 654106103 470 5 SH SOLE 0 0 5 NVIDIA CORPORATION COM 67066G104 6039396 6684 SH SOLE 0 0 6684 PALO ALTO NETWORKS INC COM 697435105 1376326 4844 SH SOLE 0 0 4844 PARAMOUNT GLOBAL CLASS B COM 92556H206 48 4 SH SOLE 0 0 4 PEPSICO INC COM 713448108 5776 33 SH SOLE 0 0 33 PFIZER INC COM 717081103 32274 1163 SH SOLE 0 0 1163 PRESTIGE CONSMR HEALTHCARE I COM 74112D101 2121655 29240 SH SOLE 0 0 29240 PROCTER AND GAMBLE CO COM 742718109 812 5 SH SOLE 0 0 5 QUALCOMM INC COM 747525103 784706 4635 SH SOLE 0 0 4635 RALPH LAUREN CORP CL A 751212101 2066 11 SH SOLE 0 0 11 RIVIAN AUTOMOTIVE INC COM CL A 76954A103 55 5 SH SOLE 0 0 5 ROBLOX CORP CL A 771049103 764 20 SH SOLE 0 0 20 ROCKWELL AUTOMATION INC COM 773903109 1307490 4488 SH SOLE 0 0 4488 ROYALTY PHARMA PLC SHS CLASS A G7709Q104 608 20 SH SOLE 0 0 20 SCHWAB CHARLES CORP COM 808513105 7813 108 SH SOLE 0 0 108 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 6615451 169540 SH SOLE 0 0 169540 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 15019 246 SH SOLE 0 0 246 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 8012929 99379 SH SOLE 0 0 99379 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 143071 1883 SH SOLE 0 0 1883 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 236759 3815 SH SOLE 0 0 3815 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 209520 2573 SH SOLE 0 0 2573 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 47025 955 SH SOLE 0 0 955 SHERWIN WILLIAMS CO COM 824348106 3344094 9628 SH SOLE 0 0 9628 SHOCKWAVE MED INC COM 82489T104 1971365 6054 SH SOLE 0 0 6054 SNAP ON INC COM 833034101 1632173 5510 SH SOLE 0 0 5510 SOUTHERN CO COM 842587107 2349557 32751 SH SOLE 0 0 32751 SPDR S&P 500 ETF TR CALL 78462F103 8159892 15600 PRN Call SOLE 0 0 15600 SPDR S&P 500 ETF TR TR UNIT 78462F103 419503 802 SH SOLE 0 0 802 SPDR SER TR BBG CONV SEC ETF 78464A359 53612 734 SH SOLE 0 0 734 STARBUCKS CORP COM 855244109 3354013 36700 SH SOLE 0 0 36700 STATE STR CORP COM 857477103 697118 9016 SH SOLE 0 0 9016 TESLA INC COM 88160R101 1544843 8788 SH SOLE 0 0 8788 THOMSON REUTERS CORP. COM 884903808 780 5 SH SOLE 0 0 5 TJX COS INC NEW COM 872540109 4877085 48088 SH SOLE 0 0 48088 UBER TECHNOLOGIES INC COM 90353T100 2532433 32893 SH SOLE 0 0 32893 ULTA BEAUTY INC COM 90384S303 3161333 6046 SH SOLE 0 0 6046 UNILEVER PLC SPON ADR NEW 904767704 502 10 SH SOLE 0 0 10 UNITEDHEALTH GROUP INC COM 91324P102 19788 40 SH SOLE 0 0 40 VANGUARD INDEX FDS MID CAP ETF 922908629 1000 4 SH SOLE 0 0 4 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5769 12 SH SOLE 0 0 12 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1755 42 SH SOLE 0 0 42 VANGUARD WORLD FD UTILITIES ETF 92204A876 38212 268 SH SOLE 0 0 268 VISA INC COM CL A 92826C839 3967402 14216 SH SOLE 0 0 14216 WABTEC COM 929740108 292 2 SH SOLE 0 0 2 WALMART INC COM 931142103 3133173 52072 SH SOLE 0 0 52072 WARNER BROS DISCOVERY INC COM SER A 934423104 367 42 SH SOLE 0 0 42 WESCO INTL INC COM 95082P105 8564 50 SH SOLE 0 0 50 WEX INC COM 96208T104 1663 7 SH SOLE 0 0 7 WK KELLOGG CO COM SHS 92942W107 19 1 SH SOLE 0 0 1 WORKDAY INC CL A 98138H101 1364 5 SH SOLE 0 0 5 WP CAREY INC COM 92936U109 19472 345 SH SOLE 0 0 345