SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person* Sirosh Joseph (Last) (First) (Middle) C/O COMPASS, INC. 90 FIFTH AVENUE, 3RD FLOOR (Street) NEW YORK NY 10011 (City) (State) (Zip)	2. Date of Event Requiring Statement (Month/Day/Year) 03/31/2021	3. Issuer Name and Ticker or Trading Symbol Compass, Inc. [ COMP ]
		4. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Chief Technology Officer	5. If Amendment, Date of Original Filed (Month/Day/Year)
			6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock	189,060	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy Class A Common Stock)	(1)	12/19/2028	Class A Common Stock	322,540	$5.16	D
Stock Option (right to buy Class A Common Stock)	(2)	06/07/2030	Class A Common Stock	1,242,420	$6.44	D
Restricted Stock Unit (RSU)	(3)	(3)	Class A Common Stock	455,370	(4)	D
Restricted Stock Unit (RSU)	(5)	(5)	Class A Common Stock	4,550	(4)	D

Explanation of Responses:

1. The option vests as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares monthly thereafter, with 100% of the total shares vested and exercisable on December 4, 2022, subject to the reporting person's provision of service to the issuer on each vesting date.

2. The option vests as to 0.0167% of the total shares monthly for 36 months beginning on June 1, 2020, and then 0.0333% monthly thereafter, with 100% of the total shares vested and exercisable on June 1, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

3. The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested and exercisable on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

4. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

5. The RSUs are fully vested.

Remarks:

	/s/ Bradley K. Serwin, as attorney-in-fact	03/31/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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