0001846991-21-000001.txt : 20210219 0001846991-21-000001.hdr.sgml : 20210219 20210219143914 ACCESSION NUMBER: 0001846991-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210219 DATE AS OF CHANGE: 20210219 EFFECTIVENESS DATE: 20210219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Rock Advisors, LLC CENTRAL INDEX KEY: 0001846991 IRS NUMBER: 821105309 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21052 FILM NUMBER: 21654618 BUSINESS ADDRESS: STREET 1: 187 DANBURY ROAD STREET 2: SUITE 201 CITY: WILTON STATE: CT ZIP: 06897 BUSINESS PHONE: (203) 920-4774 MAIL ADDRESS: STREET 1: 187 DANBURY ROAD STREET 2: SUITE 201 CITY: WILTON STATE: CT ZIP: 06897 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001846991 XXXXXXXX 12-31-2020 12-31-2020 Round Rock Advisors, LLC

187 DANBURY ROAD SUITE 201 WILTON CT 06897

13F HOLDINGS REPORT 028-21052 N BERT BOWLER (203) 920-4774 BERT BOWLER WILTON CT 02-19-2021 0 55 109200 false INFORMATION TABLE 2 13F_RoundRock_20201231.xml AMPHENOL CORP NEW CL A 032095101 713 5458 SH SOLE 0 0 5458 INVESCO QQQ TR UNIT SER 1 46090E103 14199 45259 SH SOLE 0 0 45259 ISHARES TR CORE S&P SCP ETF 464287804 10888 118478 SH SOLE 0 0 118478 ISHARES TR MSCI EAFE MIN VL 46429B689 4231 57637 SH SOLE 0 0 57637 ISHARES TR MSCI USA MIN VOL 46429B697 11984 176558 SH SOLE 0 0 176558 SPDR SER TR S&P RETAIL ETF 78464A714 6141 95486 SH SOLE 0 0 95486 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 15404 168338 SH SOLE 0 0 168338 VANGUARD INDEX FDS MID CAP ETF 922908629 13182 63755 SH SOLE 0 0 63755 APPLE INC COM 037833100 3164 23849 SH SOLE 0 0 23849 TESLA INC COM 88160R101 1074 1523 SH SOLE 0 0 1523 ISHARES TR S&P 500 GRWT ETF 464287309 2239 35092 SH SOLE 0 0 35092 ISHARES TR 0-5YR HI YL CP 46434V407 988 21763 SH SOLE 0 0 21763 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 3245 33409 SH SOLE 0 0 33409 GENERAL ELECTRIC CO COM 369604103 112 10435 SH SOLE 0 0 10435 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3149 24223 SH SOLE 0 0 24223 AMAZON COM INC COM 023135106 723 222 SH SOLE 0 0 222 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 374 4230 SH SOLE 0 0 4230 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 393 7739 SH SOLE 0 0 7739 ISHARES TR BLACKROCK ULTRA 46434V878 658 13025 SH SOLE 0 0 13025 ISHARES TR RUS TP200 GR ETF 464289438 509 3830 SH SOLE 0 0 3830 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 519 3231 SH SOLE 0 0 3231 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 299 4408 SH SOLE 0 0 4408 MICROSOFT CORP COM 594918104 469 2109 SH SOLE 0 0 2109 ISHARES TR PFD AND INCM SEC 464288687 251 6526 SH SOLE 0 0 6526 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 231 1035 SH SOLE 0 0 1035 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 797 9578 SH SOLE 0 0 9578 SPDR S&P 500 ETF TR TR UNIT 78462F103 1531 4097 SH SOLE 0 0 4097 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 328 2893 SH SOLE 0 0 2893 AT&T INC COM 00206R102 362 12608 SH SOLE 0 0 12608 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 618 9636 SH SOLE 0 0 9636 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 383 3008 SH SOLE 0 0 3008 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 541 8027 SH SOLE 0 0 8027 COMCAST CORP NEW CL A 20030N101 243 4645 SH SOLE 0 0 4645 INTERNATIONAL BUSINESS MACHS COM 459200101 225 1790 SH SOLE 0 0 1790 SPDR SER TR PORTFOLIO INTRMD 78464A375 226 6085 SH SOLE 0 0 6085 ISHARES TR RUS MD CP GR ETF 464287481 1007 9816 SH SOLE 0 0 9816 3M CO COM 88579Y101 248 1424 SH SOLE 0 0 1424 EXXON MOBIL CORP COM 30231G102 228 5552 SH SOLE 0 0 5552 JOHNSON & JOHNSON COM 478160104 527 3354 SH SOLE 0 0 3354 PEPSICO INC COM 713448108 1448 9766 SH SOLE 0 0 9766 ELECTRAMECCANICA VEHS CORP COM NEW 284849205 92 15000 SH SOLE 0 0 15000 NETFLIX INC COM 64110L106 521 965 SH SOLE 0 0 965 BANK NEW YORK MELLON CORP COM 064058100 282 6645 SH SOLE 0 0 6645 PFIZER INC COM 717081103 205 5589 SH SOLE 0 0 5589 UNION PAC CORP COM 907818108 254 1222 SH SOLE 0 0 1222 VANGUARD INDEX FDS SMALL CP ETF 922908751 283 1457 SH SOLE 0 0 1457 ISHARES TR RUS 1000 GRW ETF 464287614 417 1730 SH SOLE 0 0 1730 SPDR SER TR S&P BIOTECH 78464A870 235 1673 SH SOLE 0 0 1673 YUM BRANDS INC COM 988498101 287 2647 SH SOLE 0 0 2647 RH COM 74967X103 870 1945 SH SOLE 0 0 1945 ALPHABET INC CAP STK CL C 02079K107 217 124 SH SOLE 0 0 124 SHOPIFY INC CL A 82509L107 491 434 SH SOLE 0 0 434 STARBUCKS CORP COM 855244109 221 2074 SH SOLE 0 0 2074 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 578 1377 SH SOLE 0 0 1377 PROCTER AND GAMBLE CO COM 742718109 396 2850 SH SOLE 0 0 2850