0001845012-21-000002.txt : 20210506 0001845012-21-000002.hdr.sgml : 20210506 20210506162613 ACCESSION NUMBER: 0001845012-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210506 DATE AS OF CHANGE: 20210506 EFFECTIVENESS DATE: 20210506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NewGen Asset Management Ltd CENTRAL INDEX KEY: 0001845012 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20619 FILM NUMBER: 21898227 BUSINESS ADDRESS: STREET 1: COMMERCE COURT NORTH, SUITE 2900 STREET 2: 25 KING STREET WEST, BOX 405 CITY: TORONTO STATE: A6 ZIP: M5L1G3 BUSINESS PHONE: 416-941-9111 MAIL ADDRESS: STREET 1: COMMERCE COURT NORTH, SUITE 2900 STREET 2: 25 KING STREET WEST, BOX 405 CITY: TORONTO STATE: A6 ZIP: M5L1G3 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001845012 XXXXXXXX 03-31-2021 03-31-2021 NewGen Asset Management Ltd

COMMERCE COURT NORTH, SUITE 2900 25 KING STREET WEST, BOX 405 TORONTO A6 M5L1G3

13F HOLDINGS REPORT 028-20619 N David Dattels 416-941-9111 /s/ David Dattels Toronto Z4 05-06-2021 0 48 242037 false INFORMATION TABLE 2 newgen1q2021infotable13f.xml ARES ACQUISITION CORP COMM G33032114 2000 200000 SH SOLE NONE 200000 0 0 SPORTS VENTURES ACQUISITION COMM G8372A103 1924 200000 SH SOLE NONE 200000 0 0 SPORTS VENTURES ACQUISITION WARRANT G8372A129 641 66666 SH SOLE NONE 66666 0 0 ALGONQUIN POWER & UTILITIES COMM 015857105 2377 150000 SH SOLE NONE 150000 0 0 AUSTERLITZ ACQUISITION CORP COMM G0633U119 273 27183 SH SOLE NONE 27183 0 0 BROOKFIELD RENEWABLE CORP COMM 11284V105 12887 275000 SH SOLE NONE 275000 0 0 BROOKFIELD RENEWABLE PARTNER COMM G16258108 3032 71000 SH SOLE NONE 71000 0 0 BROOKFIELD INFRASTRUCTURE COMM 11275Q107 1914 25000 SH SOLE NONE 25000 0 0 CAE INC COMM 124765108 1425 50000 SH SOLE NONE 50000 0 0 CANADIAN NATURAL RESOURCES COMM 136385101 5592 180800 SH SOLE NONE 180800 0 0 CENOVUS ENERGY INC COMM 15135U109 4509 600000 SH SOLE NONE 600000 0 0 DHB CAPITAL CORP COMM 23291W208 964 97137 SH SOLE NONE 97137 0 0 DIGITAL TRANSFORMATION OPPOR COMM 25401K206 5934 600000 SH SOLE NONE 600000 0 0 ENBRIDGE INC COMM 29250N105 5423 148800 SH SOLE NONE 148800 0 0 ESM ACQUISITION CORP COMM G3195H120 1988 200000 SH SOLE NONE 200000 0 0 FG NEW AMERICA ACQUISITION WARRANT 30259V114 3688 362500 SH SOLE NONE 362500 0 0 FG NEW AMERICA ACQUISITION COMM 30259V106 6105 600000 SH SOLE NONE 600000 0 0 GROUP NINE ACQUISITION COMM 39947R104 3450 350000 SH SOLE NONE 350000 0 0 GROUP NINE ACQUISITION WARRANT 39947R112 1150 116667 SH SOLE NONE 116667 0 0 HUDBAY MINERALS INC COMM 443628102 6161 900000 SH SOLE NONE 900000 0 0 LERER HIPPEAU ACQUISITION COMM 526749106 3960 400000 SH SOLE NONE 400000 0 0 LIGHTSPEED POS INC-SUB VOTE COMM 53227R106 8952 142300 SH SOLE NONE 142300 0 0 NORTHERN GENESIS ACQUISITION II WARRANT 66516U119 1819 183333 SH SOLE NONE 183333 0 0 NORTHERN GENESIS ACQUISITION II COMM 66516U101 5456 549999 SH SOLE NONE 549999 0 0 NORTHERN GENESIS ACQUISITION III COMM 66516W206 10978 1100000 SH SOLE NONE 1100000 0 0 NUTRIEN LTD COMM 67077M108 1698 31500 SH SOLE NONE 31500 0 0 PERIDOT ACQUISITION CORP II COMM G7008B113 994 100000 SH SOLE NONE 100000 0 0 REDBALL ACQUISITION CORP COMM G7417R105 6070 610000 SH SOLE NONE 610000 0 0 REDBALL ACQUISITION CORP WARRANT G7417R113 1028 103333 SH SOLE NONE 103333 0 0 RMG ACQUISITION CORP II COMM G76083107 4008 400000 SH SOLE NONE 400000 0 0 RMG ACQUISITION CORP II WARRANT G76083123 1670 166666 SH SOLE NONE 166666 0 0 RMG ACQUISITION CORP III COMM G76088106 2488 250040 SH SOLE NONE 250040 0 0 SPORTS ENTERTAINMENT ACQUISITION WARRANT 84918M114 1466 150000 SH SOLE NONE 150000 0 0 SPORTS ENTERTAINMENT ACQUISITION COMM 84918M106 2931 300000 SH SOLE NONE 300000 0 0 SHAW COMMUNICATIONS INC-B COMM 82028K200 16309 626900 SH SOLE NONE 626900 0 0 SLAM CORP COMM G8210L113 2083 210000 SH SOLE NONE 210000 0 0 TORTOISE ACQUISITION CORP II WARRANT G89554128 274 25000 SH SOLE NONE 25000 0 0 SUPERIOR PLUS CORP COMM 86828P103 6181 546000 SH SOLE NONE 546000 0 0 SSR MINING INC COMM 784730103 14280 1000000 SH Call SOLE NONE 1000000 0 0 SUNCOR ENERGY INC COMM 867224107 24049 1150000 SH Call SOLE NONE 1150000 0 0 SUNCOR ENERGY INC COMM 867224107 13593 650000 SH SOLE NONE 650000 0 0 TRANSALTA CORP COMM 89346D107 4781 504700 SH SOLE NONE 504700 0 0 TECK RESOURCES LTD COMM 878742204 1284 67000 SH SOLE NONE 67000 0 0 TC ENERGY CORP COMM 87807B107 4127 90000 SH SOLE NONE 90000 0 0 VIACOMCBS INC COMM 92556H206 6765 150000 SH SOLE NONE 150000 0 0 VIACOMCBS INC PREF 92556H305 2350 35000 SH SOLE NONE 35000 0 0 WEST FRASER TIMBER CO LTD COMM 952845105 8996 125000 SH Call SOLE NONE 125000 0 0 WEST FRASER TIMBER CO LTD COMM 952845105 12010 166875 SH SOLE NONE 166875 0 0