0001842015-21-000001.txt : 20210420 0001842015-21-000001.hdr.sgml : 20210420 20210420121457 ACCESSION NUMBER: 0001842015-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210420 DATE AS OF CHANGE: 20210420 EFFECTIVENESS DATE: 20210420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sterling Manor Financial, LLC CENTRAL INDEX KEY: 0001842015 IRS NUMBER: 562577182 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20503 FILM NUMBER: 21836801 BUSINESS ADDRESS: STREET 1: 18 DIVISION STREET, SUITE 202 CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 BUSINESS PHONE: 518-583-4040 MAIL ADDRESS: STREET 1: 18 DIVISION STREET, SUITE 202 CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001842015 XXXXXXXX 03-31-2021 03-31-2021 false Sterling Manor Financial, LLC

18 Division Street, Suite 202 Saratoga Springs NY 12866

13F HOLDINGS REPORT 028-20503 N Stephen Matthew Kyne 518-583-4040 /s/ Stephen Matthew Kyne Saratoga Springs NY 04-20-2021 0 79 112376 INFORMATION TABLE 2 infotable.xml ALPHABET INC CAP STK CL A 02079K305 235 114 SH SOLE 0 0 114 AMAZON COM INC COM 023135106 480 155 SH SOLE 0 0 155 ANTERO MIDSTREAM CORP COM 03676B102 166 18400 SH SOLE 0 0 18400 APPLE INC COM 037833100 1777 14546 SH SOLE 0 0 14546 APPLIED MATLS INC COM 038222105 262 1960 SH SOLE 0 0 1960 ARK ETF TR INNOVATION ETF 00214Q104 4570 38098 SH SOLE 0 0 38098 BANK NOVA SCOTIA B C COM 064149107 222 3556 SH SOLE 0 0 3556 BERRY GLOBAL GROUP INC COM 08579W103 515 8392 SH SOLE 0 0 8392 BHP GROUP LTD SPONSORED ADS 088606108 457 6584 SH SOLE 0 0 6584 BP PLC SPONSORED ADR 055622104 222 9116 SH SOLE 0 0 9116 BROADCOM INC COM 11135F101 204 439 SH SOLE 0 0 439 BUNGE LIMITED COM G16962105 220 2770 SH SOLE 0 0 2770 CANADIAN NAT RES LTD COM 136385101 378 12239 SH SOLE 0 0 12239 CATERPILLAR INC COM 149123101 522 2253 SH SOLE 0 0 2253 CHEVRON CORP NEW COM 166764100 767 7322 SH SOLE 0 0 7322 DEERE & CO COM 244199105 413 1105 SH SOLE 0 0 1105 DIAMOND HILL INVT GROUP INC COM NEW 25264R207 238 1525 SH SOLE 0 0 1525 DUKE ENERGY CORP NEW COM NEW 26441C204 421 4360 SH SOLE 0 0 4360 EVERCORE INC CLASS A 29977A105 484 3677 SH SOLE 0 0 3677 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 1964 30727 SH SOLE 0 0 30727 EXXON MOBIL CORP COM 30231G102 494 8848 SH SOLE 0 0 8848 FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 33739P301 2611 47881 SH SOLE 0 0 47881 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 384 6812 SH SOLE 0 0 6812 FIRST TR EXCH TRD ALPHDX FD EUROPE ALPHADEX 33737J117 2333 57366 SH SOLE 0 0 57366 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 4393 209797 SH SOLE 0 0 209797 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 3874 382773 SH SOLE 0 0 382773 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 3273 57775 SH SOLE 0 0 57775 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 2239 40607 SH SOLE 0 0 40607 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 505 4447 SH SOLE 0 0 4447 FIRST TR EXCHANGE-TRADED ALP SML CAP VAL ALPH 33737M409 3525 70056 SH SOLE 0 0 70056 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 2059 29555 SH SOLE 0 0 29555 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 7495 124983 SH SOLE 0 0 124983 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 395 7320 SH SOLE 0 0 7320 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 1449 31847 SH SOLE 0 0 31847 FIRST TR EXCHANGE-TRADED FD RBA INDL ETF 33738R704 6528 160861 SH SOLE 0 0 160861 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 554 8079 SH SOLE 0 0 8079 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 504 9869 SH SOLE 0 0 9869 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 3235 121485 SH SOLE 0 0 121485 FIRST TR EXCHNG TRADED FD VI VEST US EQTY BUF 33740F664 402 12268 SH SOLE 0 0 12268 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 2757 52190 SH SOLE 0 0 52190 FIRST TR EXCHNG TRADED FD VI VEST US DEEP 33740F854 2741 81159 SH SOLE 0 0 81159 FIRST TR EXCHNG TRADED FD VI LOW DUR STRTGC 33740F870 4102 202785 SH SOLE 0 0 202785 FIRST TR EXCHNG TRADED FD VI CEF INCM OPPTY 33740F409 2349 98501 SH SOLE 0 0 98501 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 3630 182893 SH SOLE 0 0 182893 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 4766 83952 SH SOLE 0 0 83952 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3858 42583 SH SOLE 0 0 42583 FIRST TR VALUE LINE DIVID IN SHS 33734H106 219 5762 SH SOLE 0 0 5762 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 3032 31045 SH SOLE 0 0 31045 FULL HSE RESORTS INC COM 359678109 243 28536 SH SOLE 0 0 28536 GENERAL ELECTRIC CO COM 369604103 178 13542 SH SOLE 0 0 13542 HEWLETT PACKARD ENTERPRISE C COM 42824C109 461 29279 SH SOLE 0 0 29279 ISHARES TR MSCI INDIA ETF 46429B598 2847 67485 SH SOLE 0 0 67485 ISHARES TR MSCI ACWI EX US 464288240 3406 61734 SH SOLE 0 0 61734 ISHARES TR TIPS BD ETF 464287176 329 2620 SH SOLE 0 0 2620 JOHNSON CTLS INTL PLC SHS G51502105 227 3800 SH SOLE 0 0 3800 KAISER ALUMINUM CORP COM PAR $0.01 483007704 291 2631 SH SOLE 0 0 2631 KAYNE ANDERSON ENERGY INFRST COM 486606106 117 16353 SH SOLE 0 0 16353 LAZARD LTD SHS A G54050102 278 6400 SH SOLE 0 0 6400 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 249 5750 SH SOLE 0 0 5750 MICROSOFT CORP COM 594918104 592 2511 SH SOLE 0 0 2511 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 2 187 SH SOLE 0 0 187 ONEOK INC NEW COM 682680103 400 7900 SH SOLE 0 0 7900 ONTO INNOVATION INC COM 683344105 318 4839 SH SOLE 0 0 4839 PAYPAL HLDGS INC COM 70450Y103 306 1259 SH SOLE 0 0 1259 PULTE GROUP INC COM 745867101 355 6770 SH SOLE 0 0 6770 SELECTIVE INS GROUP INC COM 816300107 523 7203 SH SOLE 0 0 7203 SPDR S&P 500 ETF TR TR UNIT 78462F103 910 2297 SH SOLE 0 0 2297 SPDR SER TR S&P SEMICNDCTR 78464A862 5439 29756 SH SOLE 0 0 29756 SPDR SER TR HLTH CARE SVCS 78464A573 245 2301 SH SOLE 0 0 2301 SPDR SER TR S&P HOMEBUILD 78464A888 2474 35150 SH SOLE 0 0 35150 SQUARE INC CL A 852234103 477 2100 SH SOLE 0 0 2100 SVB FINANCIAL GROUP COM 78486Q101 403 817 SH SOLE 0 0 817 TRITON INTL LTD CL A G9078F107 287 5217 SH SOLE 0 0 5217 VANECK VECTORS ETF TR VIDEO GAMING 92189F114 268 3927 SH SOLE 0 0 3927 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1446 22950 SH SOLE 0 0 22950 VANGUARD WORLD FD MEGA GRWTH IND 921910816 295 1426 SH SOLE 0 0 1426 VEDANTA LIMITED SPONSORED ADR 92242Y100 273 21736 SH SOLE 0 0 21736 VERIZON COMMUNICATIONS INC COM 92343V104 250 4297 SH SOLE 0 0 4297 XPO LOGISTICS INC COM 983793100 264 2140 SH SOLE 0 0 2140