Chief Compliance Officer

0001085146-24-000271.txt : 20240118 0001085146-24-000271.hdr.sgml : 20240118 20240118093034 ACCESSION NUMBER: 0001085146-24-000271 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240118 DATE AS OF CHANGE: 20240118 EFFECTIVENESS DATE: 20240118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kaizen Financial Strategies CENTRAL INDEX KEY: 0001842013 ORGANIZATION NAME: IRS NUMBER: 832391273 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20537 FILM NUMBER: 24540281 BUSINESS ADDRESS: STREET 1: 2105 SOUTH BASCOM AVE, SUITE 295 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-819-9010 MAIL ADDRESS: STREET 1: 2105 S BASCOM AVE, STE 295 CITY: CAMPBELL STATE: CA ZIP: 95008 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001842013 XXXXXXXX 12-31-2023 12-31-2023 false Kaizen Financial Strategies

2105 S BASCOM AVE, STE 295 CAMPBELL CA 95008

13F HOLDINGS REPORT 028-20537 N John Stachnick Chief Compliance Officer 408-819-9010 /s/John Stachnick Campbell CA 01-18-2024 0 118 131975705 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 BBG001S5N9M6 227928 2071 SH SOLE 0 0 2071 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 464459 2997 SH SOLE 0 0 2997 ADOBE INC COM 00724F101 BBG001S5NCQ5 865667 1451 SH SOLE 0 0 1451 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 879890 5969 SH SOLE 0 0 5969 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 BBG001S6LJ53 115258 11389 SH SOLE 0 0 11389 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 2107782 15089 SH SOLE 0 0 15089 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 3070826 21790 SH SOLE 0 0 21790 AMAZON COM INC COM 023135106 BBG001S5PQL7 2546970 16763 SH SOLE 0 0 16763 AMGEN INC COM 031162100 BBG001S5NNL6 335633 1165 SH SOLE 0 0 1165 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 BBG00JRH3FV0 726251 24330 SH SOLE 0 0 24330 APPLE INC COM 037833100 BBG001S5N8V8 12766522 66309 SH SOLE 0 0 66309 APPLIED MATLS INC COM 038222105 BBG001S5NMM7 605056 3733 SH SOLE 0 0 3733 BANK AMERICA CORP 7.25%CNV PFD L 060505682 206597 171 SH SOLE 0 0 171 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 283901 796 SH SOLE 0 0 796 BEST BUY INC COM 086516101 BBG001S5P285 611418 7811 SH SOLE 0 0 7811 BLACKSTONE INC COM 09260D107 BBG001S7H949 3887275 29692 SH SOLE 0 0 29692 BOEING CO COM 097023105 BBG001S5P0V3 521320 2000 SH SOLE 0 0 2000 BRUNSWICK CORP COM 117043109 BBG001S5P294 224562 2321 SH SOLE 0 0 2321 CATERPILLAR INC COM 149123101 BBG001S5PJ06 842776 2850 SH SOLE 0 0 2850 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 213171 323 SH SOLE 0 0 323 CUBESMART COM 229663109 BBG001SHP0D7 233954 5048 SH SOLE 0 0 5048 CVS HEALTH CORP COM 126650100 BBG001S5QBD8 280645 3554 SH SOLE 0 0 3554 DELL TECHNOLOGIES INC CL C 24703L202 BBG00DW3SZT0 290700 3800 SH SOLE 0 0 3800 DEVON ENERGY CORP NEW COM 25179M103 BBG001S63VG4 271800 6000 SH SOLE 0 0 6000 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 BBG001V0SZW9 233073 2754 SH SOLE 0 0 2754 DROPBOX INC CL A 26210C104 BBG001TFLWN3 48308 20000 SH Call SOLE 0 0 20000 FEDERAL RLTY INVT TR NEW SH BEN INT NEW 313745101 BBG001S5RC36 214731 2084 SH SOLE 0 0 2084 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 BBG006N7S6J1 209891 4114 SH SOLE 0 0 4114 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 BBG009K1H2W7 447092 8304 SH SOLE 0 0 8304 FISERV INC COM 337738108 BBG001S5R6Q4 283082 2131 SH SOLE 0 0 2131 GALLAGHER ARTHUR J & CO COM 363576109 BBG001S5NKC2 224880 1000 SH SOLE 0 0 1000 GENWORTH FINL INC COM CL A 37247D106 BBG001SJ0DH8 208416 31200 SH SOLE 0 0 31200 GLADSTONE LD CORP COM 376549101 BBG001TB7TR1 173872 12033 SH SOLE 0 0 12033 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 BBG00MVW9603 558229 32193 SH SOLE 0 0 32193 GLOBAL X FDS S&P 500 COVERED 37954Y475 BBG00MVL3G29 631356 16008 SH SOLE 0 0 16008 HESS MIDSTREAM LP CL A SHS 428103105 BBG00R02H8F3 269653 8525 SH SOLE 0 0 8525 HONEYWELL INTL INC COM 438516106 BBG001S5X1N1 256082 1221 SH SOLE 0 0 1221 INTER PARFUMS INC COM 458334109 BBG001SD06N9 231207 1605 SH SOLE 0 0 1605 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 327100 2000 SH SOLE 0 0 2000 INTUITIVE MACHINES INC CLASS A COM 46125A100 BBG00ZMYYP19 56721 22200 SH SOLE 0 0 22200 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 BBG001V18CG8 234975 3750 SH SOLE 0 0 3750 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 BBG00KJR2V68 541824 16600 SH SOLE 0 0 16600 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 1832216 4474 SH SOLE 0 0 4474 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 476405 997 SH SOLE 0 0 997 ISHARES TR CORE US AGGBD ET 464287226 BBG001SM1QT8 220335 2220 SH SOLE 0 0 2220 ISHARES TR IBOXX INV CP ETF 464287242 BBG001S60QR6 959219 8668 SH SOLE 0 0 8668 ISHARES TR MRGSTR MD CP GRW 464288307 BBG001SBRK44 274239 4255 SH SOLE 0 0 4255 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 255084 1271 SH SOLE 0 0 1271 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 364364 2142 SH SOLE 0 0 2142 KLA CORP COM NEW 482480100 BBG001S5SLM4 671402 1155 SH SOLE 0 0 1155 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 BBG001SD5VL1 202900 10000 SH SOLE 0 0 10000 LAM RESEARCH CORP COM 512807108 BBG001S5SW40 317041 405 SH SOLE 0 0 405 LENNAR CORP CL A 526057104 BBG001S5SRK3 441120 2960 SH SOLE 0 0 2960 LISTED FD TR WAHED FTSE ETF 53656F607 BBG00PPRBP63 295808 6507 SH SOLE 0 0 6507 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 320241 707 SH SOLE 0 0 707 MERCADOLIBRE INC COM 58733R102 BBG001SM32G3 334738 213 SH SOLE 0 0 213 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 565982 1599 SH SOLE 0 0 1599 MICROSOFT CORP COM 594918104 BBG001S5TD05 2935599 7807 SH SOLE 0 0 7807 MORGAN STANLEY COM NEW 617446448 BBG001S9V5Z3 227384 2438 SH SOLE 0 0 2438 NETFLIX INC COM 64110L106 BBG001SF6L46 352014 723 SH SOLE 0 0 723 NEW YORK CMNTY BANCORP INC COM 649445103 BBG001SD32Z2 175676 17173 SH SOLE 0 0 17173 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 BBG006JNW312 252097 8290 SH SOLE 0 0 8290 NUVEEN MUN INCOME FD INC COM 67062J102 BBG001S5TNH5 904544 98320 SH SOLE 0 0 98320 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 3135063 6331 SH SOLE 0 0 6331 ONEOK INC NEW COM 682680103 BBG001S5TWK1 446718 6362 SH SOLE 0 0 6362 ORACLE CORP COM 68389X105 BBG001S5SJG6 220775 2094 SH SOLE 0 0 2094 PIMCO DYNAMIC INCOME FD SHS 72201Y101 BBG002Q8P804 871920 48575 SH SOLE 0 0 48575 PROGRESSIVE CORP COM 743315103 BBG001S5V509 314578 1975 SH SOLE 0 0 1975 QUALCOMM INC COM 747525103 BBG001S6VS70 405115 2801 SH SOLE 0 0 2801 REX AMERICAN RES CORP COM 761624105 BBG001S7D5J5 326370 6900 SH SOLE 0 0 6900 SALESFORCE INC COM 79466L302 BBG001SDLP09 1769880 6726 SH SOLE 0 0 6726 SCHWAB CHARLES CORP COM 808513105 BBG001S5VXD4 331827 4823 SH SOLE 0 0 4823 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 BBG00HXSKY16 482110 10467 SH SOLE 0 0 10467 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 BBG00PZFPGG2 2828299 62935 SH SOLE 0 0 62935 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 BBG001T9F7C1 2889876 58123 SH SOLE 0 0 58123 SCHWAB STRATEGIC TR LONG TERM US 808524680 BBG00PZFJQM0 3295485 93942 SH SOLE 0 0 93942 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 BBG0051GPYJ9 1232509 20172 SH SOLE 0 0 20172 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 BBG0051NXNX3 1364544 24653 SH SOLE 0 0 24653 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 BBG0051QPC87 1170820 43140 SH SOLE 0 0 43140 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 BBG0051K49J8 3680685 109122 SH SOLE 0 0 109122 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 BBG001WBMLH8 6617545 141946 SH SOLE 0 0 141946 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 BBG001T66WN0 9493113 114430 SH SOLE 0 0 114430 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 BBG001V036R6 287814 3821 SH SOLE 0 0 3821 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 BBG001T5XQW5 317891 6729 SH SOLE 0 0 6729 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 BBG00L5F9FV7 511566 7041 SH SOLE 0 0 7041 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 BBG001S7T223 318735 8477 SH SOLE 0 0 8477 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 BBG00B597137 232749 5810 SH SOLE 0 0 5810 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 BBG001S7SCQ6 490968 3600 SH SOLE 0 0 3600 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 1243255 6459 SH SOLE 0 0 6459 SERVICENOW INC COM 81762P102 BBG001T4JFC0 435198 616 SH SOLE 0 0 616 SIMON PPTY GROUP INC NEW COM 828806109 BBG001S77WM9 345142 2420 SH SOLE 0 0 2420 SNAP ON INC COM 833034101 BBG001S5W688 283063 980 SH SOLE 0 0 980 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 BBG001S8LH99 3084921 8186 SH SOLE 0 0 8186 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 320210 1675 SH SOLE 0 0 1675 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 10829852 22785 SH SOLE 0 0 22785 SPDR SER TR COMP SOFTWARE 78464A599 BBG0024LG5C2 286741 1907 SH SOLE 0 0 1907 SPDR SER TR FACTST INV ETF 78464A110 BBG00BVVM2R4 352135 2411 SH SOLE 0 0 2411 SPDR SER TR S&P HOMEBUILD 78464A888 BBG001SQDKH2 508146 5312 SH SOLE 0 0 5312 SPDR SER TR S&P INS ETF 78464A789 BBG001SPTB50 577912 12780 SH SOLE 0 0 12780 STAG INDL INC COM 85254J102 BBG001T9F312 710645 18101 SH SOLE 0 0 18101 SUMMIT MATLS INC CL A 86614U100 BBG006K8P6F9 359178 9339 SH SOLE 0 0 9339 TESLA INC COM 88160R101 BBG001SQKGD7 3691667 14857 SH SOLE 0 0 14857 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 461582 870 SH SOLE 0 0 870 TIDAL ETF TR FOLIOBEYOND ALTE 886364637 BBG012S2TTB2 222230 7100 SH SOLE 0 0 7100 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 319268 606 SH SOLE 0 0 606 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 BBG002VZY7Y3 214411 7450 SH SOLE 0 0 7450 VANECK ETF TRUST OIL SERVICES ETF 92189H607 BBG001SGYST1 297139 960 SH SOLE 0 0 960 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 BBG002D68GN8 2144080 12261 SH SOLE 0 0 12261 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 BBG002D68GN8 232816 14000 SH Call SOLE 0 0 14000 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 842587 1929 SH SOLE 0 0 1929 VANGUARD INDEX FDS SMALL CP ETF 922908751 BBG001SHTTV0 413324 1937 SH SOLE 0 0 1937 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 960504 4049 SH SOLE 0 0 4049 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 505850 12308 SH SOLE 0 0 12308 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 BBG003H12XS7 258821 5450 SH SOLE 0 0 5450 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 7547853 44295 SH SOLE 0 0 44295 VISA INC COM CL A 92826C839 BBG001SRCFY3 748739 2876 SH SOLE 0 0 2876 WP CAREY INC COM 92936U109 BBG001S67MM3 485839 7496 SH SOLE 0 0 7496 ZILLOW GROUP INC CL C CAP STK 98954M200 BBG009NRSWK2 146381 12000 SH Call SOLE 0 0 12000