Chief Financial Officer

0001841616-21-000002.txt : 20210216 0001841616-21-000002.hdr.sgml : 20210216 20210216132651 ACCESSION NUMBER: 0001841616-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: InterOcean Capital Group, LLC CENTRAL INDEX KEY: 0001841616 IRS NUMBER: 852210783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20907 FILM NUMBER: 21635546 BUSINESS ADDRESS: STREET 1: 980 N. MICHIGAN AVENUE, SUITE 1780 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: (312) 648-1720 MAIL ADDRESS: STREET 1: 980 N. MICHIGAN AVENUE, SUITE 1780 CITY: CHICAGO STATE: IL ZIP: 60611 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001841616 XXXXXXXX 12-31-2020 12-31-2020 InterOcean Capital Group, LLC

980 N. MICHIGAN AVENUE, SUITE 1780 CHICAGO IL 60611

13F HOLDINGS REPORT 028-20907 N Jeffrey S Camp Chief Financial Officer (312) 648-1720 Jeffrey S Camp Chicago IL 02-16-2021 0 228 1625069 false INFORMATION TABLE 2 13F4Q20.xml AMAZON COM INC COM Stock 023135106 52782 16206 SH SOLE 0 15533 0 673 SEALED AIR CORP NEW COM Stock 81211K100 1832 40000 SH SOLE 0 40000 0 0 INVESCO QQQ TRUST ETF 46090E103 13427 42796 SH SOLE 0 42314 0 482 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 72734 559406 SH SOLE 0 543911 0 15495 STARBUCKS CORP COM Stock 855244109 17754 165959 SH SOLE 0 158232 0 7727 JOHNSON & JOHNSON COM Stock 478160104 33512 212934 SH SOLE 0 206274 0 6660 JOHNSON & JOHNSON COM Stock 478160104 582 3700 SH Put SOLE 0 3700 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 13297 68318 SH SOLE 0 67462 0 856 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF ETF 921946810 334 4108 SH SOLE 0 4108 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 525 1394 SH SOLE 0 940 0 453 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 1172 22682 SH SOLE 0 22682 0 0 GOLDMAN SACHS GROUP INC COM Stock 38141G104 20313 77026 SH SOLE 0 74600 0 2426 YUM BRANDS INC COM Stock 988498101 5278 48622 SH SOLE 0 3200 0 45422 PROCTER AND GAMBLE CO COM Stock 742718109 35118 252394 SH SOLE 0 241598 0 10796 COCA COLA CO COM Stock 191216100 1284 23416 SH SOLE 0 18855 0 4560 GENERAL MLS INC COM Stock 370334104 6483 110255 SH SOLE 0 106395 0 3860 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 642 32783 SH SOLE 0 32643 0 140 TRUIST FINL CORP COM Stock 89832Q109 1362 28415 SH SOLE 0 839 0 27576 UNITED PARCEL SERVICE INC CL B Stock 911312106 29727 176527 SH SOLE 0 169808 0 6718 VANGUARD REAL ESTATE ETF ETF 922908553 325 3830 SH SOLE 0 3830 0 0 INTEL CORP COM Stock 458140100 789 15846 SH SOLE 0 15101 0 744 NETFLIX INC COM Stock 64110L106 694 1283 SH SOLE 0 1283 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 673 2200 SH SOLE 0 2200 0 0 PROSHARES ULTRASHORT EURO ETF 74347W882 612 27166 SH SOLE 0 24166 0 3000 MERCK & CO. INC COM Stock 58933Y105 540 6601 SH SOLE 0 6283 0 318 SPDR S&P 500 ETF ETF 78462F103 157942 422439 SH SOLE 0 407708 0 14731 SPDR S&P 500 ETF ETF 78462F103 75 200 SH Call SOLE 0 200 0 0 SPDR S&P 500 ETF ETF 78462F103 75 200 SH Call SOLE 0 200 0 0 SPDR S&P 500 ETF ETF 78462F103 1234 3300 SH Call SOLE 0 3300 0 0 MASTERCARD INCORPORATED CL A Stock 57636Q104 36456 102135 SH SOLE 0 98063 0 4071 ALLSTATE CORP COM Stock 020002101 382 3474 SH SOLE 0 3473 0 0 DIAGEO PLC SPON ADR NEW ADR 25243Q205 2961 18643 SH SOLE 0 18313 0 330 ANNALY CAPITAL MANAGEMENT INC COM REIT 035710409 112 13242 SH SOLE 0 13242 0 0 ISHARES S&P 100 ETF ETF 464287101 818 4768 SH SOLE 0 4768 0 0 VERIZON COMMUNICATIONS INC COM Stock 92343V104 208 3532 SH SOLE 0 3374 0 158 FEDEX CORP COM Stock 31428X106 3094 11916 SH SOLE 0 11256 0 660 PEPSICO INC COM Stock 713448108 32382 218356 SH SOLE 0 185285 0 33071 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 318 3681 SH SOLE 0 3681 0 0 SNAP INC CL A Stock 83304A106 300 6000 SH SOLE 0 6000 0 0 MOLSON COORS BEVERAGE CO CL B Stock 60871R209 1468 32487 SH SOLE 0 27347 0 5140 HONEYWELL INTL INC COM Stock 438516106 369 1735 SH SOLE 0 1310 0 425 FORD MTR CO DEL COM Stock 345370860 403 45862 SH SOLE 0 44361 0 1500 US BANCORP DEL COM NEW Stock 902973304 3746 80397 SH SOLE 0 75259 0 5138 BP PLC SPONSORED ADR ADR 055622104 372 18124 SH SOLE 0 18064 0 60 HOME DEPOT INC COM Stock 437076102 2601 9792 SH SOLE 0 8865 0 927 DIREXION DAILY REAL ESTATE BULL 3X SHARES ETF 25459W755 253 20000 SH SOLE 0 20000 0 0 DUPONT DE NEMOURS INC COM Stock 26614N102 5539 77887 SH SOLE 0 75288 0 2599 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 58741 517818 SH SOLE 0 504420 0 13397 SPDR GOLD SHARES ETF 78463V107 419 2350 SH SOLE 0 2350 0 0 SOUTHERN CO COM Stock 842587107 34180 556413 SH SOLE 0 536102 0 20310 BECTON DICKINSON & CO COM Stock 075887109 321 1284 SH SOLE 0 1284 0 0 SCHWAB U.S. SMALL-CAP ETF ETF 808524607 238 2678 SH SOLE 0 2678 0 0 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 455 5000 SH SOLE 0 4999 0 0 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 370 10279 SH SOLE 0 10279 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 3778 41542 SH SOLE 0 40686 0 856 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 4220 62559 SH SOLE 0 61589 0 970 DENALI THERAPEUTICS INC COM Stock 24823R105 212 2530 SH SOLE 0 2530 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 48329 208430 SH SOLE 0 199195 0 9235 SCHWAB EMERGING MARKETS EQUITY ETF ETF 808524706 528 17242 SH SOLE 0 17181 0 61 ADOBE SYSTEMS INCORPORATED COM Stock 00724F101 252 504 SH SOLE 0 504 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 10272 123387 SH SOLE 0 122260 0 1127 ALPHABET INC CAP STK CL A Stock 02079K305 2788 1591 SH SOLE 0 1405 0 186 VAXART INC COM NEW Stock 92243A200 69 12000 SH SOLE 0 3000 0 9000 PG&E CORP COM Stock 69331C108 346 27800 SH SOLE 0 27800 0 0 CSX CORP COM Stock 126408103 17916 197420 SH SOLE 0 188073 0 9346 COMCAST CORP NEW CL A Stock 20030N101 202 3849 SH SOLE 0 2343 0 1506 MICROSOFT CORP COM Stock 594918104 57536 258683 SH SOLE 0 241538 0 17144 IBIO INC COM NEW Stock 451033203 16 15000 SH SOLE 0 5000 0 10000 SONOS INC COM Stock 83570H108 234 10000 SH SOLE 0 10000 0 0 INNOVATOR S&P 500 POWER BUFFER ETF - JULY ETF 45782C813 213 7400 SH SOLE 0 7400 0 0 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 5565 16 SH SOLE 0 3 0 13 DESWELL INDS INC COM Stock 250639101 230 78750 SH SOLE 0 78750 0 0 BOEING CO COM Stock 097023105 269 1259 SH SOLE 0 1012 0 246 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 282 1451 SH SOLE 0 1451 0 0 NEXTERA ENERGY INC COM Stock 65339F101 675 8750 SH SOLE 0 8350 0 400 INNOVATOR S&P 500 POWER BUFFER ETF - OCTOBER ETF 45782C797 1107 39798 SH SOLE 0 39798 0 0 NIKE INC CL B Stock 654106103 262 1855 SH SOLE 0 1464 0 391 TESLA INC COM Stock 88160R101 1046 1482 SH SOLE 0 1382 0 100 ISHARES MSCI EMERGING MARKETS EX CHINA ETF ETF 46434G764 7094 124770 SH SOLE 0 122810 0 1960 INNOVATOR S&P 500 POWER BUFFER ETF - SEPTEMBER ETF 45782C656 1049 37581 SH SOLE 0 37581 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 2647 89806 SH SOLE 0 88366 0 1440 NORFOLK SOUTHN CORP COM Stock 655844108 4089 17210 SH SOLE 0 16640 0 570 INNOVATOR S&P 500 POWER BUFFER ETF - JANUARY ETF 45782C508 242 7910 SH SOLE 0 7910 0 0 ISTAR INC COM REIT 45031U101 416 28000 SH SOLE 0 28000 0 0 ALERIAN MLP ETF ETF 00162Q452 275 10724 SH SOLE 0 10723 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 867 16870 SH SOLE 0 16870 0 0 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 1613 4559 SH SOLE 0 4559 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 367 9208 SH SOLE 0 9068 0 140 DOW INC COM Stock 260557103 1133 20412 SH SOLE 0 20109 0 303 INNOVATOR S&P 500 BUFFER ETF - APRIL ETF 45782C888 563 19000 SH SOLE 0 19000 0 0 KKR & CO INC COM Stock 48251W104 1559 38500 SH SOLE 0 38500 0 0 VANGUARD S&P 500 ETF ETF 922908363 3238 9422 SH SOLE 0 9421 0 0 ASTRAZENECA PLC SPONSORED ADR ADR 046353108 205 4107 SH SOLE 0 4107 0 0 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 208 3143 SH SOLE 0 3143 0 0 NEW RELIC INC 0.5 05/01/2023 Convertible 64829BAB6 10 10000 SH SOLE 0 10000 0 0 INVESCO BULLETSHARES 2022 MUNICIPAL BOND ETF ETF 46138J551 229 9003 SH SOLE 0 9003 0 0 INNOVATOR S&P 500 POWER BUFFER ETF - JUNE ETF 45782C748 1229 40870 SH SOLE 0 37070 0 3800 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 5475 42924 SH SOLE 0 42210 0 714 INNOVATOR MSCI EMERGING MARKETS POWER BUFFER ETF - JULY ETF 45782C714 260 9902 SH SOLE 0 9902 0 0 DOUYU INTL HLDGS LTD SPONSORED ADS ADR 25985W105 199 18000 SH SOLE 0 18000 0 0 INNOVATOR S&P 500 POWER BUFFER ETF - AUGUST ETF 45782C680 4467 157905 SH SOLE 0 157535 0 370 LILLY ELI & CO COM Stock 532457108 464 2748 SH SOLE 0 1948 0 800 INNOVATOR S&P 500 ULTRA BUFFER ETF - SEPTEMBER ETF 45782C649 421 15520 SH SOLE 0 15520 0 0 INNOVATOR RUSSELL 2000 POWER BUFFER ETF - OCTOBER ETF 45782C599 349 13440 SH SOLE 0 13440 0 0 INVESCO BULLETSHARES 2023 MUNICIPAL BOND ETF ETF 46138J544 214 8348 SH SOLE 0 8348 0 0 INVESCO BULLETSHARES 2024 MUNICIPAL BOND ETF ETF 46138J536 215 8346 SH SOLE 0 8346 0 0 INVESCO BULLETSHARES 2025 MUNICIPAL BOND ETF ETF 46138J528 216 8309 SH SOLE 0 8309 0 0 FT CBOE VEST U.S. EQUITY BUFFER ETF - NOVEMBER ETF 33740F847 3336 94810 SH SOLE 0 94810 0 0 INNOVATOR S&P 500 POWER BUFFER ETF - DECEMBER ETF 45782C540 950 32775 SH SOLE 0 32775 0 0 SURGALIGN HOLDINGS INC COM Stock 86882C105 101 45970 SH SOLE 0 45970 0 0 INVESCO BULLETSHARES 2026 MUNICIPAL BOND ETF ETF 46138J510 218 8428 SH SOLE 0 8428 0 0 VANGUARD S&P 500 GROWTH ETF ETF 921932505 414 1800 SH SOLE 0 1800 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 29460 150259 SH SOLE 0 148804 0 1454 ISHARES RUSSELL 2000 ETF ETF 464287655 39 200 SH Call SOLE 0 200 0 0 INVESCO BULLETSHARES 2027 MUNICIPAL BOND ETF ETF 46138J494 219 8475 SH SOLE 0 8475 0 0 INVESCO BULLETSHARES 2028 MUNICIPAL BOND ETF ETF 46138J486 219 8351 SH SOLE 0 8351 0 0 FT CBOE VEST U.S. EQUITY BUFFER ETF - FEBRUARY ETF 33740F763 3259 98530 SH SOLE 0 98530 0 0 FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - FEBRUARY ETF 33740F771 400 12340 SH SOLE 0 12340 0 0 PROSHARES SHORT S&P 500 ETF 74347B425 6044 336323 SH SOLE 0 325257 0 11066 INNOVATOR S&P 500 POWER BUFFER ETF - MARCH ETF 45782C383 4788 168340 SH SOLE 0 168340 0 0 SYSCO CORP COM Stock 871829107 14293 192477 SH SOLE 0 185917 0 6560 INNOVATOR S&P 500 POWER BUFFER ETF - MAY ETF 45782C318 923 32560 SH SOLE 0 32560 0 0 NIKOLA CORP COM Stock 654110105 15860 1039330 SH SOLE 0 1039330 0 0 INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF ETF 46138J478 219 8365 SH SOLE 0 8365 0 0 HALL OF FAME RESORT & ENTMT CO COM Stock 40619L102 49 40000 SH SOLE 0 40000 0 0 PINNACLE FINL PARTNERS INC COM Stock 72346Q104 243 3780 SH SOLE 0 3780 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 575 13558 SH SOLE 0 13508 0 50 ENERGY TRANSFER LP COM UT LTD PTN Stock 29273V100 212 34352 SH SOLE 0 34352 0 0 VISA INC COM CL A Stock 92826C839 1516 6930 SH SOLE 0 5280 0 1649 HERSHEY CO COM Stock 427866108 1973 12951 SH SOLE 0 11544 0 1407 KELLOGG CO COM Stock 487836108 14128 227027 SH SOLE 0 216817 0 10210 VANGUARD VALUE INDEX FUND ETF 922908744 432 3630 SH SOLE 0 3630 0 0 VANGUARD GROWTH INDEX FUND ETF 922908736 1002 3954 SH SOLE 0 3954 0 0 PHILLIPS 66 COM Stock 718546104 13168 188276 SH SOLE 0 180427 0 7848 CONSOLIDATED COMM HLDGS INC COM Stock 209034107 98 20000 SH SOLE 0 20000 0 0 FACEBOOK INC CL A Stock 30303M102 1272 4657 SH SOLE 0 3909 0 748 FACEBOOK INC CL A Stock 30303M102 191 700 SH Put SOLE 0 700 0 0 BANCO SANTANDER S.A. ADR ADR 05964H105 70 22820 SH SOLE 0 22820 0 0 MONDELEZ INTL INC CL A Stock 609207105 31089 531713 SH SOLE 0 506449 0 25264 RYMAN HOSPITALITY PPTYS INC COM REIT 78377T107 333 4915 SH SOLE 0 4915 0 0 METLIFE INC COM Stock 59156R108 330 7028 SH SOLE 0 7028 0 0 CANADIAN PAC RY LTD COM Stock 13645T100 12911 37241 SH SOLE 0 36420 0 821 ISHARES CORE MSCI EAFE ETF ETF 46432F842 3508 50776 SH SOLE 0 50186 0 590 KANSAS CITY SOUTHERN COM NEW Stock 485170302 6756 33098 SH SOLE 0 32061 0 1037 KINDER MORGAN INC DEL COM Stock 49456B101 9109 666327 SH SOLE 0 628830 0 37497 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 329 1261 SH SOLE 0 685 0 576 ISHARES U.S. MEDICAL DEVICES ETF ETF 464288810 264 808 SH SOLE 0 760 0 48 NVIDIA CORPORATION COM Stock 67066G104 13880 26580 SH SOLE 0 25007 0 1573 GRAINGER W W INC COM Stock 384802104 945 2315 SH SOLE 0 2295 0 20 ABBVIE INC COM Stock 00287Y109 857 8003 SH SOLE 0 5848 0 2154 SPDR S&P BIOTECH ETF ETF 78464A870 659 4680 SH SOLE 0 4680 0 0 PGIM GLOBAL HIGH YIELD FD FORM COM CEF 69346J106 511 35158 SH SOLE 0 35158 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 17034 274567 SH SOLE 0 271504 0 3061 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR Stock 90290N109 136 10000 SH SOLE 0 10000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 874039100 254 2333 SH SOLE 0 2333 0 0 INVESCO CURRENCYSHARES BRITISH POUND STERLING TRUST ETF 46138M109 264 2000 SH SOLE 0 2000 0 0 STRYKER CORPORATION COM Stock 863667101 1245 5081 SH SOLE 0 5081 0 0 QUALCOMM INC COM Stock 747525103 12878 84536 SH SOLE 0 82090 0 2445 MCDONALDS CORP COM Stock 580135101 26475 123383 SH SOLE 0 119391 0 3991 CISCO SYS INC COM Stock 17275R102 26618 594825 SH SOLE 0 570280 0 24545 ADVANCED MICRO DEVICES INC COM Stock 007903107 1658 18083 SH SOLE 0 18083 0 0 WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUND ETF 97717X669 267 4957 SH SOLE 0 4957 0 0 AT&T INC COM Stock 00206R102 1175 40848 SH SOLE 0 40338 0 509 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 2319 61199 SH SOLE 0 60579 0 620 SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF ETF 808524771 365 8063 SH SOLE 0 8063 0 0 GENERAL ELECTRIC CO COM Stock 369604103 1128 104489 SH SOLE 0 104488 0 0 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 331 2844 SH SOLE 0 2844 0 0 NOKIA CORP SPONSORED ADR ADR 654902204 80 20390 SH SOLE 0 20390 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 2553 28828 SH SOLE 0 25628 0 3200 FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF ETF 316092808 374 3576 SH SOLE 0 3576 0 0 TWITTER INC COM Stock 90184L102 271 5000 SH SOLE 0 5000 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 246 1919 SH SOLE 0 1919 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 537 8408 SH SOLE 0 8408 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 6706 17864 SH SOLE 0 17420 0 443 CIGNA CORP NEW COM Stock 125523100 327 1571 SH SOLE 0 521 0 1050 INVESCO CURRENCYSHARES SWISS FRANC TRUST ETF 46138R108 1821 17680 SH SOLE 0 17680 0 0 RENAISSANCERE HLDGS LTD COM Stock G7496G103 341 2057 SH SOLE 0 2057 0 0 WELLS FARGO CO NEW COM Stock 949746101 724 23985 SH SOLE 0 19725 0 4260 UNION PAC CORP COM Stock 907818108 564 2707 SH SOLE 0 2707 0 0 SALESFORCE COM INC COM Stock 79466L302 517 2325 SH SOLE 0 2322 0 3 MCCORMICK & CO INC COM NON VTG Stock 579780206 483 5050 SH SOLE 0 5050 0 0 SPDR EURO STOXX 50 ETF ETF 78463X202 726 17397 SH SOLE 0 15957 0 1440 DARDEN RESTAURANTS INC COM Stock 237194105 3870 32491 SH SOLE 0 31611 0 880 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 387 830 SH SOLE 0 361 0 469 LOCKHEED MARTIN CORP COM Stock 539830109 1277 3598 SH SOLE 0 3150 0 448 JPMORGAN CHASE & CO COM Stock 46625H100 42890 337533 SH SOLE 0 323243 0 14288 CHEVRON CORP NEW COM Stock 166764100 5128 60727 SH SOLE 0 57503 0 3224 BK OF AMERICA CORP COM Stock 060505104 17874 589698 SH SOLE 0 569428 0 20269 SPDR S&P DIVIDEND ETF ETF 78464A763 1489 14055 SH SOLE 0 14054 0 0 WALMART INC COM Stock 931142103 50035 347106 SH SOLE 0 334594 0 12512 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 920 7307 SH SOLE 0 7307 0 0 FIRST TRUST US EQUITY OPPORTUNITIES ETF ETF 336920103 879 7428 SH SOLE 0 7428 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 1483 29586 SH SOLE 0 28756 0 830 TEXAS INSTRS INC COM Stock 882508104 348 2123 SH SOLE 0 1524 0 599 TARGET CORP COM Stock 87612E106 700 3967 SH SOLE 0 3967 0 0 PFIZER INC COM Stock 717081103 2211 60070 SH SOLE 0 56043 0 4027 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 233 1687 SH SOLE 0 1686 0 0 MORGAN STANLEY COM NEW Stock 617446448 483 7045 SH SOLE 0 7034 0 11 3M CO COM Stock 88579Y101 20082 114895 SH SOLE 0 111869 0 3025 GILEAD SCIENCES INC COM Stock 375558103 513 8805 SH SOLE 0 8805 0 0 CATERPILLAR INC COM Stock 149123101 380 2089 SH SOLE 0 1789 0 300 ALPHABET INC CAP STK CL C Stock 02079K107 51913 29633 SH SOLE 0 28270 0 1363 SORRENTO THERAPEUTICS INC COM NEW Stock 83587F202 83 12200 SH SOLE 0 4200 0 8000 VANGUARD UTILITIES INDEX FUND ETF 92204A876 210 1532 SH SOLE 0 1532 0 0 CANADIAN NATL RY CO COM Stock 136375102 266 2417 SH SOLE 0 1191 0 1226 IHS MARKIT LTD SHS Stock G47567105 32980 367143 SH SOLE 0 367143 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 385 2730 SH SOLE 0 2729 0 0 ARROWHEAD PHARMACEUTICALS INC COM Stock 04280A100 537 7000 SH SOLE 0 0 0 7000 ISHARES 20 PLUS YEAR TREASURY BOND ETF ETF 464287432 406 2573 SH SOLE 0 2573 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 312 1342 SH SOLE 0 1342 0 0 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 730 13200 SH SOLE 0 13200 0 0 PNC FINL SVCS GROUP INC COM Stock 693475105 17292 116052 SH SOLE 0 111192 0 4860 CITIGROUP INC COM NEW Stock 172967424 489 7933 SH SOLE 0 7933 0 0 EXXON MOBIL CORP COM Stock 30231G102 17291 419482 SH SOLE 0 396351 0 23131 UNITEDHEALTH GROUP INC COM Stock 91324P102 550 1568 SH SOLE 0 1294 0 273 LOWES COS INC COM Stock 548661107 257 1601 SH SOLE 0 697 0 903 ARK INNOVATION ETF ETF 00214Q104 418 3354 SH SOLE 0 3354 0 0 DEERE & CO COM Stock 244199105 441 1638 SH SOLE 0 847 0 791 COLGATE PALMOLIVE CO COM Stock 194162103 396 4628 SH SOLE 0 3828 0 800 SHOPIFY INC CL A Stock 82509L107 311 275 SH SOLE 0 275 0 0 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 305 4860 SH SOLE 0 4860 0 0 ISHARES IBONDS DEC 2021 TERM CORPORATE ETF ETF 46434VBK5 631 25335 SH SOLE 0 25335 0 0 BANK HAWAII CORP COM Stock 062540109 1624 21200 SH SOLE 0 21200 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 1271 5425 SH SOLE 0 5425 0 0 BLACKROCK INC COM Stock 09247X101 23789 32970 SH SOLE 0 31793 0 1177 ISHARES S&P MIDCAP FUND ETF 464287507 416 1811 SH SOLE 0 1811 0 0 ISHARES MSCI EAFE ETF ETF 464287465 229 3135 SH SOLE 0 3135 0 0 APPLE INC COM Stock 037833100 95388 718880 SH SOLE 0 680375 0 38504 APPLE INC COM Stock 037833100 212 1600 SH Put SOLE 0 1600 0 0 APPLE INC COM Stock 037833100 226 1700 SH Put SOLE 0 1700 0 0 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 274 3626 SH SOLE 0 3626 0 0 ABBOTT LABS COM Stock 002824100 722 6596 SH SOLE 0 4888 0 1708 DISNEY WALT CO COM Stock 254687106 52676 290738 SH SOLE 0 276944 0 13793 ISHARES RUSSELL 1000 ETF ETF 464287622 11716 55306 SH SOLE 0 55306 0 0 MARSH & MCLENNAN COS INC COM Stock 571748102 266 2274 SH SOLE 0 207 0 2067 TWITTER INC 1 09/15/2021 Convertible 90184LAD4 15 15000 SH SOLE 0 15000 0 0