SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Gumpel Damian

(Last) (First) (Middle)
C/O OLIN CORPORATION
190 CARONDELET PLZ, STE 1530

(Street)
CLAYTON MO 63105

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/28/2020
3. Issuer Name and Ticker or Trading Symbol
OLIN Corp [ OLN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & Pres, CAPV
5. If Amendment, Date of Original Filed (Month/Day/Year)
12/28/2020
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock $1 par value 5,589(1) D
Common Stock $1 par value 6,802 I Shared with Spouse
Common Stock $1 par value 7,218.537(2) I By ESOP Trustee
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options (Right to Buy) 02/12/2017 02/11/2026 Common Stock 8,800 $13.14 D
Employee Stock Options (Right to Buy) 02/10/2018 02/10/2027 Common Stock 7,600 $29.75 D
Employee Stock Options (Right to Buy) 02/16/2019(3) 02/16/2028 Common Stock 5,000 $32.94 D
Employee Stock Options (Right to Buy) 02/19/2020(4) 02/19/2029 Common Stock 7,500 $26.26 D
Employee Stock Options (Right to Buy) 02/18/2021(5) 02/18/2030 Common Stock 55,300 $17.33 D
Restricted Stock Units 04/01/2022 05/01/2022(6) Common Stock 4,000 $0.0(6) D
Restricted Stock Units 01/02/2023 02/02/2023(7) Common Stock 780 $0.0(7) D
Phantom Stock Units (8) (8) Common Stock 4,250.0165 $0.0 D
Explanation of Responses:
1. Two (2) shares were inadvertently omitted from the reporting person's original Form 3 filing. These two (2) shares were subsequently transferred to joint ownership with his spouse, and also were omitted from a subsequent Form 4 filing.
2. The figure represents shares of Olin Common Stock held under the Olin Common Stock Fund of the Olin Corporation Contributing Employee Ownership Plan (CEOP), a tax conditioned plan reflecting transactions exempt under Rule 16b-3, as reported by the CEOP Plan Administrator as of December 15, 2020.
3. The option vests in three annual installments beginning on February 16, 2019.
4. The option vests in three annual installments beginning on February 19, 2020.
5. The option vests in three annual installments beginning on February 18, 2021.
6. Each restricted stock unit represents a contingent right to receive one share of Olin Corporation Common Stock. The restricted stock units vest on April 1, 2022 and the vested shares will be delivered to the reporting person as soon as practicable thereafter.
7. Each restricted stock unit represents a contingent right to receive one share of Olin Corporation Common Stock. The restricted stock units vest on January 2, 2023 and the vested shares will be delivered to the reporting person as soon as practicable thereafter.
8. Phantom stock units acquired in multi-fund benefit plan.
Remarks:
/s/ T. E. Murphy, Attorney-in-Fact 03/30/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.