0001315098-21-000061.txt : 20211124 0001315098-21-000061.hdr.sgml : 20211124 20211124190303 ACCESSION NUMBER: 0001315098-21-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211122 FILED AS OF DATE: 20211124 DATE AS OF CHANGE: 20211124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baszucki David CENTRAL INDEX KEY: 0001834991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 211448654 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 wf-form4_163779855992718.xml FORM 4 X0306 4 2021-11-22 0 0001315098 Roblox Corp RBLX 0001834991 Baszucki David C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 1 1 1 0 President & CEO Class A Common Stock 2021-11-22 4 S 0 7600 136.0104 D 394540 I See Footnote Class A Common Stock 2021-11-22 4 S 0 5900 137.1376 D 388640 I See Footnote Class A Common Stock 2021-11-22 4 S 0 9906 137.9717 D 378734 I See Footnote Class A Common Stock 2021-11-22 4 S 0 3734 138.7956 D 375000 I See Footnote The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 30, 2021. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $135.53 to $136.43, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $136.60 to $137.58, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $137.60 to $138.55, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $138.61 to $139.11, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This Form 4 is the third of three Forms 4 being filed by the Reporting Person relating to the same event. /s/ Mark Reinstra Attorney-in-Fact for David Baszucki 2021-11-24