0001209191-21-054329.txt : 20210901
0001209191-21-054329.hdr.sgml : 20210901
20210901200053
ACCESSION NUMBER: 0001209191-21-054329
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210830
FILED AS OF DATE: 20210901
DATE AS OF CHANGE: 20210901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baszucki David
CENTRAL INDEX KEY: 0001834991
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39763
FILM NUMBER: 211231448
MAIL ADDRESS:
STREET 1: 970 PARK PLACE
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roblox Corp
CENTRAL INDEX KEY: 0001315098
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 200991664
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 970 PARK PLACE
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: (888) 858-2569
MAIL ADDRESS:
STREET 1: 970 PARK PLACE
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-08-30
0
0001315098
Roblox Corp
RBLX
0001834991
Baszucki David
C/O ROBLOX CORPORATION
970 PARK PLACE
SAN MATEO
CA
94403
1
1
1
0
President & CEO
Class A Common Stock
2021-06-09
5
G
0
E
125000
0.00
D
1500000
I
See Footnote
Class A Common Stock
2021-08-30
4
S
0
65542
80.8195
D
1434458
I
See Footnote
Class A Common Stock
2021-08-30
4
S
0
240153
81.6715
D
1194305
I
See Footnote
Class A Common Stock
2021-08-30
4
S
0
63776
82.2896
D
1130529
I
See Footnote
Class A Common Stock
2021-08-30
4
S
0
4929
83.4947
D
1125600
I
See Footnote
Class A Common Stock
2021-08-30
4
S
0
600
84.55
D
1125000
I
See Footnote
Class A Common Stock
2021-08-31
4
C
0
750000
0.00
A
1875000
I
See Footnote
Class A Common Stock
2021-08-31
4
C
0
750000
0.00
A
750000
I
See Footnote
Class A Common Stock
2021-08-31
4
C
0
750000
0.00
A
750000
I
See Footnote
Class B Common Stock
2021-08-31
4
C
0
750000
0.00
D
Class A Common Stock
750000
12773474
I
See Footnote
Class B Common Stock
2021-08-31
4
C
0
750000
0.00
D
Class A Common Stock
750000
12773474
I
See Footnote
Class B Common Stock
2021-08-31
4
C
0
750000
0.00
D
Class A Common Stock
750000
25790534
I
See Footnote
These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the Reporting Person serves as trustee.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $80.06 to $81.05, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $81.06 to $82.05, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $82.06 to $83.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $83.06 to $83.95, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $84.34 to $84.76, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Each share of the Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person.
These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
These shares are held by the 2020 Jan Baszucki Gift Trust dtd 12/31/2018 of which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the election of the Reporting Person and has no expiration date.
/s/ Mark Reinstra Attorney-in-Fact for David Baszucki
2021-09-01