0001209191-21-037915.txt : 20210603 0001209191-21-037915.hdr.sgml : 20210603 20210603190448 ACCESSION NUMBER: 0001209191-21-037915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210601 FILED AS OF DATE: 20210603 DATE AS OF CHANGE: 20210603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carvalho Christopher CENTRAL INDEX KEY: 0001834989 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 21994211 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-01 0 0001315098 Roblox Corp RBLX 0001834989 Carvalho Christopher C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 1 0 0 0 Class A Common Stock 2021-06-01 4 S 0 32400 93.8193 D 1279557 D Class A Common Stock 2021-06-01 4 S 0 7600 94.3605 D 1271957 D Class A Common Stock 2021-06-01 4 S 0 1797 94.0306 D 194171 I See Footnotes Class A Common Stock 2021-06-01 4 S 0 3855 94.8613 D 190316 I See Footnotes Class A Common Stock 2021-06-01 4 S 0 13306 95.9981 D 177010 I See Footnotes Class A Common Stock 2021-06-01 4 S 0 14942 96.8755 D 162058 I See Footnotes Class A Common Stock 2021-06-01 4 S 0 1100 97.6173 D 160968 I See Footnotes All of the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 22, 2021. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $93.25 to $94.235, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The total reported in Column 5 has been adjusted to correct an overstatement of the total direct holdings of the Reporting Person by 2,481 shares reflected in a Form 4 filed on May 28, 2021. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $94.255 to $94.69, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $93.38 to $94.32, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are held directly by the Christopher P. Carvalho Revocable Trust dated October 11, 2017 for which the Reporting Person serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the shares held by the trust. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $94.38 to $95.35, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $95.40 to $96.39, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $96.40 to $97.39, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $97.41 to $97.93, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Mark Reinstra Attorney-in-Fact for Christopher Carvalho 2021-06-03