0001104659-21-037279.txt : 20210316 0001104659-21-037279.hdr.sgml : 20210316 20210316182653 ACCESSION NUMBER: 0001104659-21-037279 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210302 FILED AS OF DATE: 20210316 DATE AS OF CHANGE: 20210316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLICCHIO MICHAEL CENTRAL INDEX KEY: 0001850052 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40208 FILM NUMBER: 21747531 MAIL ADDRESS: STREET 1: 400 CONNELL DRIVE, SUITE 6100 CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hayward Holdings, Inc. CENTRAL INDEX KEY: 0001834622 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 822060643 BUSINESS ADDRESS: STREET 1: 400 CONNELL DRIVE, SUITE 6100 CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 BUSINESS PHONE: 908-354-5400 MAIL ADDRESS: STREET 1: 400 CONNELL DRIVE, SUITE 6100 CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 4 1 tm219858-6_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-03-02 0 0001834622 Hayward Holdings, Inc. HAYW 0001850052 COLICCHIO MICHAEL C/O HAYWARD HOLDINGS, INC. 400 CONNELL DRIVE, SUITE 6100 BERKELEY HEIGHTS NJ 07922 0 1 0 0 VP and Corporate Controller Class B Common Stock 2021-03-02 4 J 0 500 D 0 D Common Stock 2021-03-02 4 J 0 97500 A 97500 D Class A Common Stock 2021-03-11 4 J 0 51.13 D 0 D Common Stock 2021-03-11 4 J 0 12145 A 109645 D Common Stock 2021-03-11 4 A 0 3111 0.00 A 112756 D Common Stock 2021-03-16 4 P 0 1500 17.00 A 114256 D Stock Options (Right to Buy) 97.50 2021-03-02 4 J 0 500 D 2027-08-04 Class B Common Stock 500 0 D Stock Options (Right to Buy) 0.50 2021-03-02 4 J 0 97500 A 2027-08-04 Common Stock 97500 97500 D Stock Options (Right to Buy) 17.00 2021-03-11 4 A 0 10360 0.00 A 2031-03-11 Common Stock 10360 10360 D Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock, par value $0.001 per share ("Class B Common Stock"), was reclassified into one share of the Issuer's common stock, par value $0.001 per share ("Common Stock"). Immediately following the reclassification, the Issuer consummated a 195-for-1 stock split of each share of Common Stock (the "Stock Split"). Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of Common Stock. Represents restricted stock units granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest on the earlier of March 11, 2022 or the date of the first annual meeting of stockholders of the Issuer that follows the Issuer's initial public offering of its Common Stock, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date. Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B Common Stock was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split. The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 4, 2018, August 4, 2019, August 4, 2020, August 4, 2021, and August 4, 2022. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00. Represents options to purchase Common Stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The option vests as to the underlying shares of Common Stock in three equal installments, on each of March 11, 2022, March 11, 2023, and March 11, 2024. /s/ Michael Colicchio 2021-03-16