Chief Compliance Officer

0001398344-21-010036.txt : 20210510 0001398344-21-010036.hdr.sgml : 20210510 20210510114613 ACCESSION NUMBER: 0001398344-21-010036 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210510 DATE AS OF CHANGE: 20210510 EFFECTIVENESS DATE: 20210510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sage Mountain Advisors LLC CENTRAL INDEX KEY: 0001832274 IRS NUMBER: 832064784 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20448 FILM NUMBER: 21905803 BUSINESS ADDRESS: STREET 1: 945 E PACES FERRY ROAD NE STREET 2: SUITE 2275 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: 404-795-8361 MAIL ADDRESS: STREET 1: 945 E PACES FERRY ROAD NE STREET 2: SUITE 2275 CITY: ATLANTA STATE: GA ZIP: 30326 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001832274 XXXXXXXX 03-31-2021 03-31-2021 false Sage Mountain Advisors LLC

945 E PACES FERRY ROAD NE SUITE 2275 ATLANTA GA 30326

13F HOLDINGS REPORT 028-20448 N Whitney Imeraj Chief Compliance Officer 404-795-8364 /s/ Whitney Imeraj Atlanta GA 05-10-2021 1 551 470766 1 028-20944 Wealthspring Capital LLC INFORMATION TABLE 2 fp0064344_13fhr-table.xml 13F INFORMATION TABLE 26 CAPITAL ACQUISITION CORP UNIT 12/31/2027 90138P209 257 25580 SH OTR 1 25580 0 0 7GC & CO HOLDINGS INC UNIT 12/23/2025 81786A206 196 19300 SH OTR 1 19300 0 0 ABBOTT LABS COM 002824100 284 2367 SH SOLE 2367 0 0 ABBVIE INC COM 00287Y109 294 2712 SH SOLE 2712 0 0 ACCELERATE ACQUISITION CORP UNIT 99/99/9999 00439D201 1539 154959 SH OTR 1 154959 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 237 857 SH SOLE 857 0 0 ACE CONVERGENCE ACQU CORP *W EXP 09/30/202 G0083D104 112 57249 SH OTR 1 57249 0 0 ACKRELL SPAC PARTNERS I CO UNIT 12/01/2026 00461L204 433 42700 SH OTR 1 42700 0 0 ACON S2 ACQUISITION CORP UNIT 09/15/2027 G00748122 614 61720 SH OTR 1 61720 0 0 ADIT EDTECH ACQUISITION CORP UNIT 99/99/9999 007024201 56 5720 SH SOLE 5720 0 0 ADIT EDTECH ACQUISITION CORP UNIT 99/99/9999 007024201 1075 109120 SH OTR 1 109120 0 0 ADVANCED MERGER PARTNERS INC UNIT 99/99/9999 00777J208 316 31630 SH OTR 1 31630 0 0 AEA-BRIDGES IMPACT CORP UNIT 99/99/9999 G01046120 3 334 SH SOLE 334 0 0 AEA-BRIDGES IMPACT CORP UNIT 99/99/9999 G01046120 393 38293 SH OTR 1 38293 0 0 AFRICAN GOLD ACQUISITION COR UNIT 99/99/9999 G0112R116 914 92470 SH OTR 1 92470 0 0 AGILE GROWTH CORP UNIT 03/09/2026 G01202129 637 64150 SH OTR 1 64150 0 0 AJAX I UNIT 99/99/9999 G0190X118 137 12842 SH OTR 1 12842 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 58 574 SH SOLE 574 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 11 10000 PRN SOLE 10000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 230 1014 SH SOLE 1014 0 0 ALLIANCE RESOURCE PARTNERS L UT LTD PART 01877R108 31824 5486875 SH SOLE 5486875 0 0 ALPHABET INC CAP STK CL C 02079K107 1266 612 SH SOLE 612 0 0 ALPHABET INC CAP STK CL A 02079K305 633 307 SH SOLE 307 0 0 ALTIMAR ACQUISITION CORP III UNIT 99/99/9999 G0370U124 762 76228 SH OTR 1 76228 0 0 ALTITUDE ACQUISITION CORP UNIT 11/30/2027 02156Y202 39 3599 SH SOLE 3599 0 0 ALTITUDE ACQUISITION CORP UNIT 11/30/2027 02156Y202 457 42380 SH OTR 1 42380 0 0 AMAZON COM INC COM 023135106 2510 811 SH SOLE 811 0 0 AMERICAN EXPRESS CO COM 025816109 342 2420 SH SOLE 2420 0 0 AMERICAS TECHNOLOGY ACQSN CO UNIT 99/99/9999 G0404A128 281 27750 SH OTR 1 27750 0 0 AMGEN INC COM 031162100 469 1886 SH SOLE 1886 0 0 AMPLITUDE HLTHCRE AQUSTIN CO COM CL A 03212A105 23 2337 SH SOLE 2337 0 0 AMPLITUDE HLTHCRE AQUSTIN CO COM CL A 03212A105 330 33359 SH OTR 1 33359 0 0 AMPLITUDE HLTHCRE AQUSTIN CO UNIT 12/01/2026 03212A204 20 2010 SH OTR 1 2010 0 0 ANZU SPECIAL ACQUISITIN CORP UNIT 01/27/2026 03737A200 1285 128780 SH OTR 1 128780 0 0 APOLLO STRATEGIC GROWTH CAPT *W EXP 10/29/202 G0411R114 27 21451 SH OTR 1 21451 0 0 APOLLO STRATEGIC GRWT CPTL I UNIT 99/99/9999 G0412A110 340 34090 SH OTR 1 34090 0 0 APPLE INC COM 037833100 7072 57896 SH SOLE 57896 0 0 ARCHIMEDES TECH SPAC PARTNR UNIT 03/10/2026 039562202 12 1220 SH SOLE 1220 0 0 ARCHIMEDES TECH SPAC PARTNR UNIT 03/10/2026 039562202 1608 162630 SH OTR 1 162630 0 0 ARCLIGHT CLEAN TRANSITION II UNIT 03/16/2028 G0R21B120 310 31040 SH OTR 1 31040 0 0 ARES ACQUISITION CORPORATION UNIT 99/99/9999 G33032114 328 32800 SH OTR 1 32800 0 0 ARES CAPITAL CORP COM 04010L103 135 7200 SH SOLE 7200 0 0 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 15 14000 PRN SOLE 14000 0 0 ARK ETF TR INNOVATION ETF 00214Q104 459 3824 SH SOLE 3824 0 0 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 3 35 SH SOLE 35 0 0 ARK ETF TR ISRAEL INOVATE 00214Q609 8 265 SH SOLE 265 0 0 ARK ETF TR FINTECH INNOVA 00214Q708 7 140 SH SOLE 140 0 0 ARROWROOT ACQUISITION CORP UNIT 01/29/2026 04282M201 10 970 SH SOLE 970 0 0 ARROWROOT ACQUISITION CORP UNIT 01/29/2026 04282M201 2880 290570 SH OTR 1 290570 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 437 21918 SH SOLE 21918 0 0 ASCENDANT DIGITAL ACQUISITIO UNIT 99/99/9999 G05155125 119 11431 SH OTR 1 11431 0 0 ASTREA ACQUISITION CORP UNIT 01/28/2028 04637C205 653 66300 SH OTR 1 66300 0 0 AT&T INC COM 00206R102 415 13718 SH SOLE 13718 0 0 ATHENA TECHNOLOGY ACQUISI CO UNIT 99/99/9999 04687A208 751 75940 SH OTR 1 75940 0 0 ATLANTIC COASTAL ACQUISTN CO UNIT 03/02/2026 048453203 31 3180 SH SOLE 3180 0 0 ATLANTIC COASTAL ACQUISTN CO UNIT 03/02/2026 048453203 3267 331650 SH OTR 1 331650 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0 049164BH8 58 55000 PRN SOLE 55000 0 0 ATLAS CREST INVESTMENT CORP UNIT 99/99/9999 049287204 562 56200 SH OTR 1 56200 0 0 AUSTERLITZ ACQUISITION CORP UNIT 99/99/9999 G0633D117 211 21000 SH OTR 1 21000 0 0 AUSTERLITZ ACQUISITION CORP UNIT 99/99/9999 G0633U119 393 39200 SH OTR 1 39200 0 0 AVANTI ACQUISITION CORP SHS CL A G0682V109 7 700 SH OTR 1 700 0 0 AVANTI ACQUISITION CORP UNIT 99/99/9999 G0682V117 112 10781 SH OTR 1 10781 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3086 8 SH SOLE 8 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3239 12680 SH SOLE 12680 0 0 BETTER WORLD ACQUISITION COR UNIT 11/15/2027 08772B203 7 642 SH SOLE 642 0 0 BETTER WORLD ACQUISITION COR UNIT 11/15/2027 08772B203 356 32871 SH OTR 1 32871 0 0 BIG CYPRESS ACQUISITION CORP UNIT 07/25/2027 089115208 837 82880 SH OTR 1 82880 0 0 BIOTECH ACQUISITION COMPANY UNIT 11/30/2027 G1125A124 276 27950 SH OTR 1 27950 0 0 BITE ACQUISITION CORP UNIT 99/99/9999 09175K204 15 1500 SH SOLE 1500 0 0 BITE ACQUISITION CORP UNIT 99/99/9999 09175K204 785 79500 SH OTR 1 79500 0 0 BK OF AMERICA CORP COM 060505104 241 6219 SH SOLE 6219 0 0 BLACKSTONE GROUP INC COM 09260D107 456 6112 SH SOLE 6112 0 0 BLUERIVER ACQUISITION CORP UNIT 01/04/2026 G1261Q123 101 10155 SH OTR 1 10155 0 0 BOWX ACQUISITION CORP UNIT 08/03/2025 103085205 4 304 SH SOLE 304 0 0 BOWX ACQUISITION CORP UNIT 08/03/2025 103085205 460 37211 SH OTR 1 37211 0 0 BRIDGETOWN HOLDINGS LTD UNIT 10/15/2025 G1355U105 3 247 SH SOLE 247 0 0 BRIDGETOWN HOLDINGS LTD UNIT 10/15/2025 G1355U105 122 10403 SH OTR 1 10403 0 0 BRIGHT LIGHTS ACQUISITION CO UNIT 99/99/9999 10920K200 108 10900 SH OTR 1 10900 0 0 BROOKLINE CAP ACQUISITION CO UNIT 08/31/2027 11374E203 540 50852 SH OTR 1 50852 0 0 BUILD ACQUISITION CORP UNIT 99/99/9999 12008J204 285 28830 SH OTR 1 28830 0 0 BURGUNDY TECHNOLOGY ACQU COR CL A G1702T116 229 23188 SH OTR 1 23188 0 0 BYTE ACQUISITION CORP UNIT 03/18/2029 G1R25Q121 36 3620 SH SOLE 3620 0 0 BYTE ACQUISITION CORP UNIT 03/18/2029 G1R25Q121 847 84690 SH OTR 1 84690 0 0 CA HEALTHCARE ACQUISITION CO UNIT 12/25/2025 12510W206 100 10100 SH OTR 1 10100 0 0 CAPITOL INVESTMENT CORP V UNIT 99/99/9999 14064F209 13 1282 SH SOLE 1282 0 0 CAPITOL INVESTMENT CORP V UNIT 99/99/9999 14064F209 265 25253 SH OTR 1 25253 0 0 CARTESIAN GROWTH CORP UNIT 02/26/2028 G19276123 337 33849 SH OTR 1 33849 0 0 CASCADE ACQUISITION CORP UNIT 99/99/9999 147151203 734 71622 SH OTR 1 71622 0 0 CC NEUBERGER PRIN HLDGS II UNIT 99/99/9999 G3166T129 6 578 SH SOLE 578 0 0 CC NEUBERGER PRIN HLDGS II UNIT 99/99/9999 G3166T129 768 75319 SH OTR 1 75319 0 0 CENTRICUS ACQUISITION CORP UNIT 02/08/2028 G2072Q112 242 24400 SH OTR 1 24400 0 0 CERBERUS TELECOM ACQUISITION SHS CL A G2040C104 3 315 SH SOLE 315 0 0 CERBERUS TELECOM ACQUISITION SHS CL A G2040C104 310 31356 SH OTR 1 31356 0 0 CERBERUS TELECOM ACQUISITION UNIT 99/99/9999 G2040C112 0 2 SH SOLE 2 0 0 CERBERUS TELECOM ACQUISITION UNIT 99/99/9999 G2040C112 0 12 SH OTR 1 12 0 0 CERBERUS TELECOM ACQUISITION *W EXP 99/99/999 G2040C120 0 105 SH SOLE 105 0 0 CERBERUS TELECOM ACQUISITION *W EXP 99/99/999 G2040C120 11 10452 SH OTR 1 10452 0 0 CF ACQUISITION CORP IV UNIT 12/31/2027 12520T201 68 6800 SH SOLE 6800 0 0 CF ACQUISITION CORP IV UNIT 12/31/2027 12520T201 1072 106850 SH OTR 1 106850 0 0 CF ACQUISITION CORP V UNIT 01/25/2026 12520R205 327 32800 SH OTR 1 32800 0 0 CF ACQUISITION CORP VI UNIT 99/99/9999 12521J202 157 15800 SH OTR 1 15800 0 0 CF ACQUISITION CORP VIII UNIT 03/31/2028 12520C208 17 1730 SH SOLE 1730 0 0 CF ACQUISITION CORP VIII UNIT 03/31/2028 12520C208 669 67410 SH OTR 1 67410 0 0 CHEVRON CORP NEW COM 166764100 738 7045 SH SOLE 7045 0 0 CISCO SYS INC COM 17275R102 871 16848 SH SOLE 16848 0 0 CITIC CAPITAL ACQUISITION CO UNIT 99/99/9999 G21513125 33 3113 SH SOLE 3113 0 0 CITIC CAPITAL ACQUISITION CO UNIT 99/99/9999 G21513125 492 46509 SH OTR 1 46509 0 0 CLASS ACCELERATION CORP UNIT 99/99/9999 18274B205 253 25580 SH OTR 1 25580 0 0 COCA COLA CO COM 191216100 623 11828 SH SOLE 11828 0 0 COHN ROBBINS HOLDINGS CORP UNIT 08/11/2025 G23726121 16 1553 SH SOLE 1553 0 0 COHN ROBBINS HOLDINGS CORP UNIT 08/11/2025 G23726121 1149 112778 SH OTR 1 112778 0 0 COLICITY INC UNIT 02/24/2026 194170205 20 2010 SH SOLE 2010 0 0 COLICITY INC UNIT 02/24/2026 194170205 499 49450 SH OTR 1 49450 0 0 COLONNADE ACQUISITION CORP I UNIT 99/99/9999 G2284B127 474 48150 SH OTR 1 48150 0 0 COMCAST CORP NEW CL A 20030N101 484 8938 SH SOLE 8938 0 0 CONX CORP UNIT 10/30/2027 212873202 192 18690 SH OTR 1 18690 0 0 CORAZON CAPITAL V838 MONOCER UNIT 03/24/2026 G24237110 294 29500 SH OTR 1 29500 0 0 CORNER GROWTH ACQUISITION CO UNIT 01/01/2027 G2425N121 358 35450 SH OTR 1 35450 0 0 COSTCO WHSL CORP NEW COM 22160K105 250 709 SH SOLE 709 0 0 COVA ACQUISITION CORP UNIT 04/01/2021 G2554Y112 635 63800 SH OTR 1 63800 0 0 CROWN PROPTECH ACQUISITIONS UNIT 99/99/9999 G25741128 1620 163000 SH OTR 1 163000 0 0 CVS HEALTH CORP COM 126650100 220 2922 SH SOLE 2922 0 0 D AND Z MEDIA ACQUISITION CO UNIT 99/99/9999 23305Q205 152 15380 SH OTR 1 15380 0 0 D8 HOLDINGS CORP UNIT 99/99/9999 G2614K102 33 3245 SH SOLE 3245 0 0 D8 HOLDINGS CORP UNIT 99/99/9999 G2614K102 1029 101137 SH OTR 1 101137 0 0 DD3 ACQUISITION CORP II UNIT 99/99/9999 23318M209 9 900 SH SOLE 900 0 0 DD3 ACQUISITION CORP II UNIT 99/99/9999 23318M209 240 23440 SH OTR 1 23440 0 0 DECARBONIZATION PLUS ACQU II UNIT 03/19/2026 24279D204 737 73960 SH OTR 1 73960 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 358 7408 SH SOLE 7408 0 0 DELWINDS INS ACQUISITION COR UNIT 99/99/9999 24803C201 60 6000 SH SOLE 6000 0 0 DELWINDS INS ACQUISITION COR UNIT 99/99/9999 24803C201 1830 183200 SH OTR 1 183200 0 0 DHB CAPITAL CORP UNIT 03/31/2028 23291W208 756 76240 SH OTR 1 76240 0 0 DHC ACQUISITION CORP UNIT 02/25/2026 G2758T125 732 73230 SH OTR 1 73230 0 0 DISNEY WALT CO COM 254687106 332 1799 SH SOLE 1799 0 0 DPCM CAP INC UNIT 99/99/9999 23344P200 16 1515 SH SOLE 1515 0 0 DPCM CAP INC UNIT 99/99/9999 23344P200 297 28979 SH OTR 1 28979 0 0 DUNE ACQUISITION CORP UNIT 10/29/2027 265334201 527 52550 SH OTR 1 52550 0 0 DYADIC INTL INC DEL COM 26745T101 595 108380 SH SOLE 108380 0 0 E MERGE TECHNOLOGY ACQUISITI UNIT 07/30/2025 26873Y203 8 747 SH SOLE 747 0 0 E MERGE TECHNOLOGY ACQUISITI UNIT 07/30/2025 26873Y203 1715 169873 SH OTR 1 169873 0 0 EAST RES ACQUISITION CO UNIT 07/01/2027 274681204 3 306 SH SOLE 306 0 0 EAST RES ACQUISITION CO UNIT 07/01/2027 274681204 739 73222 SH OTR 1 73222 0 0 EATON CORP PLC SHS G29183103 215 1555 SH SOLE 1555 0 0 EDTECHX HOLDINGS ACQU CORP I UNIT 08/31/2027 28139A201 228 22800 SH OTR 1 22800 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 203 2427 SH SOLE 2427 0 0 EJF ACQUISITION CORP UNIT 03/10/2026 G2955B117 48 4820 SH SOLE 4820 0 0 EJF ACQUISITION CORP UNIT 03/10/2026 G2955B117 3293 330930 SH OTR 1 330930 0 0 EMERSON ELEC CO COM 291011104 282 3130 SH SOLE 3130 0 0 EPAM SYS INC COM 29414B104 204 515 SH SOLE 515 0 0 EPIPHANY TECHNOLOGY ACQUISIT UNIT 99/99/9999 29429X208 247 24600 SH OTR 1 24600 0 0 EQUITY DISTR ACQUISITION COR UNIT 99/99/9999 29465E205 159 15674 SH OTR 1 15674 0 0 ESM ACQUISITION CORPORATION UNIT 99/99/9999 G3195H120 956 96160 SH OTR 1 96160 0 0 ETF SER SOLUTIONS NETLEASE CORP 26922A248 253 9210 SH SOLE 9210 0 0 ETF SER SOLUTIONS VIDENT CORE US 26922A602 221 4390 SH SOLE 4390 0 0 ETF SER SOLUTIONS US GLB JETS 26922A842 135 5030 SH SOLE 5030 0 0 EUCRATES BIOMEDICAL ACQU COR UNIT 10/23/2027 G3141W114 10 1000 SH SOLE 1000 0 0 EUCRATES BIOMEDICAL ACQU COR UNIT 10/23/2027 G3141W114 955 94970 SH OTR 1 94970 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 80 70000 PRN SOLE 70000 0 0 EUROPEAN BIOTECH ACQUTN CORP UNIT 03/09/2026 G3167F110 215 21340 SH OTR 1 21340 0 0 EUROPEAN SUSTAINABLE GROWTH UNIT 01/18/2024 G3194F125 330 33050 SH OTR 1 33050 0 0 EXXON MOBIL CORP COM 30231G102 511 9146 SH SOLE 9146 0 0 FACEBOOK INC CL A 30303M102 966 3281 SH SOLE 3281 0 0 FAR PEAK ACQUISITION CORP UNIT 99/99/9999 G3312L129 369 36524 SH OTR 1 36524 0 0 FAST ACQUISITION CORP COM CL A 311875108 39 3120 SH SOLE 3120 0 0 FAST ACQUISITION CORP *W EXP 08/25/202 311875116 1 189 SH SOLE 189 0 0 FAST ACQUISITION CORP *W EXP 08/25/202 311875116 45 15632 SH OTR 1 15632 0 0 FAST ACQUISITION CORP II UNIT 03/16/2026 311874200 641 64520 SH OTR 1 64520 0 0 FEDEX CORP COM 31428X106 234 825 SH SOLE 825 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 2999 21325 SH SOLE 21325 0 0 FIFTH THIRD BANCORP COM 316773100 470 12545 SH SOLE 12545 0 0 FINTECH EVOLUTION ACQUIS GRO UNIT 99/99/9999 G3R19A112 1457 147570 SH OTR 1 147570 0 0 FLAME ACQUISITION CORP UNIT 99/99/9999 33850F207 48 4820 SH SOLE 4820 0 0 FLAME ACQUISITION CORP UNIT 99/99/9999 33850F207 3286 330930 SH OTR 1 330930 0 0 FORTISTAR SUSTAINABLE SOL CO UNIT 01/14/2026 34962M205 197 19830 SH OTR 1 19830 0 0 FORTRESS CAPITAL ACQUISITION UNIT 99/99/9999 G36427113 29 2850 SH SOLE 2850 0 0 FORTRESS CAPITAL ACQUISITION UNIT 99/99/9999 G36427113 171 17088 SH OTR 1 17088 0 0 FORTRESS VALUE ACQUISI CORP UNIT 03/31/2028 34964K207 579 58440 SH OTR 1 58440 0 0 FREEDOM ACQUISITION I CORP UNIT 99/99/9999 G3663X102 310 31120 SH OTR 1 31120 0 0 FRONTIER ACQUISITION CORP UNIT 03/01/2026 G36826116 22 2250 SH SOLE 2250 0 0 FRONTIER ACQUISITION CORP UNIT 03/01/2026 G36826116 417 41990 SH OTR 1 41990 0 0 FTAC ATHENA ACQUISITION CORP UNIT 99/99/9999 G37283127 130 13000 SH OTR 1 13000 0 0 FTAC PARNASSUS ACQUISITN COR UNIT 03/10/2026 30319B207 500 50380 SH OTR 1 50380 0 0 FUSION ACQUISITION CORP II UNIT 02/29/2028 36118N201 1819 183200 SH OTR 1 183200 0 0 GALILEO ACQUISITION CORP SHS G3770A102 72 7170 SH SOLE 7170 0 0 GALILEO ACQUISITION CORP SHS G3770A102 962 96175 SH OTR 1 96175 0 0 GALILEO ACQUISITION CORP UNIT 99/99/9999 G3770A128 20 1875 SH OTR 1 1875 0 0 GIGCAPITAL3 INC *W EXP 05/18/202 37519D115 2 897 SH SOLE 897 0 0 GIGCAPITAL3 INC *W EXP 05/18/202 37519D115 36 16873 SH OTR 1 16873 0 0 GIGCAPITAL4 INC UNIT 99/99/9999 37518G200 1030 104340 SH OTR 1 104340 0 0 GO ACQUISITION CORP UNIT 08/31/2027 362019200 5 454 SH SOLE 454 0 0 GO ACQUISITION CORP UNIT 08/31/2027 362019200 916 90316 SH OTR 1 90316 0 0 GOAL ACQUISITIONS CORP UNIT 99/99/9999 38021H206 670 66900 SH OTR 1 66900 0 0 GOLDEN ARROW MERGER CORP UNIT 07/31/2026 380799205 1362 136860 SH OTR 1 136860 0 0 GOLDEN FALCON ACQUISITION CO UNIT 99/99/9999 38102H208 104 10350 SH OTR 1 10350 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 285 873 SH SOLE 873 0 0 GOLUB CAP BDC INC COM 38173M102 16960 1160055 SH SOLE 1160055 0 0 GORES GUGGENHEIM INC UNIT 03/25/2028 38286Q206 263 26530 SH OTR 1 26530 0 0 GORES HOLDINGS VII INC UNIT 02/12/2028 38286T200 20 1970 SH SOLE 1970 0 0 GORES HOLDINGS VII INC UNIT 02/12/2028 38286T200 417 41850 SH OTR 1 41850 0 0 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 40 37000 PRN SOLE 37000 0 0 GREENROSE ACQUISITION CORP COM 395392103 31 3073 SH SOLE 3073 0 0 GREENROSE ACQUISITION CORP COM 395392103 560 56243 SH OTR 1 56243 0 0 GREENROSE ACQUISITION CORP *W EXP 08/11/202 395392111 3 3073 SH SOLE 3073 0 0 GREENROSE ACQUISITION CORP *W EXP 08/11/202 395392111 47 56243 SH OTR 1 56243 0 0 GREENSKY INC CL A 39572G100 1857 300000 SH SOLE 300000 0 0 GROWTH CAP ACQUISITION CORP UNIT 06/01/2027 39986V206 3 349 SH SOLE 349 0 0 GROWTH CAP ACQUISITION CORP UNIT 06/01/2027 39986V206 1170 118137 SH OTR 1 118137 0 0 GX ACQUISITION CORP II UNIT 03/17/2026 36260F204 1574 157520 SH OTR 1 157520 0 0 H I G ACQUISITION CORP UNIT 99/99/9999 G44898115 14 1350 SH SOLE 1350 0 0 H I G ACQUISITION CORP UNIT 99/99/9999 G44898115 428 41758 SH OTR 1 41758 0 0 HAYMAKER ACQUISITION CORP II UNIT 03/01/2026 42087R207 1553 156210 SH OTR 1 156210 0 0 HEALTHCARE CAPITAL CORP UNIT 12/31/2025 42228C200 325 32910 SH OTR 1 32910 0 0 HIGHCAPE CAP ACQUISITION COR UNIT 09/30/2027 42984L204 425 32872 SH OTR 1 32872 0 0 HIGHLAND TRANSCEND PARTNERS UNIT 99/99/9999 G44690116 115 11402 SH OTR 1 11402 0 0 HOME DEPOT INC COM 437076102 4342 14225 SH SOLE 14225 0 0 HONEYWELL INTL INC COM 438516106 492 2268 SH SOLE 2268 0 0 HOPE BANCORP INC NOTE 2.000% 5/1 43940TAB5 16 16000 PRN SOLE 16000 0 0 HORIZON ACQUISITION CORP UNIT 99/99/9999 G46049121 14 1346 SH SOLE 1346 0 0 HORIZON ACQUISITION CORP UNIT 99/99/9999 G46049121 354 34572 SH OTR 1 34572 0 0 HPX CORP UNIT 99/99/9999 G32219118 187 18344 SH OTR 1 18344 0 0 HUDSON EXECUTIVE INVES III UNIT 02/22/2026 44376L206 1636 164910 SH OTR 1 164910 0 0 IBERE PHARMACEUTICALS UNIT 99/99/9999 G46843127 922 93470 SH OTR 1 93470 0 0 IG ACQUISITION CORP UNIT 10/05/2027 449534205 144 14134 SH OTR 1 14134 0 0 INDEPENDENCE HOLDINGS CORP UNIT 03/02/2026 G4761A119 582 58150 SH OTR 1 58150 0 0 INSIGHT ENTERPRISES INC NOTE 0.750% 2/1 45765UAB9 126 86000 PRN SOLE 86000 0 0 INSU ACQUISITION CORP III UNIT 12/31/2026 457817302 211 20900 SH OTR 1 20900 0 0 INTEL CORP COM 458140100 586 9160 SH SOLE 9160 0 0 INTERDIGITAL INC NOTE 2.000% 6/0 45867GAB7 71 67000 PRN SOLE 67000 0 0 INTERPRIVATE II ACQUISITION UNIT 99/99/9999 46064Q207 203 20540 SH OTR 1 20540 0 0 INTERPRIVATE III FINANCIAL P UNIT 99/99/9999 46064R205 320 32450 SH OTR 1 32450 0 0 ISHARES INC CORE MSCI EMKT 46434G103 213 3316 SH SOLE 3316 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 48 1109 SH SOLE 1109 0 0 ISHARES TR CORE S&P500 ETF 464287200 582 1462 SH SOLE 1462 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 541 10150 SH SOLE 10150 0 0 ISHARES TR IBOXX INV CP ETF 464287242 248 1910 SH SOLE 1910 0 0 ISHARES TR GLOBAL TECH ETF 464287291 28 92 SH SOLE 92 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 244 3740 SH SOLE 3740 0 0 ISHARES TR S&P 500 VAL ETF 464287408 28 200 SH SOLE 200 0 0 ISHARES TR MSCI EAFE ETF 464287465 1029 13564 SH SOLE 13564 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 2 21 SH SOLE 21 0 0 ISHARES TR RUS MD CP GR ETF 464287481 306 3002 SH SOLE 3002 0 0 ISHARES TR CORE S&P MCP ETF 464287507 40 153 SH SOLE 153 0 0 ISHARES TR EXPANDED TECH 464287515 72 210 SH SOLE 210 0 0 ISHARES TR NASDAQ BIOTECH 464287556 11 75 SH SOLE 75 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 174 2320 SH SOLE 2320 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 108 710 SH SOLE 710 0 0 ISHARES TR S&P MC 400GR ETF 464287606 26 328 SH SOLE 328 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 2212 9103 SH SOLE 9103 0 0 ISHARES TR RUS 1000 ETF 464287622 4358 19471 SH SOLE 19471 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 46 152 SH SOLE 152 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 285 1288 SH SOLE 1288 0 0 ISHARES TR CORE S&P US VLU 464287663 41 601 SH SOLE 601 0 0 ISHARES TR CORE S&P US GWT 464287671 93 1026 SH SOLE 1026 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 654 2755 SH SOLE 2755 0 0 ISHARES TR S&P MC 400VL ETF 464287705 136 1338 SH SOLE 1338 0 0 ISHARES TR U.S. TECH ETF 464287721 141 1612 SH SOLE 1612 0 0 ISHARES TR US HLTHCARE ETF 464287762 116 460 SH SOLE 460 0 0 ISHARES TR CORE S&P SCP ETF 464287804 2083 19197 SH SOLE 19197 0 0 ISHARES TR SP SMCP600VL ETF 464287879 499 4956 SH SOLE 4956 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 299 2770 SH SOLE 2770 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 36 389 SH SOLE 389 0 0 ISHARES TR MSCI ACWI ETF 464288257 92 970 SH SOLE 970 0 0 ISHARES TR EAFE SML CP ETF 464288273 347 4835 SH SOLE 4835 0 0 ISHARES TR MBS ETF 464288588 49 453 SH SOLE 453 0 0 ISHARES TR U.S. MED DVC ETF 464288810 14 43 SH SOLE 43 0 0 ISHARES TR US OIL EQ&SV ETF 464288844 8 600 SH SOLE 600 0 0 ISHARES TR EAFE VALUE ETF 464288877 195 3825 SH SOLE 3825 0 0 ISHARES TR EAFE GRWTH ETF 464288885 464 4620 SH SOLE 4620 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 58249 478310 SH SOLE 478310 0 0 ISHARES TR MSCI USA VALUE 46432F388 164 1603 SH SOLE 1603 0 0 ISHARES TR MSCI USA MMENTM 46432F396 283 1759 SH SOLE 1759 0 0 ISHARES TR CORE MSCI EAFE 46432F842 48 664 SH SOLE 664 0 0 ISHARES TR MSCI INTL QUALTY 46434V456 11930 327379 SH SOLE 327379 0 0 ISHARES TR CORE TOTAL USD 46434V613 34 649 SH SOLE 649 0 0 ISHARES TR CUR HD EURZN ETF 46434V639 123 3600 SH SOLE 3600 0 0 ISHARES TR GLOBAL REIT ETF 46434V647 259 10152 SH SOLE 10152 0 0 ISHARES TR HDG MSCI EAFE 46434V803 657 19930 SH SOLE 19930 0 0 ISLEWORTH HEALTHCARE ACQU CO COM 46468P102 31 3239 SH SOLE 3239 0 0 ISLEWORTH HEALTHCARE ACQU CO COM 46468P102 2620 270366 SH OTR 1 270366 0 0 ISLEWORTH HEALTHCARE ACQU CO *W EXP 08/02/202 46468P110 1 1619 SH SOLE 1619 0 0 ISLEWORTH HEALTHCARE ACQU CO *W EXP 08/02/202 46468P110 63 135160 SH OTR 1 135160 0 0 ISOS ACQUISITION CORPORATION UNIT 99/99/9999 G4962C120 1024 102800 SH OTR 1 102800 0 0 ITHAX ACQUISITION CORP UNIT 12/31/2027 G49775110 44 4373 SH SOLE 4373 0 0 ITHAX ACQUISITION CORP UNIT 12/31/2027 G49775110 3462 345498 SH OTR 1 345498 0 0 JACK CREEK INVESTMENT CORP UNIT 10/01/2023 G4989X107 7 700 SH SOLE 700 0 0 JACK CREEK INVESTMENT CORP UNIT 10/01/2023 G4989X107 363 36633 SH OTR 1 36633 0 0 JAWS MUSTANG ACQUISITION COR UNIT 99/99/9999 G50737116 184 18100 SH OTR 1 18100 0 0 JAWS SPITFIRE ACQUISITION CO UNIT 99/99/9999 G50740128 118 11045 SH OTR 1 11045 0 0 JIYA ACQUISITION CORP COM CL A 47760M102 144 14650 SH OTR 1 14650 0 0 JOFF FINTECH ACQUISITION COR UNIT 02/03/2026 46592C209 1067 107200 SH OTR 1 107200 0 0 JOHNSON & JOHNSON COM 478160104 1096 6667 SH SOLE 6667 0 0 JPMORGAN CHASE & CO COM 46625H100 2607 17126 SH SOLE 17126 0 0 JUNIPER INDL HLDGS INC COM CL A 48205G106 325 26248 SH SOLE 26248 0 0 KAIROS ACQUISITION CORP UNIT 99/99/9999 G52110122 470 47000 SH OTR 1 47000 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 128 118000 PRN SOLE 118000 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 203 771 SH SOLE 771 0 0 KENSINGTON CAPITAL ACQUISITI UNIT 99/99/9999 49006L203 13 1270 SH SOLE 1270 0 0 KENSINGTON CAPITAL ACQUISITI UNIT 99/99/9999 49006L203 636 61990 SH OTR 1 61990 0 0 KERNEL GROUP HOLDINGS INC UNIT 99/99/9999 G5259L111 124 12380 SH OTR 1 12380 0 0 KHOSLA VENTURES ACQUSTN CO I COM CL A 482505104 734 72862 SH OTR 1 72862 0 0 KHOSLA VENTURES ACQUT CO III COM CL A 482506102 1339 134462 SH OTR 1 134462 0 0 KINGSWOOD ACQUISITION CORP UNIT 99/99/9999 496861204 282 27350 SH OTR 1 27350 0 0 KINS TECHNOLOGY GROUP INC UNIT 10/14/2025 49714K208 11 1050 SH SOLE 1050 0 0 KINS TECHNOLOGY GROUP INC UNIT 10/14/2025 49714K208 623 61650 SH OTR 1 61650 0 0 KISMET ACQUISITION ONE CORP SHS G52753103 56 5638 SH SOLE 5638 0 0 KISMET ACQUISITION ONE CORP SHS G52753103 1554 156964 SH OTR 1 156964 0 0 KISMET ACQUISITION ONE CORP *W EXP 99/99/999 G52753111 2 2819 SH SOLE 2819 0 0 KISMET ACQUISITION ONE CORP *W EXP 99/99/999 G52753111 63 78482 SH OTR 1 78482 0 0 KISMET ACQUISITION THREE COR UNIT 99/99/9999 G5276C128 60 6120 SH SOLE 6120 0 0 KISMET ACQUISITION THREE COR UNIT 99/99/9999 G5276C128 4212 426350 SH OTR 1 426350 0 0 KISMET ACQUISITION TWO CORP UNIT 99/99/9999 G52807123 61 6090 SH SOLE 6090 0 0 KISMET ACQUISITION TWO CORP UNIT 99/99/9999 G52807123 4090 411440 SH OTR 1 411440 0 0 KKR ACQUISITION HOLDING I CO UNIT 99/99/9999 48253T208 854 85340 SH OTR 1 85340 0 0 L CATTERTON ASIA ACQUISITION UNIT 03/11/2026 G5346G109 282 28340 SH OTR 1 28340 0 0 L&F ACQUISITION CORP UNIT 99/99/9999 G53702125 224 21962 SH OTR 1 21962 0 0 LEAD EDGE GROWTH OPRTUNTS LT UNIT 04/01/2026 G54085124 885 88800 SH OTR 1 88800 0 0 LEFTERIS ACQUISITION CORP UNIT 11/01/2023 52470X208 13 1283 SH SOLE 1283 0 0 LEFTERIS ACQUISITION CORP UNIT 11/01/2023 52470X208 488 47606 SH OTR 1 47606 0 0 LEGATO MERGER CORP UNIT 12/31/2025 52473X205 976 96310 SH OTR 1 96310 0 0 LEO HOLDINGS III CORP UNIT 99/99/9999 G5463T116 1146 116920 SH OTR 1 116920 0 0 LGL SYS ACQUISITION CORP COM CL A 50201G106 17 1690 SH SOLE 1690 0 0 LGL SYS ACQUISITION CORP COM CL A 50201G106 372 37472 SH OTR 1 37472 0 0 LGL SYS ACQUISITION CORP *W EXP 11/12/202 50201G114 2 1350 SH SOLE 1350 0 0 LGL SYS ACQUISITION CORP *W EXP 11/12/202 50201G114 38 29950 SH OTR 1 29950 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 19 18000 PRN SOLE 18000 0 0 LIGHTJUMP ACQUISITION CORP UNIT 01/06/2026 53228M205 571 57344 SH OTR 1 57344 0 0 LILLY ELI & CO COM 532457108 204 1093 SH SOLE 1093 0 0 LIONHEART ACQUISITION CORP I UNIT 08/13/2025 53625R203 3 342 SH SOLE 342 0 0 LIONHEART ACQUISITION CORP I UNIT 08/13/2025 53625R203 951 95147 SH OTR 1 95147 0 0 LIVE OAK ACQUISITION CORP II UNIT 99/99/9999 53804W205 7 713 SH SOLE 713 0 0 LIVE OAK ACQUISITION CORP II UNIT 99/99/9999 53804W205 232 22164 SH OTR 1 22164 0 0 LOCUST WALK ACQUISITION CORP UNIT 12/31/2025 54015L301 344 34200 SH OTR 1 34200 0 0 LONGVIEW ACQUISITION CORP II UNIT 99/99/9999 54319Q204 21 2120 SH SOLE 2120 0 0 LONGVIEW ACQUISITION CORP II UNIT 99/99/9999 54319Q204 884 88050 SH OTR 1 88050 0 0 LUX HEALTH TECH ACQUISITION UNIT 11/30/2027 55068A209 27 2505 SH SOLE 2505 0 0 LUX HEALTH TECH ACQUISITION UNIT 11/30/2027 55068A209 311 29056 SH OTR 1 29056 0 0 M3 BRIGADE ACQUISITION II CO UNIT 99/99/9999 553800202 20 2000 SH SOLE 2000 0 0 M3 BRIGADE ACQUISITION II CO UNIT 99/99/9999 553800202 983 99043 SH OTR 1 99043 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 460 10598 SH SOLE 10598 0 0 MAGNUM OPUS ACQUISITION LTD UNIT 06/03/2026 G5S70A120 110 11100 SH OTR 1 11100 0 0 MALACCA STRAITS ACQUISITION UNIT 99/99/9999 G5859B125 15 1500 SH SOLE 1500 0 0 MALACCA STRAITS ACQUISITION UNIT 99/99/9999 G5859B125 686 67250 SH OTR 1 67250 0 0 MARLIN TECHNOLOGY CORP UNIT 99/99/9999 G58411128 23 2370 SH SOLE 2370 0 0 MARLIN TECHNOLOGY CORP UNIT 99/99/9999 G58411128 496 50210 SH OTR 1 50210 0 0 MASON INDUSTRIAL TECHNOLGY I UNIT 99/99/9999 57520Y205 3 349 SH SOLE 349 0 0 MASON INDUSTRIAL TECHNOLGY I UNIT 99/99/9999 57520Y205 1728 173817 SH OTR 1 173817 0 0 MASTERCARD INCORPORATED CL A 57636Q104 235 659 SH SOLE 659 0 0 MCAP ACQUISITION CORP UNIT 02/18/2030 55282T208 925 92970 SH OTR 1 92970 0 0 MDH ACQUISITION CORP UNIT 99/99/9999 55283P205 10 1000 SH SOLE 1000 0 0 MDH ACQUISITION CORP UNIT 99/99/9999 55283P205 1008 101400 SH OTR 1 101400 0 0 MEDICUS SCIENCES ACQUISITION UNIT 99/99/9999 G5960S116 140 14200 SH OTR 1 14200 0 0 MEDTRONIC PLC SHS G5960L103 247 2088 SH SOLE 2088 0 0 MERCK & CO. INC COM 58933Y105 481 6242 SH SOLE 6242 0 0 MERIDA MERGER CORP I COM 58953M106 20 2041 SH SOLE 2041 0 0 MERIDA MERGER CORP I COM 58953M106 170 17228 SH OTR 1 17228 0 0 MERIDA MERGER CORP I *W EXP 11/07/202 58953M114 1 755 SH OTR 1 755 0 0 MERITOR INC NOTE 3.250%10/1 59001KAF7 14 12000 PRN SOLE 12000 0 0 MFA FINL INC COM 55272X102 71 17444 SH SOLE 17444 0 0 MICROSOFT CORP COM 594918104 2378 10085 SH SOLE 10085 0 0 MISSION ADVANCEMENT CORP UNIT 99/99/9999 60501L200 873 87750 SH OTR 1 87750 0 0 MONUMENT CIRCLE ACQUISITN CO UNIT 01/14/2026 61531M200 181 18360 SH OTR 1 18360 0 0 MORINGA ACQUISITION CORP UNIT 02/16/2026 G6S23K116 168 16900 SH OTR 1 16900 0 0 MOTIVE CAPITAL CORP UNIT 99/99/9999 G6293A129 9 889 SH SOLE 889 0 0 MOTIVE CAPITAL CORP UNIT 99/99/9999 G6293A129 561 55860 SH OTR 1 55860 0 0 MUDRICK CAPITAL ACQU CORP II UNIT 99/99/9999 62477L206 11 1100 SH SOLE 1100 0 0 MUDRICK CAPITAL ACQU CORP II UNIT 99/99/9999 62477L206 877 87400 SH OTR 1 87400 0 0 NAVSIGHT HLDGS INC CL A 639358100 40 3998 SH SOLE 3998 0 0 NAVSIGHT HLDGS INC CL A 639358100 559 55800 SH OTR 1 55800 0 0 NAVSIGHT HLDGS INC *W EXP 01/01/203 639358118 3 1999 SH SOLE 1999 0 0 NAVSIGHT HLDGS INC *W EXP 01/01/203 639358118 44 27900 SH OTR 1 27900 0 0 NEW MTN FIN CORP NOTE 5.750% 8/1 647551AC4 19 18000 PRN SOLE 18000 0 0 NEWBURY STREET ACQUISITN COR UNIT 04/30/2028 65101L203 1448 146440 SH OTR 1 146440 0 0 NEWHOLD INVESTMENT CORP UNIT 03/10/2025 651448201 10 899 SH SOLE 899 0 0 NEWHOLD INVESTMENT CORP UNIT 03/10/2025 651448201 254 23311 SH OTR 1 23311 0 0 NEXTGEN ACQUISITION CORP *W EXP 10/06/202 G65305123 24 12965 SH OTR 1 12965 0 0 NEXTGEN ACQUISITION CORP II UNIT 03/23/2026 G65317110 1159 117090 SH OTR 1 117090 0 0 NOBLE ROCK ACQUISITION CORP UNIT 01/31/2028 G6546R127 10 1000 SH SOLE 1000 0 0 NOBLE ROCK ACQUISITION CORP UNIT 01/31/2028 G6546R127 810 81900 SH OTR 1 81900 0 0 NORFOLK SOUTHN CORP COM 655844108 307 1142 SH SOLE 1142 0 0 NORTH ATLANTIC ACQUISITN COR UNIT 10/20/2025 G66139117 329 33100 SH OTR 1 33100 0 0 NORTHERN STAR INVEST CORP II UNIT 02/25/2028 66574L209 517 51970 SH OTR 1 51970 0 0 NORTHERN STAR INVEST CORP IV UNIT 02/25/2028 66575B200 603 60810 SH OTR 1 60810 0 0 NRG ENERGY INC COM NEW 629377508 19 503 SH SOLE 503 0 0 NRG ENERGY INC DBCV 2.750% 6/0 629377CG5 135 116000 PRN SOLE 116000 0 0 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 67 66000 PRN SOLE 66000 0 0 NVIDIA CORPORATION COM 67066G104 204 383 SH SOLE 383 0 0 OCA ACQUISITION CORP UNIT 01/14/2026 670865203 467 46780 SH OTR 1 46780 0 0 OMNICHANNEL ACQUISITION CORP UNIT 99/99/9999 68218L207 439 43278 SH OTR 1 43278 0 0 ONE EQUITY PARTNERS OPEN WTR UNIT 01/14/2026 68237L204 688 69030 SH OTR 1 69030 0 0 ORION ACQUISITION CORP UNIT 02/19/2026 68626A207 1501 150130 SH OTR 1 150130 0 0 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 116 108000 PRN SOLE 108000 0 0 OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 363 35205 SH OTR 1 35205 0 0 OSPREY TECHNLGY AQUISTION CO UNIT 10/30/2024 68839R401 40 3560 SH OTR 1 3560 0 0 OYSTER ENTERPRISES ACQ CORP UNIT 01/20/2026 69242M203 149 15100 SH OTR 1 15100 0 0 PACIRA BIOSCIENCES INC NOTE 2.375% 4/0 695127AD2 12 10000 PRN SOLE 10000 0 0 PAYPAL HLDGS INC COM 70450Y103 221 909 SH SOLE 909 0 0 PEPSICO INC COM 713448108 797 5635 SH SOLE 5635 0 0 PERIDOT ACQUISITION CORP II UNIT 99/99/9999 G7008B113 1141 114810 SH OTR 1 114810 0 0 PFIZER INC COM 717081103 360 9950 SH SOLE 9950 0 0 PINE IS ACQUISITION CORP UNIT 99/99/9999 722615200 394 38208 SH OTR 1 38208 0 0 PINE TECHNOLOGY ACQUISITN CO UNIT 03/31/2028 722850203 13 1330 SH SOLE 1330 0 0 PINE TECHNOLOGY ACQUISITN CO UNIT 03/31/2028 722850203 1673 168570 SH OTR 1 168570 0 0 PLUM ACQUISITION CORP I UNIT 03/15/2026 G7134L100 269 27020 SH OTR 1 27020 0 0 PMV CONSUMER ACQUISITION COR UNIT 08/31/2027 693486201 248 24800 SH OTR 1 24800 0 0 POEMA GLOBAL HOLDINGS CORP UNIT 99/99/9999 G7154B123 187 18700 SH OTR 1 18700 0 0 PRIMAVERA CAPITAL ACQUIST CO UNIT 01/19/2026 G7255E125 142 13900 SH OTR 1 13900 0 0 PRIME IMPACT ACQUISITION I UNIT 10/01/2030 G61074111 106 10720 SH OTR 1 10720 0 0 PRIVETERRA ACQUISITION CORP UNIT 99/99/9999 74275N201 244 24500 SH OTR 1 24500 0 0 PROCTER AND GAMBLE CO COM 742718109 905 6684 SH SOLE 6684 0 0 PROGRESS ACQUISITION CORP UNIT 12/25/2025 74327P204 804 81600 SH OTR 1 81600 0 0 PROPERTY SOLUTIONS ACQUISITI UNIT 03/01/2026 74350A207 1484 150990 SH OTR 1 150990 0 0 PROPTECH INVESTMENT CORP II UNIT 99/99/9999 743497208 778 77600 SH OTR 1 77600 0 0 PTK ACQUISITION CORP UNIT 99/99/9999 69375F207 3 290 SH SOLE 290 0 0 PTK ACQUISITION CORP UNIT 99/99/9999 69375F207 257 25110 SH OTR 1 25110 0 0 PWP FORWARD ACQUISITION CORP UNIT 03/10/2026 74709Q200 446 45185 SH OTR 1 45185 0 0 QUALCOMM INC COM 747525103 219 1650 SH SOLE 1650 0 0 REINVENT TECHNOLOGY PARTNERS UNIT 03/12/2026 G7484L114 243 24240 SH OTR 1 24240 0 0 ROCKET INTERNET GRWT OPRT CO UNIT 99/99/9999 G7613T111 383 38230 SH OTR 1 38230 0 0 ROMAN DBDR TECH ACQUISITION UNIT 99/99/9999 77584N200 146 14300 SH OTR 1 14300 0 0 ROSS ACQUISITION CORP II UNIT 99/99/9999 G7641C122 489 49090 SH OTR 1 49090 0 0 ROTOR ACQUISITION CORP UNIT 06/15/2027 77879W204 118 11800 SH OTR 1 11800 0 0 ROYAL BK CDA COM 780087102 547 5937 SH SOLE 5937 0 0 RXR ACQUISITION CORP UNIT 01/01/2025 74981W206 316 32044 SH OTR 1 32044 0 0 SANDBRIDGE X2 CORP UNIT 99/99/9999 799792205 173 17340 SH OTR 1 17340 0 0 SARISSA CAPITAL ACQUISITN CO UNIT 10/23/2027 G7823W128 165 15269 SH OTR 1 15269 0 0 SCIENCE STRATEGIC ACQ ALPHA UNIT 01/20/2026 808641203 129 13000 SH OTR 1 13000 0 0 SCION TECH GROWTH I UNIT 12/17/2025 G31067120 126 12500 SH OTR 1 12500 0 0 SCION TECH GROWTH II UNIT 99/99/9999 G31070124 20 2010 SH SOLE 2010 0 0 SCION TECH GROWTH II UNIT 99/99/9999 G31070124 408 40947 SH OTR 1 40947 0 0 SCVX CORP *W EXP 01/24/202 G79448117 2 2075 SH SOLE 2075 0 0 SCVX CORP *W EXP 01/24/202 G79448117 69 69319 SH OTR 1 69319 0 0 SCVX CORP COM G79448208 41 4150 SH SOLE 4150 0 0 SCVX CORP COM G79448208 1258 127538 SH OTR 1 127538 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 19 247 SH SOLE 247 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 68 583 SH SOLE 583 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 15 223 SH SOLE 223 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 75 446 SH SOLE 446 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 41 845 SH SOLE 845 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 236 6938 SH SOLE 6938 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 119 1209 SH SOLE 1209 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 167 1255 SH SOLE 1255 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 46 630 SH SOLE 630 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 8 125 SH SOLE 125 0 0 SILVER CREST ACQUISITION COR UNIT 12/15/2025 G81355110 163 16380 SH OTR 1 16380 0 0 SILVER SPIKE ACQUISITN CORP UNIT 02/26/2026 G8201H121 428 43063 SH OTR 1 43063 0 0 SILVERBOX ENGAGED MERGER CO UNIT 03/31/2028 82836L200 28 2810 SH SOLE 2810 0 0 SILVERBOX ENGAGED MERGER CO UNIT 03/31/2028 82836L200 1852 186930 SH OTR 1 186930 0 0 SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G82514129 127 11001 SH OTR 1 11001 0 0 SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G8251L121 14 1259 SH SOLE 1259 0 0 SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G8251L121 204 18114 SH OTR 1 18114 0 0 SPARTACUS ACQUISITION CORP UNIT 10/31/2027 84677L208 130 12780 SH OTR 1 12780 0 0 SPARTAN ACQUISITION CORP III UNIT 99/99/9999 84677R205 101 10100 SH OTR 1 10100 0 0 SPDR INDEX SHS FDS MSCI EAFE STRTGC 78463X434 3877 53795 SH SOLE 53795 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 173 3949 SH SOLE 3949 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 196 4157 SH SOLE 4157 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 2 47 SH SOLE 47 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 991 28026 SH SOLE 28026 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1573 3969 SH SOLE 3969 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2219 5600 SH Put SOLE 5600 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 207 435 SH SOLE 435 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 5 63 SH SOLE 63 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 47 569 SH SOLE 569 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 91 1621 SH SOLE 1621 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 129 3391 SH SOLE 3391 0 0 SPDR SER TR S&P REGL BKG 78464A698 38 570 SH SOLE 570 0 0 SPDR SER TR S&P DIVID ETF 78464A763 1363 11550 SH SOLE 11550 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 0 14 SH SOLE 14 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 190 3836 SH SOLE 3836 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 73 1900 SH SOLE 1900 0 0 SPDR SER TR MSCI USA STRTGIC 78468R812 22718 204521 SH SOLE 204521 0 0 SPORTS ENTERTAINMENT ACQU CO COM CL A 84918M106 79 8050 SH SOLE 8050 0 0 SPORTS ENTERTAINMENT ACQU CO COM CL A 84918M106 2032 208030 SH OTR 1 208030 0 0 SPORTS ENTERTAINMENT ACQU CO *W EXP 10/30/202 84918M114 4 4025 SH SOLE 4025 0 0 SPORTS ENTERTAINMENT ACQU CO *W EXP 10/30/202 84918M114 119 108365 SH OTR 1 108365 0 0 SPORTSTEK ACQUISITION CORP UNIT 02/16/2028 849196209 379 38100 SH OTR 1 38100 0 0 SPRING VY ACQUISITION CORP UNIT 11/11/2025 G8377A116 205 19080 SH OTR 1 19080 0 0 SRAX INC CL A 78472M106 55 11500 SH SOLE 11500 0 0 STARBOARD VALUE ACQUISITN CO COM CL A 85521J109 121 12195 SH OTR 1 12195 0 0 STARBOARD VALUE ACQUISITN CO *W EXP 09/10/202 85521J117 15 9671 SH OTR 1 9671 0 0 STARBUCKS CORP COM 855244109 267 2447 SH SOLE 2447 0 0 SUPERNUS PHARMACEUTICALS INC COM 868459108 15 574 SH SOLE 574 0 0 SUPERNUS PHARMACEUTICALS INC NOTE 0.625% 4/0 868459AD0 12 12000 PRN SOLE 12000 0 0 SUSTAINABLE OPPORTNTS ACQ CO ORD SHS A G8598Y109 208 20935 SH OTR 1 20935 0 0 SUSTAINABLE OPPORTNTS ACQ CO *W EXP 99/99/999 G8598Y117 14 15604 SH OTR 1 15604 0 0 SVF INVESTMENT CORP 3 CL A SHS G8601N108 101 10000 SH OTR 1 10000 0 0 TAILWIND INTERNATNAL ACQ COR UNIT 99/99/9999 G8662F127 330 33366 SH OTR 1 33366 0 0 TASTEMAKER ACQUISITION CORP UNIT 12/31/2025 876545203 916 91598 SH OTR 1 91598 0 0 TCW SPECIAL PURPOSE ACQU COR UNIT 99/99/9999 87301L205 812 81590 SH OTR 1 81590 0 0 TECH AND ENERGY TRANSITION UNIT 03/31/2028 87823R201 909 90910 SH OTR 1 90910 0 0 TESLA INC COM 88160R101 679 1016 SH SOLE 1016 0 0 TEXAS INSTRS INC COM 882508104 357 1890 SH SOLE 1890 0 0 THAYER VENTURES ACQU CORP UNIT 01/01/2030 88332T209 486 47700 SH OTR 1 47700 0 0 TIGA ACQUISITION CORP UNIT 99/99/9999 G88672129 20 1861 SH SOLE 1861 0 0 TIGA ACQUISITION CORP UNIT 99/99/9999 G88672129 140 13147 SH OTR 1 13147 0 0 TLG ACQUISITION ONE CORP UNIT 99/99/9999 87257M207 53 5349 SH SOLE 5349 0 0 TLG ACQUISITION ONE CORP UNIT 99/99/9999 87257M207 4193 422661 SH OTR 1 422661 0 0 TREPONT ACQUISITION CORP I UNIT 99/99/9999 G9095M119 382 37403 SH OTR 1 37403 0 0 TRIBE CAPITAL GROWTH CORP I UNIT 02/24/2026 89601Y200 10 1000 SH SOLE 1000 0 0 TRIBE CAPITAL GROWTH CORP I UNIT 02/24/2026 89601Y200 1285 127820 SH OTR 1 127820 0 0 TRUIST FINL CORP COM 89832Q109 389 6670 SH SOLE 6670 0 0 TURMERIC ACQUISITION CORP UNIT 10/08/2025 G9127T116 196 19600 SH OTR 1 19600 0 0 TUSCAN HLDGS CORP II COM 90070A103 16 1555 SH SOLE 1555 0 0 TUSCAN HLDGS CORP II COM 90070A103 352 34901 SH OTR 1 34901 0 0 TUSCAN HLDGS CORP II *W EXP 99/99/999 90070A111 7 8312 SH OTR 1 8312 0 0 TWC TECH HLDGS II CORP UNIT 09/10/2025 90117G204 118 11691 SH OTR 1 11691 0 0 TWELVE SEAS INVESTMENT CO II UNIT 99/99/9999 90118T205 7 740 SH SOLE 740 0 0 TWELVE SEAS INVESTMENT CO II UNIT 99/99/9999 90118T205 2006 203680 SH OTR 1 203680 0 0 TZP STRATEGIES ACQUISTN CORP UNIT 01/06/2026 G91595127 22 2250 SH SOLE 2250 0 0 TZP STRATEGIES ACQUISTN CORP UNIT 01/06/2026 G91595127 389 39100 SH OTR 1 39100 0 0 UNION PAC CORP COM 907818108 278 1262 SH SOLE 1262 0 0 UNITEDHEALTH GROUP INC COM 91324P102 627 1686 SH SOLE 1686 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 78 2411 SH SOLE 2411 0 0 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 181 11200 SH SOLE 11200 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 227 3650 SH SOLE 3650 0 0 VANECK VECTORS ETF TR RARE EARTH STRAT 92189H805 20 265 SH SOLE 265 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 35331 96983 SH SOLE 96983 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 24 175 SH SOLE 175 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 20 118 SH SOLE 118 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 170 960 SH SOLE 960 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 272 1060 SH SOLE 1060 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 980 7458 SH SOLE 7458 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 15781 73715 SH SOLE 73715 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6970 33722 SH SOLE 33722 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 47 367 SH SOLE 367 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 211 2168 SH SOLE 2168 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 84 1392 SH SOLE 1392 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 546 10497 SH SOLE 10497 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 254 4650 SH SOLE 4650 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 9013 146500 SH SOLE 146500 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 83 1001 SH SOLE 1001 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 9 35 SH SOLE 35 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 121 1803 SH SOLE 1803 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 176 1889 SH SOLE 1889 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 574 9162 SH SOLE 9162 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 5040 102633 SH SOLE 102633 0 0 VECTOR ACQUISITION CORP *W EXP 09/30/202 G9442R118 15 5317 SH OTR 1 5317 0 0 VECTOR ACQUISITION CORP COM CL A G9442R126 189 15951 SH OTR 1 15951 0 0 VELOCITY ACQUISITION CORP UNIT 99/99/9999 92259E203 319 32355 SH OTR 1 32355 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 332 5702 SH SOLE 5702 0 0 VIRGIN GROUP ACQUISIT CORP I UNIT 99/99/9999 G9460K110 717 72240 SH OTR 1 72240 0 0 VISA INC COM CL A 92826C839 1174 5546 SH SOLE 5546 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 28 1167 SH SOLE 1167 0 0 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 150 138000 PRN SOLE 138000 0 0 VPC IMPACT ACQU HOLDI III IN UNIT 99/99/9999 91835J207 447 45316 SH OTR 1 45316 0 0 VPC IMPACT ACQUISITION HLDG UNIT 03/05/2026 G9460L100 7 740 SH SOLE 740 0 0 VPC IMPACT ACQUISITION HLDG UNIT 03/05/2026 G9460L100 158 16010 SH OTR 1 16010 0 0 WALDENCAST ACQUISITION CORP UNIT 03/11/2026 G9460C126 312 31210 SH OTR 1 31210 0 0 WALMART INC COM 931142103 756 5563 SH SOLE 5563 0 0 WARBURG PINCUS CAPTAL CORP I UNIT 99/99/9999 G9460M116 119 11948 SH OTR 1 11948 0 0 WARRIOR TECHNOLOGIES ACQUI C UNIT 03/31/2028 936273200 925 93470 SH OTR 1 93470 0 0 YUCAIPA ACQUISITION CORP UNIT 99/99/9999 G9879L121 159 15494 SH OTR 1 15494 0 0