0001019056-23-000335.txt : 20230816 0001019056-23-000335.hdr.sgml : 20230816 20230816161752 ACCESSION NUMBER: 0001019056-23-000335 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230814 FILED AS OF DATE: 20230816 DATE AS OF CHANGE: 20230816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shaker Benjamin CENTRAL INDEX KEY: 0001855843 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40332 FILM NUMBER: 231178421 MAIL ADDRESS: STREET 1: C/O AGILON HEALTH, INC. STREET 2: 6210 E HWY 290, SUITE 450 CITY: AUSTIN STATE: TX ZIP: 78723 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: agilon health, inc. CENTRAL INDEX KEY: 0001831097 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 371915147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6210 E HWY 290 STREET 2: SUITE 450 CITY: AUSTIN STATE: TX ZIP: 78723 BUSINESS PHONE: 562-256-3800 MAIL ADDRESS: STREET 1: 6210 E HWY 290 STREET 2: SUITE 450 CITY: AUSTIN STATE: TX ZIP: 78723 FORMER COMPANY: FORMER CONFORMED NAME: Agilon Health Topco, Inc. DATE OF NAME CHANGE: 20201103 4 1 shaker.xml X0508 4 2023-08-14 0 0001831097 agilon health, inc. AGL 0001855843 Shaker Benjamin C/O AGILON HEALTH, INC. 6210 E HWY 290, SUITE 450 AUSTIN TX 78723 0 1 0 0 Chief Markets Officer 1 Common Stock 2023-08-14 4 M 0 18750 3.79 A 98293 D Common Stock 2023-08-14 4 S 0 18750 18.7244 D 79543 D Common Stock 2023-08-15 4 M 0 18750 3.79 A 98293 D Common Stock 2023-08-15 4 S 0 18750 18.0965 D 79543 D Options (Right to buy) 3.79 2023-08-14 4 M 0 18750 0 D 2029-02-09 Common Stock 18750 358101 D Options (Right to buy) 3.79 2023-08-15 4 M 0 18750 0 D 2029-02-09 Common Stock 18750 339351 D Includes restricted stock units. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective September 15, 2022. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.42 to $19.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.865 to $18.360, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. These options were granted on February 9, 2019, and became fully vested as of February 9, 2023. /s/ Steve Meetre, as Attorney-in-Fact 2023-08-16