SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Zacka Michael J

(Last) (First) (Middle)
83 TOWER ROAD NORTH

(Street)
WARMLEY, BRISTOL X0 BS30 8XP

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/05/2020
3. Issuer Name and Ticker or Trading Symbol
Amcor plc [ AMCR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, Amcor Flex Europe
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 135,328(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) (2) Ordinary Shares 25,423 $0 D
Employee Stock Options (3) (3) Ordinary Shares 247,350 $11.05 D
Restricted Stock Units (4) (4) Ordinary Shares 54,759 $0 D
Explanation of Responses:
1. 86,728 shares are traded as Chess Depository Interests ("CDIs") on the Australian Stock Exchange (the "ASX"). CDI's represent a beneficial interest in one ordinary share of Amcor, plc ("Amcor") held by CHESS Depository Nominees Pty. Ltd. Includes 48,600 shares relating to performance rights that vested on August 21, 2020.
2. The restricted stock units were granted October 28, 2019 under 2018-2019 Long Term Incentive Plan of Amcor Limited ("Old Amcor"), a predecessor of Amcor. The shares underlying the stock units vest in full on or about September 1, 2021.
3. Vested Employee Stock Options that were granted on November 13, 2017 under Old Amcor's 2017-2018 Long Term Incentive Plan. 247,350 of the 494,700 Employee Stock Options vested on August 21, 2020, and the remaining Employee Stock Options were forfeited. The Employee Stock Options remain subject to a share price condition whereby the share price must exceed the exercise price for the Employee Stock Option to be exercisable.
4. The restricted stock units were granted September 15, 2020 under 2020-2021 Long Term Incentive Plan of Old Amcor, a predecessor of Amcor. The shares underlying the stock units vest in full on or about September 1, 2022.
/s/ Damien Clayton by power of attorney for Michael Zacka 11/09/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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