FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 11/05/2020 |
3. Issuer Name and Ticker or Trading Symbol
Amcor plc [ AMCR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares | 135,328(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | (2) | (2) | Ordinary Shares | 25,423 | $0 | D | |
Employee Stock Options | (3) | (3) | Ordinary Shares | 247,350 | $11.05 | D | |
Restricted Stock Units | (4) | (4) | Ordinary Shares | 54,759 | $0 | D |
Explanation of Responses: |
1. 86,728 shares are traded as Chess Depository Interests ("CDIs") on the Australian Stock Exchange (the "ASX"). CDI's represent a beneficial interest in one ordinary share of Amcor, plc ("Amcor") held by CHESS Depository Nominees Pty. Ltd. Includes 48,600 shares relating to performance rights that vested on August 21, 2020. |
2. The restricted stock units were granted October 28, 2019 under 2018-2019 Long Term Incentive Plan of Amcor Limited ("Old Amcor"), a predecessor of Amcor. The shares underlying the stock units vest in full on or about September 1, 2021. |
3. Vested Employee Stock Options that were granted on November 13, 2017 under Old Amcor's 2017-2018 Long Term Incentive Plan. 247,350 of the 494,700 Employee Stock Options vested on August 21, 2020, and the remaining Employee Stock Options were forfeited. The Employee Stock Options remain subject to a share price condition whereby the share price must exceed the exercise price for the Employee Stock Option to be exercisable. |
4. The restricted stock units were granted September 15, 2020 under 2020-2021 Long Term Incentive Plan of Old Amcor, a predecessor of Amcor. The shares underlying the stock units vest in full on or about September 1, 2022. |
/s/ Damien Clayton by power of attorney for Michael Zacka | 11/09/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |