0000950170-24-010858.txt : 20240202 0000950170-24-010858.hdr.sgml : 20240202 20240202200009 ACCESSION NUMBER: 0000950170-24-010858 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240201 FILED AS OF DATE: 20240202 DATE AS OF CHANGE: 20240202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kochhar Ajay CENTRAL INDEX KEY: 0001877376 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40733 FILM NUMBER: 24593558 MAIL ADDRESS: STREET 1: C/O LI-CYCLE CORP. STREET 2: 2351 (UNIT 10) ROYAL WINDSOR DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5J 4S7 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 2829908 Delaware LLC CENTRAL INDEX KEY: 0001878744 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 0407 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40733 FILM NUMBER: 24593557 BUSINESS ADDRESS: STREET 1: 10-2351 ROYAL WINDSOR DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5J 4S7 BUSINESS PHONE: 9055996781 MAIL ADDRESS: STREET 1: 10-2351 ROYAL WINDSOR DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5J 4S7 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Li-Cycle Holdings Corp. CENTRAL INDEX KEY: 0001828811 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: C/O LI-CYCLE CORP. STREET 2: 10-2351 ROYAL WINDSOR DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5J 4S7 BUSINESS PHONE: 4165833509 MAIL ADDRESS: STREET 1: C/O LI-CYCLE CORP. STREET 2: 10-2351 ROYAL WINDSOR DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5J 4S7 4 1 ownership.xml 4 X0508 4 2024-02-01 0001828811 Li-Cycle Holdings Corp. LICY 0001877376 Kochhar Ajay C/O LI-CYCLE HOLDINGS CORP 207 QUEENS QUAY WEST, SUITE 590 TORONTO A6 M5J 1A7 ONTARIO, CANADA true true true false President and CEO 0001878744 2829908 Delaware LLC 2351 ROYAL WINDSOR DR UNIT 10 MISSISSAUGA A6 L5J 4S7 ONTARIO, CANADA false false true false false Common Shares 2024-02-01 4 S false 10929 0.4127 D 275365 D Common Shares 24862612 I See Footnote The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.4012 to $0.4449. Includes 152,758 restricted stock units vesting between February 2, 2024 and January 27, 2026. Each restricted stock unit represents a right to receive one share of the Issuer's common shares. Held by 2829908 Delaware LLC, a Delaware limited liability company. Mr. Kochhar has the sole power to control the voting and disposition of the common shares held by 2829908 Delaware LLC by oral agreement. Mr. Kochhar is a director and officer of the Issuer. Ajay Kochhar, /s/ Ajay Kochhar 2024-02-02 2829908 Delaware LLC, By: /s/ Ajay Kochhar, Authorized Signatory 2024-02-02