0000950170-24-010856.txt : 20240202 0000950170-24-010856.hdr.sgml : 20240202 20240202200006 ACCESSION NUMBER: 0000950170-24-010856 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240201 FILED AS OF DATE: 20240202 DATE AS OF CHANGE: 20240202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simpson Debbie CENTRAL INDEX KEY: 0001990617 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40733 FILM NUMBER: 24593556 MAIL ADDRESS: STREET 1: C/O LI-CYCLE HOLDINGS CORP. STREET 2: 207 QUEENS QUAY WEST, SUITE 590 CITY: TORONTO STATE: A6 ZIP: M5J 1A7 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Li-Cycle Holdings Corp. CENTRAL INDEX KEY: 0001828811 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: C/O LI-CYCLE CORP. STREET 2: 10-2351 ROYAL WINDSOR DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5J 4S7 BUSINESS PHONE: 4165833509 MAIL ADDRESS: STREET 1: C/O LI-CYCLE CORP. STREET 2: 10-2351 ROYAL WINDSOR DRIVE CITY: MISSISSAUGA STATE: A6 ZIP: L5J 4S7 4 1 ownership.xml 4 X0508 4 2024-02-01 0001828811 Li-Cycle Holdings Corp. LICY 0001990617 Simpson Debbie C/O LI-CYCLE HOLDINGS CORP 207 QUEENS QUAY WEST, SUITE 590 TORONTO A6 M5J 1A7 ONTARIO, CANADA false true false false Chief Financial Officer false Common Shares 2024-02-01 4 S false 81845 0.4127 D 357447 D The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.4012 to $0.4449. Includes 216,781 restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date. /s/ Carl DeLuca, attorney-in-fact on behalf of Deborah Simpson 2024-02-02