0001209191-23-048824.txt : 20230908 0001209191-23-048824.hdr.sgml : 20230908 20230908172528 ACCESSION NUMBER: 0001209191-23-048824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230907 FILED AS OF DATE: 20230908 DATE AS OF CHANGE: 20230908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Byam Rebecca CENTRAL INDEX KEY: 0001866256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40591 FILM NUMBER: 231246229 MAIL ADDRESS: STREET 1: C/O HCW BIOLOGICS, INC. STREET 2: 2929 N COMMERCE PKWY CITY: MIRAMAR STATE: FL ZIP: 33025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCW Biologics Inc. CENTRAL INDEX KEY: 0001828673 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 825024477 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2929 N COMMERCE PKWY CITY: MIRAMAR STATE: FL ZIP: 33025 BUSINESS PHONE: 954-842-2024 MAIL ADDRESS: STREET 1: 2929 N COMMERCE PKWY CITY: MIRAMAR STATE: FL ZIP: 33025 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-07 0 0001828673 HCW Biologics Inc. HCWB 0001866256 Byam Rebecca C/O HCW BIOLOGICS INC 2929 N. COMMERCE PARKWAY MIRAMAR FL 33025 0 1 0 0 Chief Financial Officer 0 Common Stock 2023-09-07 4 P 0 5000 1.9484 A 553946 D Common Stock 2023-09-08 4 P 0 5000 2.0222 A 558946 D The range of prices for the shares of Common Stock is from $1.90 to $1.95. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. The range of prices for the shares of Common Stock is from $1.95 to $2.05. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. /s/ Nicole Valdivieso, as Attorney-in-Fact for Rebecca A. Byam 2023-09-08