0000018230-18-000242.txt : 20180911 0000018230-18-000242.hdr.sgml : 20180911 20180911180458 ACCESSION NUMBER: 0000018230-18-000242 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180907 FILED AS OF DATE: 20180911 DATE AS OF CHANGE: 20180911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BONFIELD ANDREW R J CENTRAL INDEX KEY: 0001199292 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 181065666 MAIL ADDRESS: STREET 1: C/O BRISTOL MYERS SQUIBB CO STREET 2: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10164 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 2245514000 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 wf-form4_153670347934871.xml FORM 4 X0306 4 2018-09-07 0 0000018230 CATERPILLAR INC CAT 0001199292 BONFIELD ANDREW R J 510 LAKE COOK ROAD, SUITE 100 DEERFIELD IL 60015 0 1 0 0 Chief Financial Officer Common Stock 2018-09-07 4 A 0 26182 0 A 26182 D Employee Stock Options 141.32 2018-09-07 4 A 0 23077 0 A Common Stock 23077.0 23077 D The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on September 7, 2018 and vest equally in 1/3 increments on March 5, 2019, March 5, 2020 and March 5, 2021. /s/ Barbara Thomas POA, for Andrew R J Bonfield 2018-09-11