0000018230-18-000242.txt : 20180911
0000018230-18-000242.hdr.sgml : 20180911
20180911180458
ACCESSION NUMBER: 0000018230-18-000242
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180907
FILED AS OF DATE: 20180911
DATE AS OF CHANGE: 20180911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BONFIELD ANDREW R J
CENTRAL INDEX KEY: 0001199292
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 181065666
MAIL ADDRESS:
STREET 1: C/O BRISTOL MYERS SQUIBB CO
STREET 2: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10164
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 2245514000
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
wf-form4_153670347934871.xml
FORM 4
X0306
4
2018-09-07
0
0000018230
CATERPILLAR INC
CAT
0001199292
BONFIELD ANDREW R J
510 LAKE COOK ROAD, SUITE 100
DEERFIELD
IL
60015
0
1
0
0
Chief Financial Officer
Common Stock
2018-09-07
4
A
0
26182
0
A
26182
D
Employee Stock Options
141.32
2018-09-07
4
A
0
23077
0
A
Common Stock
23077.0
23077
D
The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on September 7, 2018 and vest equally in 1/3 increments on March 5, 2019, March 5, 2020 and March 5, 2021.
/s/ Barbara Thomas POA, for Andrew R J Bonfield
2018-09-11