0000018230-12-000060.txt : 20120202
0000018230-12-000060.hdr.sgml : 20120202
20120202095441
ACCESSION NUMBER: 0000018230-12-000060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120131
FILED AS OF DATE: 20120202
DATE AS OF CHANGE: 20120202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WUNNING STEVEN H
CENTRAL INDEX KEY: 0001171788
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 12564656
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2012-01-31
0000018230
CATERPILLAR INC
CAT
0001171788
WUNNING STEVEN H
100 N.E. ADAMS STREET
PEORIA
IL
61629-7220
0
1
0
0
Group President
Common
2012-01-31
4
M
0
126000
38.6275
A
201863
D
Common
2012-01-31
4
S
0
126000
111.0943
D
75863
D
Common
951
I
Owned by Wife
Employee Stock Option
38.6275
2012-01-31
4
M
0
126000
0
D
2014-06-08
Common
126000
0
D
This amount includes 24,698 shares in 401K.
Reporting person disclaims beneficial ownership.
Right to buy with tandem tax withholding rights.
Exercisable in thirds beginning 1 year after the initial grant date. (1/3 after one year; 1/3 after two years; 1/3 after three years).
S. H. Wunning; L.J. Huxtable, POA
2012-02-02