EX-99.29 5 d487012dex9929.htm EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART Q2-2023 Equitable Holdings, Inc. - Subsidiary Organization Chart Q2-2023

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART: JUNE 30, 2023

 

    Type of
Subsidiary		   State of
Incorp. or
Domicile		   State of
Principal
Operation		   Federal
Tax ID #		     Number of
Shares
Owned		     Parent’s
Percent of
Ownership
or Control		     Comments
(e.g., Basis of Control)		   Address   CityStZip

Equitable Holdings, Inc.

     DE   NY     90-0226248            

Alpha Units Holdings, Inc

   HCO   DE   NY     83-2796390         100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

Alpha Units Holdings II, Inc

   HCO   DE   NY     68-0461436         100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

787 Holdings, LLC

   HCO   DE   NY     See Note 19         100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

1285 Holdings, LLC

   HCO   DE   NY     46-1106388       —       100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

Equitable Financial Services, LLC
(Notes 2 &16)

     DE   NY     52-2197822       —       100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

CS Life Re Company

   Insurance   AZ       46-5697182       250,000       100.00 %      525
Washington
Blvd., 34th
Floor		   Jersey City,
NJ 07310

Equitable Financial Investment Management, LLC

   Investment   DE   NY     87-1424173         100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

Equitable Investment Management, LLC

   Investment   DE   NY     90-0226248         100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

EQ AZ Life Re Company

   Insurance   AZ   AZ     82-3971925       250,000       100.00 %    NAIC #
16234		   3030 N.
Third Street
Suite 790		   Phoenix,
AZ    85012

Equitable Distribution Holding Corporation (Note 2)

     DE   NY     13-4078005       1,000       100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

Equitable Advisors, LLC    (Note 5)

     DE   NY     13-4071393       —       100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

Equitable Network, LLC    (Note 6)

   Operating   DE   NY     06-1555494       —       100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

Equitable Network of Puerto Rico, Inc.

   Operating   P.R.   P.R.     66-0577477         100.00 %       

Penn Investment Advisors, Inc

   Operating   NY   NY         100.00 %      1290
Avenue of
the
Americas		   New York,
NY 10104

PlanConnect, LLC

   Operating   DE   NY     27-1540220         100.00 %      100
Madison
Street		   Syracuse,
NY 13221

Equitable Financial Life Insurance Company (Note 2 & 9) *

   Insurance   NY   NY     13-5570651       2,000,000       100.00 %    NAIC # 62944;
General Partner of
Equitable
Managed
Asset		    

Equitable Investment Management Group LLC

   Operating   DE   NY     27-5373651         100.00 %       

VA Capital Company LLC

   Investment   DE   NY         9.10 %    EIM
owns
9.1%		    

Broad Vista Partners, LLC

   Investment   DE   NY     81-3019204       —       70.00 %    70% by
Equitable
Financial &
30% by
AXA
France		    

200 East 87th Street Company, LLC

   Investment   DE   NY     86-3691523         100.00 %       

EQ European Commercial Real Estate Debt Holdings LLC

   Investment   DE   NY            

EQ ECRED Investments I S.à r.l.

   Investment   Luxembourg   Luxembourg            

EQ European Commercial Real Estate Debt Holdings GP S.à r.l.

   Investment   Luxembourg   Luxembourg            

EQ Holdings, LLC (Notes 3 & 4)

   HCO   NY   NY     22-2766036       —       100.00 %       

See Attached Listing A

                  

Equitable Managed Assets, L.P.

   Investment   DE   NY     13-3385080       —       —     General
Partner
of
Equitable
Deal
Flow
Fund		    

EVSA, Inc.

   Investment   DE   PA     23-2671508       50       100.00 %       

ECA Residentail LLC

   Investment   DE   DE     92-0830868         100.00 %       

Real Estate Partnership Equities (various)

   Investment   **       —         —       —     **    

Separate Account 166, LLC

   Investment   DE   NY     47-4180335         100.00 %       

Equitable Financial Life and Annuity Company * (Note 10,17 & 18)

   Insurance   Colorado   Colorado     13-3198083       1,000,000       100.00 %       

MONY International Holdings, LLC

   HCO   DE   NY     13-3790446         100.00 %       

MONY International Life Insurance Co. Seguros de Vida S.A.*

   Insurance   Argentina   Argentina     98-0157781         100.00 %       

MONY Financial Resources of the Americas Limited

   Insurance   Jamaica   Jamaica     13-3790446       1,000       100.00 %       

MBT, Ltd.

   Operating   Cayman
Islands		   Cayman
Islands		     98-0152047       633       100.00 %    79% by
MONY
Int’l
Holdings &
21% by
MONY
Financial
Resources		    

MONY Participacoes LTDA (f/k/a MONY Consultoria e Corretagem de Seguros Ltda)

   Operating   Brazil   Brazil         99.00 %       

Equitable Financial Life Insurance Company of America*

   Insurance   AZ   NY     86-0222062         100.00 %       

Equitable Financial Investment Management America, LLC

   Investment   DE   NY     93-2098229         100.00 %       

MONY Financial Services, Inc.

   HCO   DE   NY     11-3722370       1,000       100.00 %       

Financial Marketing Agency, Inc.

   Operating   OH   OH     31-1465146       99       99.00 %       

1740 Advisers, Inc.

   Operating   NY   NY     13-2645490       15,000       100.00 %       

 

Page 1 of 5

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART: JUNE 30, 2023    

 

*

Affiliated Insurer

**

Information relating to Equitable’s Real Estate Partnership Equities is disclosed in Schedule BA, Part 1 of AXA Equitable Life’s Annual Statement, which has been filed with the N.Y.S. Insurance Department.

***

All subsidiaries are corporations, except as otherwise noted.

 

1.

The Equitable Companies Incorporated changed its name to AXA Financial, Inc. on Sept. 3, 1999.

 

2.

Effective Sept. 20, 1999, AXA Financial, Inc. transferred ownership of Equitable Life to AXA Client Solutions, LLC, which was formed on July 19, 1999.

Effective January 1, 2002, AXA Client Solutions, LLC transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial, Inc.

Effective May 1, 2002, AXA Client Solutions, LLC changed its name to AXA Financial Services, LLC.

Effective June 1, 2002, AXA Financial, Inc. transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial Services, LLC.

Effective November 30, 2007, the name of AXA Financial Services, LLC was changed to AXA Equitable Financial Services, LLC.

 

3.

Equitable Holding Corp. was merged into Equitable Holdings, LLC on Dec. 19, 1997. Equitable Holdings, LLC had its name changed to EQ Holdings, LLC, effective November 4, 2019.

 

4.

In October 1999, AllianceBernstein Holding L.P. (“AllianceBernstein Holding L.P.”) reorganized by transferring its business and assets to AllianceBernstein L.P., a newly formed private partnership (“AllianceBernstein”).

As of June 30, 2023 Equitable Holdings, Inc and its subsidiaries own 61.37% of the issued and outstanding public and private units in AllianceBernstein (the “AllianceBernstein Units”), as follows:

Equitable Holdings, held directly 56,347,068 AllianceBernstein Units (19.52%),

Alpha Units Holdings owns 75,851,289 AllianceBernstein Units (26.28%)

GP (GP owned by Alpha Units), owns 2,988,686 (1.03%), and

Alpha Units Holdings II owns 41,934,582 (14.53%)

As of September 26, 2019, Certificate of Cancellation filed for ACMC, LLC

 

5.

EQ Financial Consultants (formerly, Equico Securities, Inc.) was merged into AXA Advisors, LLC on Sept. 20, 1999. AXA Advisors, LLC was transferred from Equitable Holdings, LLC to AXA Distribution Holding Corporation on Sept. 21, 1999.

 

6.

Effective March 15, 2000, Equisource of New York, Inc. and 14 of its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp. EquiSource of Alabama, Inc. became AXA Network of Alabama, LLC.

EquiSource Insurance Agency of Massachusetts, Inc. became AXA Network Insurance Agency of Massachusetts, LLC.

Equisource of Nevada, Inc., of Puerto Rico, Inc., and of Texas, Inc., changed their names from “EquiSource” to become “AXA Network”, respectively. Effective February 1, 2002, Equitable Distributors Insurance Agency of Texas, Inc. changed its name to AXA Distributors Insurance Agency of Texas, Inc. Effective February 13, 2002 Equitable Distributors Insurance Agency of Massachusetts, LLC changed its name to AXA Distributors Insurance Agency of Massachusetts, LLC.

 

7.

Effective June 6, 2000, Frontier Trust Company was sold by ELAS to AXF and merged into Frontier Trust Company, FSB.

 

8.

Effective June 1, 2001, Equitable Structured Settlement Corp was transferred from ELAS to Equitable Holdings, LLC.

 

9.

Effective September 2004, The Equitable Life Assurance Society of the United States changed its name to AXA Equitable Life Insurance Company.

 

10.

Effective September 2004, The Equitable of Colorado changed its name to AXA Life and Annuity Company.

 

11.

Effective February 18, 2005, MONY Realty Capital, Inc. was sold.

 

12.

Effective May 26, 2005, Matrix Capital Markets Group was sold.

 

12.

Effective May 26, 2005, Matrix Private Equities was sold.

 

13.

Effective December 2, 2005, Advest Group was sold.

 

14.

Effective February 24, 2006, Alliance Capital Management Corporation changed its name to AllianceBernstein Corporation.

 

15.

Effective July 11, 2007, Frontier Trust Company, FSB was sold.

 

16.

Effective November 30, 2007, AXA Financial Services, LLC changed its name to AXA Equitable Financial Services, LLC.

 

17.

Effective August 1, 2008, AXA Equitable Life Insurance Company transferred ownership of AXA Life and Annuity Company to AXA Equitable Financial Services, LLC.

 

18.

Effective September 22, 2008, AXA Life and Annuity Company changed its name to AXA Equitable Life and Annuity Company.

 

19.

The EIN for 787 Holdings, LLC is 27-0294443, to be used for federal employment taxes and certain federal excise taxes.

For federal tax purposes, it should generally use AXA Financial’s EIN, which is 13-3623351.

 

20.

Effective June 29, 2012, AXA Financial (Bermuda) Ltd. was redomesticated to Arizona and its name was changed to AXA RE Arizona Company.

 

21.

Effective December 15, 2014, AXA Strategic Ventures US, LLC. was formed.

 

22.

Effective April 4, 2018, AXA America Corporate Solutions Inc was sold to AXA US Holdings Inc.

 

23.

AXA RE Arizona Company was merged into AXA Equitable Life Insurance Company 4/12/18

 

24.

EQ AZ Life Re Company was formed on 1/3/18

 

25.

AXA Technology Services America, Inc merged into AXA Equitable Holdings, Inc. effective 11/30/19

 

26.

Effective December 13, 2019, MONY Life Insurance Company of America changed its name to Equitable Financial Life Insurance Company of America

 

27.

Effective January 13, 2020, AXA Equitable Holdings, Inc. changed its name to Equitable Holdings, Inc.

 

28.

Effective April 1, 2020, US Financial Life Insurance was sold

 

29.

Effective April 1, 2020, MONY Life Insurance Company of the Americas, Ltd was sold

 

30.

Effective June 15, 2020, AXA-IM Holding U.S., Inc changed its name to Alpha Units Holdings II, Inc

 

31.

Effective June 15, 2020, AXA Equitable Life Insurance Company changed its name to Equitable Financial Life Insurance Company

 

32.

Effective June 1, 2021, Corporate Solutions Life Reinsurance Co was sold to Venerable Insurance and Annuity Company

 

33.

Effective June 1, 2021, CS Life Re owned 100% by Equitable Financial Services, LLC

 

34.

Effective December 30, 2022 Equitable Investment Management, LLC (EIMC, LLC) changed its name to Equitable Financial Investment Management, LLC

 

35.

Effective December 30, 2022 Equitable Investment Management II, LLC (EIMC II, LLC) changed its name to Equitable Investment Management, LLC

 

Page 2 of 5

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART: JUNE 30, 2023    

 

Dissolved or

    -    On November 3, 2000, Donaldson, Lufkin & Jenrette, Inc. was sold to Credit Suisse Group.

Merged

    -    100 Federal Street Funding Corporation was dissolved August 31, 1998.
     -    100 Federal Street Realty Corporation was dissolved December 20, 2001.
     -    CCMI Corp. was dissolved on October 7, 1999.
     -    ELAS Realty, Inc. was dissolved January 29, 2002.
     -    EML Associates, L.P. was dissolved March 27, 2001.
     -    EQ Services, Inc. was dissolved May 11, 2001.
     -    Equitable BJVS, Inc. was dissolved October 3, 1999.
     -    Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.
     -    Equitable JV Holding Corp. was dissolved on June 1, 2002.F142
     -    Equitable JVS II, Inc. was dissolved December 4, 1996
     -    Equitable Underwriting & Sales Agency (Bahamas) Ltd. was dissolved on December 31, 2000.
     -    EREIM LP Associates (L.P.) was dissolved March 27, 2001.
     -    EREIM Managers Corporation was dissolved March 27, 2001.
     -    EVLICO East Ridge, Inc. was dissolved Jan. 13, 2001
     -    EVLICO, Inc. was dissolved in 1999.
     -    Franconom, Inc. was dissolved on December 4, 2000.
     -    GP/EQ Southwest, Inc. was dissolved October 21, 1997
     -    HVM Corp. was dissolved on Feb. 16, 1999.
     -    ML/EQ Real Estate Portfolio, L.P. was dissolved March 27, 2001.
     -    Prime Property Funding, Inc. was dissolved in Feb. 1999.
     -    Sarasota Prime Hotels, Inc. became Sarasota Prime Hotels, LLC.
     -    Six-Pac G.P., Inc. was dissolved July 12,1999
     -    Paramount Planners, LLC., a direct subsidiary of AXA Distribution Holding Corporation, was dissolved on
December 5, 2003
     -    Equitable Rowes Wharf, Inc. was dissolved October 12, 2004
     -    ECLL Inc. was dissolved July 15, 2003
     -    MONY Realty Partners, Inc. was dissolved February 2005.
     -    Wil-Gro, Inc. was dissolved June, 2005.
     -    Sagamore Financial LLC was dissolved August 31, 2006.
     -    Equitable JVS was dissolved August, 2007.
     -    Astor Times Square Corp. dissolved as of April 2007.
     -    Astor/Broadway Acquisition Corp. dissolved as of August 2007.
     -    PC Landmark, Inc. has been administratively dissolved.
     -    EJSVS, Inc. has been administratively dissolved.
     -    STCS, Inc. was dissolved on August 15, 2007.
     -    AXA Network of Alabama was merged into AXA Network, LLC. on November 18, 2011
     -    AXA Network of Connecticut, Maine and New York, LLC was merged into AXA Network, LLC. on
November 17, 2011
     -    AXA Network Insurance Agency of Massachusetts, LLC was merged into AXA Network, LLC. on November 17,
2011
     -    AXA Network Insurance Agency of Texas, Inc. was merged into AXA Network, LLC. effective January 1, 2012.
     -    AXA Network of Nevada, Inc. was merged into AXA Network, LLC. effective January 1, 2012.
     -    Equitable Deal Flow Fund, L.P. dissolved effective December 2013.
     -    ACMC, LLC dissolved September 26, 2019

 

Page 3 of 5

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2023

LISTING A - EQ Holdings, LLC

 

   

Type of
Subsidiary

   State of
Incorp. or
Domicile		     State of
Principal
Operation		     Federal
Tax ID #		     Number of
Shares
Owned		     Parent’s
Percent of
Ownership
or Control		    

Comments
(e.g., Basis of Control)

  

Address

  

CityStZip

Equitable Holdings, Inc.

                  

Equitable Equitable Financial Services, LLC (Note 2)

                  

Equitable Financial Equitable Life Insurance Company *

                  

EQ Holdings, LLC

                  

Equitable Casualty Insurance Company *

   Operating     VT       VT       06-1166226       1,000       100.00 %      KeyState Captive Management, LLC 100 Main Street, Suite 1   Burlington, VT 05402

AllianceBernstein Corporation (See Note 4 on Page 2)

   Operating     DE       NY       13-3633538       100       100.00 %      1345 Avenue of the Americas   New York, NY 10105

See Attached Listing B

                  

Equitable Distributors, LLC

   Operating     DE       NY       52-2233674       —         100.00 %      1290 Avenue of the Americas   New York, NY 10104

J.M.R. Realty Services, Inc.

   Operating     DE       NY       13-3813232       1,000       100.00 %      1290 Avenue of the Americas   New York, NY 10104

Equitable Structured Settlement Corp. (See Note 8 on Page 2)

   Operating     DE       NJ       22-3492811       100       100.00 %       

 

*

Affiliated Insurer

 

Dissolved or    Equitable Investment Corp merged into Equitable Holdings, LLC on November 30, 1999.
Merged    Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.
   Effective March 15, 2000, Equisource of New York, Inc. and its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp.
   Effective January 1, 2002, Equitable Distributors, Inc. merged into AXA Distributors, LLC.
   AXA Distributors Insurance Agency of Alabama, LLC was merged into AXA Distributors, LLC effective November 30, 2011.
   AXA Distributors Insurance Agency, LLC was merged into AXA Distributors, LLC effective November 28, 2011.
   AXA Distributors Insurance Agency of Massachusetts, LLC was merged into AXA Distributors, LLC effective November 29, 2011.
   AXA Distributors Insurance Agency of Texas Inc. LLC was merged into AXA Distributors, LLC effective November 29, 2011.
   ELAS Securities Acquisition Corp. was merged into Equitable Holdings, LLC effective July 16, 2012

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2023

LISTING B - AllianceBernstein Corporation

 

    Type of
Subsidiary		   State of
Incorp. or
Domicile		   State of
Principal
Operation		   Federal
Tax ID #		     Number of
Shares
Owned		     Parent’s
Percent of
Ownership
or Control		    

Comments
(e.g., Basis of Control)

  

Address

  

CityStZip

Equitable Holdings, Inc.                  

Alpha Units Holdings, Inc.

                  

Equitable Financial Services, LLC (Note 2)

                  

AllianceBernstein Corporation

     DE   NY     13-3633538         owns 1% GP interest in AllianceBernstein L.P. and 100,000 GP units in AllianceBernstein Holding L.P.   1345 Avenue of the Americas   New York, New York 10105

AllianceBernstein Holding L.P. (See Note 4 on Page 2)

   HCO
(NYSE:
AB)		   DE   NY     13-3434400           1345 Avenue of the Americas   New York, New York 10105

AllianceBernstein L.P. (See Note 4 on Page 2)

   Operating   DE   NY     13-4064930           1345 Avenue of the Americas   New York, New York 10105

AllianceBernstein Investments Taiwan Limited

   Operating   Taiwan   Taiwan     —           75.12 %    AllianceBernstein Hong Kong Limited owns 24.88%    

AB Trust Company, LLC

   Operating   NH   NY     —           100.00 %    Sole member interest    

AB Distribution Vehicle LLC (100% owned by ABLP)

                  

Alliance Capital Management LLC

   HCO   DE   NY     —           100.00 %       

AllianceBernstein Real Estate Investments LLC

   Operating   DE   NY     —           100.00 %    Sole member interest    

AB Private Credit Investors LLC

   Operating   DE   NY     47-1265381         100.00 %    Sole member interest    

AB Custom Alternative Solutions LLC

   Operating   DE   NY     —           100.00 %    Sole member interest (formerly known as RASL)   1345 Avenue of the Americas   New York, New York 10105

Sanford C. Bernstein & Co., LLC

   Operating   DE   NY     13-4132953         100.00 %       

Autonomous Research US LP [‘99.9% owned by SCB & Co. LLC & 0.01% by ABLP]

     NY   NY         ‘99.9% owned by SCB & Co. LLC & 0.01% by ABLP    

AnchorPath Financial, LLC

     DE   NY         100.00 %       

AnchorPath GP, LLC

     DE   NY         100.00 %       

AB Broadly Syndicated Loan Manager LLC

     DE   NY         100.00 %       

Sanford C. Bernstein Global Holdings LLC (100% owned by Alliance Capital Mgmt. LLC)

     DE   NY         100.00 %    Owned by Alliance Capital Mgmt. LLC    

Bernstein Institutional Services LLC (100% owned by SCB Global Holdings LLC)

     DE   NY         100.00 %    SCB Global Holdings LLC 0    

Sanford C. Bernstein (Singapore) Private Limited

               100.00 %    Owned by SCB Global Holdings    

AllianceBernstein Business Services Private Limited

                  

Sanford C. Bernstein Japan KK (FSA approved. Pending Japan Investment Advisers Association membership)

     Japan   Tokyo         100.00 %    Sanford C. Bernstein Global Holdings LLC    

AllianceBernstein International LLC

   HCO   DE   NY     —           100.00 %    Owned by AllianceBernstein L.P.   1345 Avenue of the Americas   New York, New York 10105

Sanford C. Bernstein (Schwiez) GmbH

   Operating   Switzerland   Switzerland     —           100.00 %    Owned by AllianceBernstein International LLC.    

Sanford C. Bernstein (Hong Kong) Limited (‘87.4% owned by AB Intl. LLC and ‘12.6% by AB Holdings (Cayman) Ltd.)

   Operating   Hong Kong   Hong Kong     —           87.4% owned by AB Intl. LLC and ‘12.6% by AB Holdings (Cayman) Ltd.    

Sanford C. Bernstein (Australia) Pty Limited (‘100% owned by SCB HK)

     Australia   Sydney         100.00 %    Owned by Sanford C. Bernstein (Hong Kong) Ltd.    

Sanford C. Bernstein Ireland Limited (4)

   Operating   Ireland   Dublin         100.00 %    Owned by AllianceBernstein International LLC.    

AllianceBernstein Holdings Limited

   HCO   U.K.   London     —           100.00 %    Owned by AllianceBernstein International LLC.    

AllianceBernstein ECRED Managment Limited

     U.K.   London         100.00 %    Owned by AB International LLC    

AllianceBernstein ECRED Co-Investment Limited

     U.K.   London         100.00 %    Owned by AB International LLC    

AllianceBernstein Corporation of Delaware

   HCO   DE   NY     13-2778645       10       100.00 %      1345 Avenue of the Americas   New York, New York 10105

AllianceBernstein (Argentina) S.R.L.

   Operating   Argentina   Buenos
Aires		     —           99.00 %    AllianceBernstein Oceanic Corporation owns 1% and 99% by AB Corporation of Delaware    

AllianceBernstein (Chile) SpA

   Operating   Chile   Santiago     —           100.00 %       

AllianceBernstein Japan Ltd.

   Operating   Japan   Tokyo     —           100.00 %       

AllianceBernstein Invest. Manage. Australia Limited

   Operating   Australia   Sydney &
Melbourne		     —           100.00 %       

AllianceBernstein Administradora de Carteiras (Brasil) Ltda.

   Operating   Brazil   Sao Paulo     —           99.99 %    AllianceBernstein Oceanic Corporation owns 0.01% and 99.99% by AB Corporation of Delaware   Rua Jaoquim No. 72, Suite 62   Sao Paulo, Brazil

AllianceBernstein Holdings (Cayman) Ltd.

   HCO   Cayman
Isles		   Cayman
Isles		         100.00 %       

AllianceBernstein Preferred Limited

   HCO   U.K.   London     —           100.00 %    Owned by AllianceBernstein Holdings (Cayman) Ltd.    

CPH Capital Fondsmaeglerselskab A/S (100% by AB Preferred)

   Operating   Denmark   Copenhagen     —           100.00 %    Owned by AB Preferred    

AB Bernstein Israel Ltd.

   Operating   Israel   Tel Aviv     —           100.00 %    AB Preferred    

AllianceBernstein Limited

   Operating   U.K.   London     —         250,000       100.00 %    AB Preferred owns 100% of preference shares (50.05% of ABL issued shares) & AB Holdings Limited owns 100% of ordinary shares (49.95% of ABL issues shares)    

AllianceBernstein Services Limited

   Operating   U.K.   London     —         1,000       100.00 %       

AllianceBernstein Schweiz AG

   Operating   Switzerland   Zurich     —           100.00 %       

AllianceBernstein (Luxembourg) S.a.r.l. (1)

   Operating   Lux.   Lux.     —         3,999       100.00 %    AB Holdings Limited owns 79.75% class b ordinary & AB Preferred owns 20.25% preference shares    

AllianceBernstein (Mexico) S. de R.L. de C.V.

   Operating   Mexico   Mexico
City		     —           99.00 %    AllianceBernstein Oceanic Corp. owns 1% and 99 & by AB Corp of Delaware    

AllianceBernstein Australia Limited

   Operating   Australia   Sydney &
Melbourne		     —           50.00 %    AB International LLC owns the other 50% by AB Corp. of Delaware    

AllianceBernstein Canada, Inc.

   Operating   Canada   Toronto     13-3630460       18,750       100.00 %       

 

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EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2023

LISTING B - AllianceBernstein Corporation    

 

     Type of
Subsidiary		      State of
Incorp. or
Domicile		    State of
Principal
Operation		    Federal
Tax ID #		    Number of
Shares
Owned		      Parent’s
Percent of
Ownership
or Control		    

Comments
(e.g., Basis of Control)

   

Address

   

CityStZip

Equitable Holdings, Inc.

                          

Equitable Financial Services, LLC (Note 2)

                          

AllianceBernstein Corporation

       DE    NY    13-3633538            1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein L.P.

      Operating      DE    NY    13-4064930            1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein International LLC

      HCO      DE    NY            100.00 %    Owned by AllianceBernstein L.P.    1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein Corporation of Delaware (Cont’d)

      HCO      DE    NY    13-2778645            1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein (Singapore) Ltd.

      Operating      Singapore    Singapore    —           100.00 %         

AllianceBernstein Portugal, Unipessoal LDA.

      Operating      Portugal    Lisbon            100.00 %         

Alliance Capital (Mauritius) Private Ltd.

      HCO      Mauritius    Port
Louis		    —           100.00 %         

AllianceBernstain Solutions (India) Private Limited (Formerly Alliance Capital Asset Man. (India) Private Ltd)

      Dormant      India    Mumbai    —           99.99% AC (Muaritius) and 0.01% ABCD      

AllianceBernstein Invest. Res. & Man. (India) Pvt. Ltd.

      Operating      India    Mumbai    —           99.99% AC (Muaritius) and 0.01% ABCD      

Sanford C. Bernstein (India) Private Limited

      Operating      India    Mumbai    —           99.90 %    0.1% owned by AB Corp. of DE and 99.99% AC Mauritius      

AllianceBernstein Oceanic Corporation

      HCO      DE    NY    13-3441277      1,000        100.00 %       1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein Asset Management (Korea) Ltd.

      Operating      Korea    Seoul    —           100.00 %       14th Floor, Seoul Finance Center, 84 Taepyungro 1-ga, Jung-gu   

AllianceBernstein Investments, Inc.

      Operating      DE    NY    13-3191825      100        100.00 %       1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein Investor Services, Inc.

      Operating      DE    TX    13-3211780      100        100.00 %       1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein Hong Kong Limited

      Operating      Hong Kong    Hong
Kong		    —           100.00 %         

AllianceBernstein Management Consulting (Shanghai) Co., Ltd. (Name chage-formerly AB (Shanghai) Investment Mangagment Co., Ltd.)

      Operating      China    Shanghai    —           100.00 %         

AllianceBernstein Fund Management Co., Ltd. (Pending CSRC’s approval)

       China    Shanghai            100.00 %         

AB (Shanghai) Overseas Investment Fund Management Co., Ltd.

       China    Shanghai            100.00 %         

Sanford C. Bernstein Limited (2)

      Operating      U.K.    London    —           100.00 %         

Sanford C. Bernstein (Autonomous UK) 1 Limited (now 100% owned by SCB Limited)

       U.K.    London            100.00 %         

Bernstein Autonomous LLP (100% by SCB (Autonomous UK) 1 Ltd.) (3)

       U.K.    London            100.00 %         

Autonomous Research Limited

      Dormant      U.K.    London            100.00 %         

Procensus Limited (24.4% owned by SCB (Autonomous UK) 1 Limited)

       U.K.    London            (24.4% owned by SCB (Autonomous UK) 1 Limited)      

Sanford C. Bernstein (CREST Nominees) Ltd.

      Operating      U.K.    London    —           100.00 %    Devonshire House, 1 Mayfair Place    London, UK W1J8SB   

Sanford C. Bernstein (Canada) Limited

                          

W.P. Stewart & Co., LLC.

      Operating      DE    NY    98-0201080         100.00 %         

WPS Advisors, LLC.

      Operating      DE    NY    13-4008818         100.00 %         

W.P. Stewart Asset Management LLC

      Operating      DE    NY    98-0201079         100.00 %         

W.P. Stewart Securities LLC

      Dormant      DE    NY    27-2713894         100.00 %         

W.P. Stewart Asset Management (NA), LLC.

      Operating      NY    NY    11-2650769         100.00 %         

Suzugia Limited (100% owned AllianceBernstein L.P.)

       U.K.    London            100.00 %    AllianceBernstein L.P.      

AB CarVal Investors L.P.

       DE               99.9% AllianceBernstein L.P. (98.9% LP / 1% GP interests) and AB Corp. of Del. (0.1% preferred LP interest)      

CarVal CLO Management GP, LLC

       DE               100% by ABCarVal Investors L.P.      

CarVal CLO Management Holdings, L.P.

       DE       —           10% by CarVal CLO Mgmt GP, LLC and 90% by ABCarVal Invstrs LP      

CarVal CLO Management, LLC

       DE               100% CarVal CLO Mgmt Hldngs LP      

CVI Sandhills Holdings LLC

       DE               100% ABCarVal Invstrs LP      

CarVal Carry GP Corp.

       Cayman       —           100% ABCarVal Invstrs LP      

CVI General Partner, LLC

       DE       —           100% CarVal Carry GP Corp.      

CarVal Investors Luxembourg S.a.r.l.

       Luxembourg               100% ABCarVal Invstrs LP      

CarVal Investors Ireland DAC

       Ireland               100% ABCArVal Invstrs LP      

CarVal Investors UK Limited

       U.K.               100% ABCarVal Invstrs LP      

CarVal Investors GB LLP

       U.K.               97.9% by CarVal Invstrs UK Ltd. and 2.1% by 5 UK members      

CarVal Portugal LDA (now 100% owned by ABCarVal Invstrs LP)

       Portugal               100% by ABCarVal Invstrs LP      

CarVal Investors Pte Ltd.

       Singapore               100% ABCarVal Invstrs LP      

CarVal Investors PRC Holdings Pte. Ltd.

       Singapore               100% ABCarVal Invstrs LP      

CarVal Wensheng Private Fund Management (Shanghai) Co., Ltd.

       China               80% by ABCarVal Invstrs PRC Hldns Pte Ltd. and 20% by Third Party Parnter      

 

(1)

AB (Luxembourg) S.a. r.l. has branch offices in Amsterdam Netherlands; Madrid, Spain; Milan, Italy; Paris, France; Munich, Germany and Stockholm, Sweden.

(2)

SCBL has branch offices in Amesterdam, Netherlands; Frankfurt, Germany; Milan, Italy; Madrid, Spain and Stockholm, Sweden.

(3)

Bernstein Autonomous LLP has representative office in Switzerland.    

(4)

Sanford C. Bernstein Ireland Limited has barnch office in Spain.    

 

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