EX-99.(16)(A)(I) 12 d140294dex9916ai.htm AMENDMENT NO. 1 EFFECTIVE MARCH 28, 2014 TO PARTICIPATION AGREEMENT Amendment No. 1 effective March 28, 2014 to Participation Agreement

AMENDMENT NO. 1

TO

PARTICIPATION AGREEMENT

Amendment No. 1, effective March 28, 2014, to the Participation Agreement, (the “Agreement”), dated December 1, 2010 by and among MONY Life Insurance Company of America (the “Company”); Legg Mason Partners Variable Equity Trust and Legg Mason Partners Variable Income Trust (the “Fund”); Legg Mason Partners Fund Advisor, LLC; and Legg Mason Investor Services, LLC (the “Distributor”) (collectively, the “Parties”). Capitalized terms used herein and not otherwise defined herein shall have the meanings assigned to such terms in the Agreement.

The Parties hereby agree to amend the Agreement as follows:

 

  1.

Schedule A. Schedule A of the Agreement is hereby deleted in its entirety and replaced with the attached “Schedule A”.

 

  2.

Schedule B. Schedule B of the Agreement is hereby deleted in its entirety and replaced with the attached “Schedule B”.

 

  3.

The Company represents and warrants that it understands the requirements of all applicable laws, rules or regulations relating to bribery and corruption both in the Company’s home jurisdiction and in any other jurisdictions which may have a connection to the services performed by the Company in connection with the Agreement. The Company further represents and warrants that it will fully and faithfully comply with all requirements of such laws, rules or regulations in connection with all activities under or in any way connected with the Agreement and such requirements that the Fund or the Distributor may notify to Company.

Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.

IN WITNESS WHEREOF, the Parties have executed and delivered this Amendment No. 1 as of the date first above set forth.

 

LEGG MASON PARTNERS VARIABLE

EQUITY TRUST

   

LEGG MASON PARTNERS VARIABLE

INCOME TRUST

By:  

LOGO

 

   

By:

 

LOGO

 

Name:   Kenneth Fuller    

Name:

  Kenneth Fuller
Title:   President    

Title:

  President

LEGG MASON PARTNERS FUND

ADVISER, LLC

    LEGG MASON INVESTOR SERVICES, LLC
By:  

LOGO

 

   

By:

 

LOGO

 

Name:   Kenneth Fuller    

Name:

  Michael P. Mattera

Title:

  President    

Title:

  Director

 

1


MONY Life Insurance Company of America,
on behalf of itself and its separate accounts
By:  

LOGO

 

Name:   Steven M. Joenk
Title:   Senior Vice President

 

2


SCHEDULE A

Separate Accounts and Associated Contracts

 

Name of Separate Account

  

Policy Form Numbers of Contracts Funded by Separate Account

MONY Life Insurance Company of America Separate Account L    All Contracts
MONY Life Insurance Company of America Separate Account A    All Contracts
MONY Life Insurance Company of America Separate Account P    All Contracts
MONY Life Insurance Company of America Separate Account K    All Contracts

 

3


SCHEDULE B

PORTFOLIOS AVAILABLE UNDER THE CONTRACTS

Class I and Class II Shares, as applicable, of all Portfolios that are series of Legg Mason Partners Variable Equity Trust and Legg Mason Partners Variable Income Trust, whether now existing or hereafter created.

 

4