0001214659-20-007293.txt : 20200818 0001214659-20-007293.hdr.sgml : 20200818 20200818060731 ACCESSION NUMBER: 0001214659-20-007293 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200818 DATE AS OF CHANGE: 20200818 EFFECTIVENESS DATE: 20200818 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GWM Asset Management Ltd CENTRAL INDEX KEY: 0001821462 IRS NUMBER: 000000000 STATE OF INCORPORATION: O1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20340 FILM NUMBER: 201111659 BUSINESS ADDRESS: STREET 1: LEVEL 5, PORTOMASO BUSINESS TOWER STREET 2: PORTOMASO CITY: ST. JULIANS STATE: O1 ZIP: PTM 01 BUSINESS PHONE: 35620162117 MAIL ADDRESS: STREET 1: LEVEL 5, PORTOMASO BUSINESS TOWER STREET 2: PORTOMASO CITY: ST.JULIANS STATE: O1 ZIP: PTM 01 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001821462 XXXXXXXX 03-31-2020 03-31-2020 false GWM Asset Management Ltd

Level 5, Portomaso Business Tower Portomaso St.julians O1 PTM 01

13F HOLDINGS REPORT 028-20340 N Mario Xerri 35620162117 /s/ Mario Xerri St. Julians O1 08-13-2020 0 12 128449 INFORMATION TABLE 2 infotable.xml AXALTA COATING SYS LTD CALL G0750C908 5963 1250 SH Call DFND 1250 0 0 MORGAN STANLEY COM NEW 617446448 253 2000 SH Call DFND 2000 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 9706 416196 SH DFND 416196 0 0 GRIFOLS S A SP ADR REP B NVT 398438408 10622 529660 SH DFND 529660 0 0 STARS GROUP INC COM 85570W100 235 11508 SH DFND 11508 0 0 ALLERGAN PLC SHS G0177J108 50486 285070 SH DFND 285070 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 1674 13800 SH DFND 13800 0 0 DISCOVERY INC COM SER C 25470F302 4490 256000 SH DFND 256000 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 5151 150100 SH DFND 150100 0 0 LENNAR CORP CL B 526057302 4971 171888 SH DFND 171888 0 0 TIFFANY & CO NEW COM 886547108 26947 208085 SH DFND 208085 0 0 BHP GROUP PLC SPONSORED ADR 05545E209 7951 262077 SH DFND 262077 0 0