Chief Compliance Officer

0001821407-20-000001.txt : 20200818 0001821407-20-000001.hdr.sgml : 20200818 20200818111635 ACCESSION NUMBER: 0001821407-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200818 DATE AS OF CHANGE: 20200818 EFFECTIVENESS DATE: 20200818 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WFA of San Diego, LLC CENTRAL INDEX KEY: 0001821407 IRS NUMBER: 844136657 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20341 FILM NUMBER: 201112477 BUSINESS ADDRESS: STREET 1: 2813 COLTSGATE ROAD STREET 2: SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 6194910225 MAIL ADDRESS: STREET 1: 2813 COLTSGATE ROAD STREET 2: SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001821407 XXXXXXXX 06-30-2020 06-30-2020 WFA of San Diego, LLC

2813 COLTSGATE ROAD SUITE 200 CHARLOTTE NC 28211

13F HOLDINGS REPORT 028-20341 N Joseph P. Arce Chief Compliance Officer 866-478-8794 Joseph P. Arce San Diego CA 08-18-2020 0 234 317199 false INFORMATION TABLE 2 13FWFA2Q2020.xml WFA13F2Q2020 PROCTER & GAMBLE CO COM COM 742718109 39722 315312 SH SOLE 7755 0 307557 CHEMED CORPORATION NEW COM 16359R103 27830 58342 SH SOLE 0 0 58342 APPLE INC COM COM 037833100 23600 74653 SH SOLE 975 0 73678 FACEBOOK INC COM CL A COM CL A 30303M102 9532 43138 SH SOLE 1128 0 42010 MICROSOFT CORP COM COM 594918104 9023 54484 SH SOLE 3130 0 51354 ETF SERIES SOLUTIONS APTUS DRAWDOWN ETF APTUS DRAWDOWN ETF 26922A784 6197 199350 SH SOLE 18235 0 181115 BANK OF AMERICA CORPORATION COM COM 060505104 5978 174407 SH SOLE 3011 0 171396 ISHARES TRUST CORE HIGH DV ETF CORE HIGH DV ETF 46429B663 5852 59712 SH SOLE 20152 0 39560 FIRST TST VALUE LI SHS ETF SHS ETF 33734H106 5485 151877 SH SOLE 49353 0 102524 SPDR SERIES TRUST PORTFOLIO LN TSR ETF PORTFOLIO LN TSR ETF 78464A664 5455 140311 SH SOLE 51687 0 88624 INTEL CORP COM COM 458140100 3975 65697 SH SOLE 2316 0 63381 STOCK YDS BANCORP INCORPORATED COM 861025104 3840 96022 SH SOLE 0 0 96022 SHAKE SHACK INC COM CL A COM CL A 819047101 3548 50643 SH SOLE 272 0 50371 EXXON MOBIL CORPORATION COM COM 30231G102 3390 49840 SH SOLE 3247 0 46593 ETF SERIES SOLUTIONS APTUS DEFINED ETF APTUS DEFINED ETF 26922A388 3291 119953 SH SOLE 37145 0 82808 NIKE INC COM CL B COM CL B 654106103 3261 31202 SH SOLE 208 0 30994 LAS VEGAS SANDS CORP COM COM 517834107 3007 42927 SH SOLE 0 0 42927 STARBUCKS CORP COM COM 855244109 2653 28726 SH SOLE 613 0 28113 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT ETF 78462F103 2531 7643 SH SOLE 45 0 7598 GENERAL MILLS INC COM COM 370334104 2273 41836 SH SOLE 309 0 41527 WORLD GOLD TRUST SPDR GLD MINIS ETF SPDR GLD MINIS ETF 98149E204 2270 149947 SH SOLE 58203 0 91744 BIO-TECHNE CORP COM COM 09073M104 2164 9772 SH SOLE 46 0 9726 ALTRIA GROUP INC COM COM 02209S103 2140 42164 SH SOLE 10197 0 31967 CHURCH & DWIGHT COM COM 171340102 2137 29478 SH SOLE 117 0 29361 PEPSICO INC COM COM 713448108 2066 14580 SH SOLE 175 0 14405 CHEVRON CORPORATION COM COM 166764100 2016 17653 SH SOLE 1720 0 15933 TRACTOR SUPPLY CO COM COM 892356106 1983 21178 SH SOLE 86 0 21092 ISHARES US ETF TRUST SHT MAT BD ETF SHT MAT BD ETF 46431W507 1974 39279 SH SOLE 13808 0 25471 ROSS STORES INC COM COM 778296103 1943 16500 SH SOLE 88 0 16412 SANDERSON FARM INC COM COM 800013104 1922 12542 SH SOLE 68 0 12474 ISHARES TRUST USA QUALITY FCTR ETF USA QUALITY FCTR ETF 46432F339 1908 18766 SH SOLE 5503 0 13263 WALT DISNEY COMPANY (THE) COM COM 254687106 1904 13246 SH SOLE 1181 0 12065 BERKSHIRE HATHAWAY INC COM CL B COM CL B 084670702 1891 8272 SH SOLE 25 0 8247 FARMER BROS CO COM COM 307675108 1865 145517 SH SOLE 0 0 145517 GENERAL ELECTRIC CO COM COM 369604103 1848 158803 SH SOLE 3528 0 155275 GENERAL DYNAMICS CORP COM COM 369550108 1840 10047 SH SOLE 81 0 9966 QUALCOMM INC COM COM 747525103 1833 19500 SH SOLE 830 0 18670 US BANCORP COM COM 902973304 1767 31302 SH SOLE 0 0 31302 MERCK & CO INC COM COM 58933Y105 1760 19540 SH SOLE 116 0 19424 HENRY JACK & ASSOCIATES INC COM COM 426281101 1712 11447 SH SOLE 58 0 11389 FACTSET RESEARCH SYSTEMS COM COM 303075105 1705 6161 SH SOLE 34 0 6127 SELECT SECTOR SPDR TRUST ENERGY ETF ENERGY ETF 81369Y506 1665 27809 SH SOLE 9780 0 18029 V F CORP COM COM 918204108 1660 17532 SH SOLE 91 0 17441 PFIZER INC COM COM 717081103 1656 41090 SH SOLE 1079 0 40011 PAYPAL HOLDINGS INC COM COM 70450Y103 1651 14273 SH SOLE 735 0 13538 GRAINGER W W INC COM COM 384802104 1606 4800 SH SOLE 29 0 4771 CUBIC CORP COM COM 229669106 1579 23008 SH SOLE 143 0 22865 SYSCO CORPORATION COM 871829107 1571 18879 SH SOLE 0 0 18879 APTARGROUP INC COM COM 038336103 1545 13360 SH SOLE 75 0 13285 WILLIAMS-SONOMA INC COM COM 969904101 1523 20006 SH SOLE 138 0 19868 HOME DEPOT INC COM COM 437076102 1492 6423 SH SOLE 194 0 6229 MASTERCARD INCORPORATED COM CL A COM CL A 57636Q104 1477 4599 SH SOLE 89 0 4510 NVIDIA CORP COM COM 67066G104 1462 5942 SH SOLE 403 0 5539 KNIGHT SWIFT TRANSN HLDGS INC COM CL A COM CL A 499049104 1437 38615 SH SOLE 210 0 38405 CVS HEALTH CORPORATION COM COM 126650100 1435 19246 SH SOLE 665 0 18581 TESLA INC COM COM 88160R101 1434 2700 SH SOLE 335 0 2365 QUALYS INCORPORATED COM 74758T303 1385 16210 SH SOLE 0 0 16210 HORMEL FOODS CORP COM COM 440452100 1362 29041 SH SOLE 215 0 28826 SHOTSPOTTER INC COM COM 82536T107 1359 48780 SH SOLE 5148 0 43632 BOEING CO COM COM 097023105 1340 4256 SH SOLE 179 0 4077 AMAZON COM INC COM COM 023135106 1337 709 SH SOLE 70 0 639 ALPHABET INC COM CL C COM CL C 02079K107 1274 863 SH SOLE 51 0 812 GENUINE PARTS CO COM COM 372460105 1224 12059 SH SOLE 195 0 11864 OASIS PETROLEUM INC COM COM 674215108 1199 428302 SH SOLE 25850 0 402452 REPUBLIC BANCORP KY CLASS A CL A 760281204 1161 26151 SH SOLE 0 0 26151 VERIZON COMMUNICATIONS COM COM 92343V104 1158 19190 SH SOLE 582 0 18608 CINCINNATI FINANCIAL CORP COM COM 172062101 1131 10636 SH SOLE 0 0 10636 FIFTH THIRD BANCORP COM COM 316773100 1116 38424 SH SOLE 696 0 37728 ABBOTT LABORATORIES COM COM 002824100 1088 12138 SH SOLE 135 0 12003 ITRON INC COM COM 465741106 1079 12445 SH SOLE 1649 0 10796 3M COMPANY COM COM 88579Y101 1071 5966 SH SOLE 0 0 5966 MSC INDUSTRIAL DIRECT CO COM CL A COM CL A 553530106 1025 14376 SH SOLE 93 0 14283 PUBLIC STORAGE COM COM 74460D109 1023 4599 SH SOLE 35 0 4564 DONALDSON INCORPORATED COM 257651109 1021 18554 SH SOLE 0 0 18554 JOHNSON & JOHNSON COM COM 478160104 1014 6830 SH SOLE 688 0 6142 BLOCK (H & R) INC COM COM 093671105 1005 41324 SH SOLE 285 0 41039 ALPHABET INC COM CL A COM CL A 02079K305 1003 683 SH SOLE 64 0 619 HONEYWELL INTERNATIONAL INC COM COM 438516106 995 5503 SH SOLE 145 0 5358 SKYWORKS SOLUTIONS INC COM COM 83088M102 985 8007 SH SOLE 1103 0 6904 UNITED TECHNOLOGIES CORP COM COM 913017109 901 5839 SH SOLE 121 0 5718 FIRST TRUST EXCHANGE-TRADED FU CAP STRENGTH ETF CAP STRENGTH ETF 33733E104 901 14920 SH SOLE 6257 0 8663 ADOBE INC COM COM 00724F101 882 2531 SH SOLE 126 0 2405 AT&T INC COM COM 00206R102 880 22804 SH SOLE 1930 0 20874 ISHARES TRUST MSCI EAFE ETF MSCI EAFE ETF 464287465 851 12191 SH SOLE 100 0 12091 VISA INC COM CL A COM CL A 92826C839 832 4046 SH SOLE 352 0 3694 JP MORGAN CHASE & CO COM COM 46625H100 822 5981 SH SOLE 1068 0 4913 ISHARES TRUST CORE DIV GRWTH ETF CORE DIV GRWTH ETF 46434V621 809 18976 SH SOLE 2639 0 16337 EMERSON ELEC COMPANY COM 291011104 787 10187 SH SOLE 0 0 10187 AMERICAN TOWER CORP COM COM 03027X100 767 3258 SH SOLE 285 0 2973 MPLX LP COM UNIT REP LTD COM UNIT REP LTD 55336V100 747 29116 SH SOLE 0 0 29116 AMGEN INC COM COM 031162100 732 3078 SH SOLE 100 0 2978 PNC FINANCIAL SERVICES GROUP COM COM 693475105 721 4752 SH SOLE 48 0 4704 FOOT LOCKER INC COM COM 344849104 704 17787 SH SOLE 148 0 17639 COCA-COLA CO COM COM 191216100 699 12261 SH SOLE 704 0 11557 BAIN CAP SPECIALTY FINANCE INC COM COM 05684B107 693 35190 SH SOLE 0 0 35190 KANSAS CITY SOUTHERN COM NEW COM NEW 485170302 683 4125 SH SOLE 0 0 4125 ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 464287200 680 2045 SH SOLE 50 0 1995 BECTON DICKINSON & CO COM COM 075887109 675 2450 SH SOLE 0 0 2450 ORACLE CORP COM COM 68389X105 666 12088 SH SOLE 537 0 11551 INVESCO QQQ COM 46090E103 665 2978 SH SOLE 0 0 2978 SCOTTS MIRACLE-GRO COMPANY COM CL A COM CL A 810186106 649 5950 SH SOLE 22 0 5928 TRUIST FINANCIAL CORPORATION COM COM 89832Q109 640 11365 SH SOLE 0 0 11365 FIDELITY NATIONAL INFORMATION COM COM 31620M106 636 4317 SH SOLE 138 0 4179 BRISTOL-MYERS SQUIBB CO COM COM 110122108 631 9470 SH SOLE 644 0 8826 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN UNIT LTD PARTN 01881G106 631 19135 SH SOLE 0 0 19135 TJX COS INC COM COM 872540109 630 10132 SH SOLE 503 0 9629 CISCO SYSTEMS INC COM COM 17275R102 617 12652 SH SOLE 403 0 12249 NEXTERA ENERGY INCORPORATED COM 65339F101 593 2319 SH SOLE 0 0 2319 SPDR SERIES TRUST PRTFLO S&P500 HI ETF PRTFLO S&P500 HI ETF 78468R788 588 14810 SH SOLE 1250 0 13560 DUKE ENERGY CORP COM COM 26441C204 582 6228 SH SOLE 1110 0 5118 HERSHEY COMPANY COM COM 427866108 580 3817 SH SOLE 0 0 3817 LYFT INCORPORATED CLASS A COM CL A COM 55087P104 576 12000 SH SOLE 0 0 12000 LOWE'S COMPANIES INC COM COM 548661107 569 4703 SH SOLE 114 0 4589 COMMSCOPE HOLDINGS CO INC COM COM 20337X109 562 39166 SH SOLE 7908 0 31258 TARGET CORPORATION COM 87808K106 540 4733 SH SOLE 0 0 4733 CINTAS CORPORATION COM 172908105 526 1866 SH SOLE 0 0 1866 BLACKROCK INC COM COM 09247X101 525 992 SH SOLE 15 0 977 FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND SHS 336917109 512 15800 SH SOLE 0 0 15800 VEONEER INC COM COM 92336X109 511 35665 SH SOLE 9532 0 26133 FIRST TR EXCHANGE TRADED FD VI DORSEY WRT 5 ETF DORSEY WRT 5 ETF 33738R605 505 15412 SH SOLE 0 0 15412 SPDR GOLD TRUST GOLD SHS ETF GOLD SHS ETF 78463V107 503 3465 SH SOLE 1330 0 2135 INTERNATIONAL BUS MACH CORP COM COM 459200101 501 3602 SH SOLE 100 0 3502 MCDONALD'S CORPORATION COM COM 580135101 486 2308 SH SOLE 98 0 2210 SMUCKER (JM) CO COM COM 832696405 478 4474 SH SOLE 354 0 4120 BAXTER INTERNATIONAL INCORPORATED COM 071813109 466 5119 SH SOLE 0 0 5119 PHILIP MORRIS INTL INC COM COM 718172109 461 5260 SH SOLE 1190 0 4070 SNAP INC COM CL A COM CL A 83304A106 461 24800 SH SOLE 3950 0 20850 ROCKWELL AUTOMATION INC COM COM 773903109 456 2260 SH SOLE 315 0 1945 ABBVIE INC COM COM 00287Y109 451 5122 SH SOLE 196 0 4926 PIMCO ETF TRUST 25YR ZERO U S ETF 25YR ZERO U S ETF 72201R882 447 3309 SH SOLE 1889 0 1420 ISHARES TR RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 443 2641 SH SOLE 0 0 2641 NETFLIX INC COM COM 64110L106 435 1296 SH SOLE 139 0 1157 WORLD GOLD TRUST SPDR GOLD MINISHARES TR SPDR GLD MINIS 98138H101 432 27804 SH SOLE 0 0 27804 SELECT SECTOR SPDR TRUST SBI INT-FINL ETF SBI INT-FINL ETF 81369Y605 426 13849 SH SOLE 229 0 13620 WELLS FARGO & COMPANY COM COM 949746101 420 8561 SH SOLE 216 0 8345 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 406 4244 SH SOLE 0 0 4244 SCHWAB U.S. TIPS ETF US TIPS ETF 808524870 405 7099 SH SOLE 0 0 7099 SPDR S&P AEROSPACE & DEFENSE ETF AEROSPACE DEF 78464A631 405 3500 SH SOLE 0 0 3500 OPUS SMALL CAP VALUE ETF OPUS SML CP VL 26922A446 392 14250 SH SOLE 0 0 14250 ALPS ETF TRUST ALERIAN MLP ETF ALERIAN MLP ETF 00162Q866 388 45260 SH SOLE 18900 0 26360 DUPONT DE NEMOURS INC COM COM 26614N102 387 6210 SH SOLE 0 0 6210 CRONOS GROUP INC COM COM 22717L101 383 49895 SH SOLE 46153 0 3742 NORFOLK SOUTHERN CORP COM COM 655844108 382 1879 SH SOLE 0 0 1879 VANGUARD HIGH DIVIDEND YIELD ETF HIGH DIV YLD 921946406 382 4050 SH SOLE 0 0 4050 LABORATORY CORPORATION AMER HLDGS COM NEW COM NEW 50540R409 375 2090 SH SOLE 0 0 2090 BOOKING HLDGS INCORPORATED COM 09857L108 370 186 SH SOLE 0 0 186 GOLDMAN SACHS GROUP INC COM COM 38141G104 361 1493 SH SOLE 242 0 1251 ISHARES TRUST MSCI EMG MKT ETF MSCI EMG MKT ETF 464287234 341 7566 SH SOLE 66 0 7500 DOW INC COM COM 260557103 326 6154 SH SOLE 0 0 6154 INTERCONTINENTAL EXCHANGE INCORPORATED COM 45866F104 326 3368 SH SOLE 0 0 3368 FIRST TRUST CAPITAL STRENGTH ETF COM 33733E108 325 5233 SH SOLE 0 0 5233 SPDR S&P BANK ETF S&P BK ETF 78464A797 324 7000 SH SOLE 0 0 7000 MICRON TECHNOLOGY INC COM COM 595112103 319 5810 SH SOLE 4314 0 1496 ISHARES TRUST S&P 500 GRWT ETF S&P 500 GRWT ETF 464287309 319 1575 SH SOLE 0 0 1575 ADVANCED MICRO DEVICES INC COM COM 007903107 316 6735 SH SOLE 5285 0 1450 ISHARES TRUST GRWT ALLOCAT ETF GRWT ALLOCAT ETF 464289867 314 6518 SH SOLE 1280 0 5238 SPDR S&P REGIONAL BANKING ETF S&P REGL BKG 78464A698 312 5500 SH SOLE 0 0 5500 VANGUARD TOTAL WORLD STOCK ETF TT WRLD ST ETF 922042742 304 3684 SH SOLE 0 0 3684 SOUTHERN COPPER CORPORATION COM 84265V105 301 7114 SH SOLE 0 0 7114 STIFEL FINL CORPORATION COM 860630102 297 4662 SH SOLE 0 0 4662 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 292 6594 SH SOLE 0 0 6594 ELI LILLY AND COMPANY COM COM 532457108 287 2186 SH SOLE 0 0 2186 AUTOMATIC DATA PROCESSING INCORPORATED COM 053015103 282 1602 SH SOLE 0 0 1602 WALMART INC COM COM 931142103 280 2403 SH SOLE 743 0 1660 CRACKER BARREL OLD COM COM 22410J106 279 1766 SH SOLE 0 0 1766 CALAMOS CONVERTIBLE OPPORTUNIT SH BEN INT SH BEN INT 128117108 277 25150 SH SOLE 25150 0 0 MONDELEZ INTL INC COM CL A COM CL A 609207105 269 4850 SH SOLE 402 0 4448 ISHARES TRUST RUS 1000 GRW ETF RUS 1000 GRW ETF 464287614 265 1448 SH SOLE 288 0 1160 OCCIDENTAL PETROLEUM CORP COM COM 674599105 265 6305 SH SOLE 3177 0 3128 INVESCO RAYMOND JAMES SB-1 EQUITY ETF RYMND JMS SB 1 46137V522 263 5465 SH SOLE 0 0 5465 KIMBERLY CLARK CORP COM COM 494368103 262 1841 SH SOLE 0 0 1841 ALIBABA GROUP HOLDING LTD ADR SPONSORED ADR SPONSORED 01609W102 261 1231 SH SOLE 1136 0 95 TERADYNE INC COM COM 880770102 260 3738 SH SOLE 2290 0 1448 AMERICAN FINANCIAL GROUP INC COM COM 025932104 259 2360 SH SOLE 0 0 2360 SOUTHERN COMPANY COM 842587107 256 3760 SH SOLE 0 0 3760 SPDR INDEX SHARES FUNDS EURO STOXX 50 ETF EURO STOXX 50 ETF 78463X202 255 6272 SH SOLE 0 0 6272 ISHARES TRUST JPMORGAN USD EMG ETF JPMORGAN USD EMG ETF 464288281 255 2225 SH SOLE 2023 0 202 LEGG MASON INCORPORATED COM 524901105 255 6825 SH SOLE 0 0 6825 COSTCO WHOLESALE CORP COM COM 22160K105 248 799 SH SOLE 89 0 710 TWO HARBORS INVESMENT CORP COM NEW COM NEW 90187B408 243 16304 SH SOLE 6886 0 9418 UNITEDHEALTH GROUP INC COM COM 91324P102 242 810 SH SOLE 117 0 693 FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND SHS 337344105 242 3164 SH SOLE 0 0 3164 ISHARES TR RUS MID CAP ETF RUS MID CAP ETF 464287499 240 3924 SH SOLE 0 0 3924 ISHARES TRUST CORE S&P SCP ETF CORE S&P SCP ETF 464287804 237 2810 SH SOLE 79 0 2731 CSX CORP COM COM 126408103 234 3207 SH SOLE 851 0 2356 RAYTHEON CO COM COM 755111507 233 1019 SH SOLE 95 0 924 DIREXION DAILY FINANCIAL BULL 3X SHARES DLY FIN BULL NEW 25459Y694 231 2304 SH SOLE 0 0 2304 LINDE PLC COM COM G5494J103 230 1079 SH SOLE 0 0 1079 FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND NO AMER ENERGY 33738D101 229 8787 SH SOLE 0 0 8787 EASTMAN CHEMICAL CO COM COM 277432100 228 2992 SH SOLE 0 0 2992 SPDR SERIES TRUST PORTFOLIO TL STK ETF PORTFOLIO TL STK ETF 78464A805 225 5641 SH SOLE 3761 0 1880 UNION PACIFIC CORP COM COM 907818108 225 1234 SH SOLE 149 0 1085 SALESFORCE.COM INC COM COM 79466L302 222 1222 SH SOLE 123 0 1099 ISHARES TRUST RUS 1000 VAL ETF RUS 1000 VAL ETF 464287598 220 1594 SH SOLE 200 0 1394 GILEAD SCIENCES INC COM COM 375558103 219 3496 SH SOLE 0 0 3496 VALERO ENERGY CORP COM COM 91913Y100 218 2412 SH SOLE 50 0 2362 ISHARES TRUST CORE MSCI EAFE ETF CORE MSCI EAFE ETF 46432F842 218 3317 SH SOLE 98 0 3219 FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX FUND NY ARCA BIOTECH 33733A102 210 1399 SH SOLE 0 0 1399 FIRST TRUST CHINDIA ETF CHINDIA ETF 33733A102 209 5024 SH SOLE 0 0 5024 ISHARES TRUST PFD AND INCM SEC ETF PFD AND INCM SEC ETF 464288687 207 5482 SH SOLE 4352 0 1130 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 205 4581 SH SOLE 0 0 4581 MARATHON OIL CORPORATION COM COM 565849106 203 15755 SH SOLE 0 0 15755 HILL ROM HLDGS INCORPORATED COM 431475102 202 1750 SH SOLE 0 0 1750 IQ 50 PERCENT HEDGED FTSE INTERNATIONAL ETF HDGD FTSE INTL 45409B560 201 9140 SH SOLE 0 0 9140 ERICSSON ADR SPONSORED ADR SPONSORED 294821608 189 21535 SH SOLE 15895 0 5640 OPTION CARE HEALTH INCORPORATED COM 68404L102 184 44175 SH SOLE 0 0 44175 LIBERTY HEALTH SCIENCES INC COM COM 530562107 178 375600 SH SOLE 332262 0 43338 GENWORTH FINL INCORPORATED COM CLASS A COM CL A 37247D106 167 38742 SH SOLE 0 0 38742 SEABRIDGE GOLD INC COM COM 811916105 160 11550 SH SOLE 11550 0 0 HUNTINGTON BANCSHARES INCORPORATED COM 446150104 157 10721 SH SOLE 0 0 10721 ANNALY CAPITAL MANAGEMENT INC COM COM 035710409 144 14973 SH SOLE 3375 0 11598 FORD MOTOR CO COM COM 345370860 141 15308 SH SOLE 0 0 15308 ORGANIGRAM HOLDINGS INC COM COM 68620P101 127 51900 SH SOLE 47908 0 3992 INSEEGO CORPORATION COM 45782B104 126 13149 SH SOLE 0 0 13149 GROUPON INCORPORATED COM 399473107 123 39028 SH SOLE 0 0 39028 GROWGENERATION CORP COM COM 39986L109 113 27525 SH SOLE 27525 0 0 VILLAGE FARMS INTE COM COM 92707Y108 102 16300 SH SOLE 15524 0 776 GREEN THUMB INDUSTRIES INC COM COM 39342L108 98 10040 SH SOLE 8268 0 1772 EATON VANCE TAX-MANAGED GLOBAL COM COM 27829F108 92 10450 SH SOLE 5971 0 4479 SUPREME CANNABIS CO INC COM COM 86860J106 80 163500 SH SOLE 149283 0 14217 WHITING PETE CORPORATION NEW COM NEW COM NEW 966387409 69 12884 SH SOLE 0 0 12884 CALLON PETE COMPANY DEL COM 13123X102 67 18000 SH SOLE 0 0 18000 NOKIA OYJ ADR SPONSORED ADR SPONSORED 654902204 49 13329 SH SOLE 6314 0 7015 MEDMEN ENTERPRISES INC COM COM 58507M107 41 77550 SH SOLE 74319 0 3231 KUSHCO HOLDINGS INC COM COM 50133S103 38 23050 SH SOLE 19208 0 3842 OPKO HEALTH INCORPORATED COM 68375N103 38 23788 SH SOLE 0 0 23788 SPROTT INC COM COM 852066109 35 15300 SH SOLE 14025 0 1275 REGIONAL HEALTH PPTYS INCORPORATED REIT COM 75903M309 19 13001 SH SOLE 0 0 13001 QUINSAM CAPITAL CORP COM COM 748747201 17 238500 SH SOLE 221464 0 17036 CAPTOR CAPITAL CORP COM COM 14075H202 15 69972 SH SOLE 66473 0 3499 TEXAS MINERAL RESOURCES CORP COM COM 88256L109 12 10000 SH SOLE 0 0 10000 AUXLY CANNABIS GROUP INC COM COM 05335P109 9 20800 SH SOLE 10400 0 10400 CANADA HOUSE WELLNESS GRP INC COM COM 135101103 1 30000 SH SOLE 30000 0 0 HEMP INC COM COM 423703206 0 21700 SH SOLE 0 0 21700