0001104659-21-116534.txt : 20210916 0001104659-21-116534.hdr.sgml : 20210916 20210916200133 ACCESSION NUMBER: 0001104659-21-116534 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210914 FILED AS OF DATE: 20210916 DATE AS OF CHANGE: 20210916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heavener Micah CENTRAL INDEX KEY: 0001863183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39606 FILM NUMBER: 211259007 MAIL ADDRESS: STREET 1: 234 1ST ST CITY: SAN FRANCISCO STATE: CA ZIP: 94015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SoFi Technologies, Inc. CENTRAL INDEX KEY: 0001818874 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 981547291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (855) 456-7634 MAIL ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Social Capital Hedosophia Holdings Corp. V DATE OF NAME CHANGE: 20200722 4 1 tm2127834-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-09-14 0 0001818874 SoFi Technologies, Inc. SOFI 0001863183 Heavener Micah C/O SOFI TECHNOLOGIES, INC. 234 1ST STREET SAN FRANCISCO CA 94105 0 1 0 0 Head of Operations Common Stock 2021-09-14 4 M 0 35539 A 125701 D Common Stock 2021-09-14 4 F 0 14724 14.57 D 110977 D Restricted Stock Unit 2021-09-14 4 M 0 35539 0.00 D Common Stock 35539 300710 D Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. /s/ Deanna Smith, Attorney-in-Fact 2021-09-16