0001104659-21-116534.txt : 20210916
0001104659-21-116534.hdr.sgml : 20210916
20210916200133
ACCESSION NUMBER: 0001104659-21-116534
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210914
FILED AS OF DATE: 20210916
DATE AS OF CHANGE: 20210916
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Heavener Micah
CENTRAL INDEX KEY: 0001863183
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39606
FILM NUMBER: 211259007
MAIL ADDRESS:
STREET 1: 234 1ST ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SoFi Technologies, Inc.
CENTRAL INDEX KEY: 0001818874
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 981547291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 234 1ST STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (855) 456-7634
MAIL ADDRESS:
STREET 1: 234 1ST STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: Social Capital Hedosophia Holdings Corp. V
DATE OF NAME CHANGE: 20200722
4
1
tm2127834-2_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-09-14
0
0001818874
SoFi Technologies, Inc.
SOFI
0001863183
Heavener Micah
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET
SAN FRANCISCO
CA
94105
0
1
0
0
Head of Operations
Common Stock
2021-09-14
4
M
0
35539
A
125701
D
Common Stock
2021-09-14
4
F
0
14724
14.57
D
110977
D
Restricted Stock Unit
2021-09-14
4
M
0
35539
0.00
D
Common Stock
35539
300710
D
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.
/s/ Deanna Smith, Attorney-in-Fact
2021-09-16